Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2023-02-17
Purchase		 2023-02-21
10:40 am		 CATERPILLAR INC CAT MacLennan David
Director		 400 $249.29 $99,716 3,709
(Direct)		 View
2023-02-09
Sale		 2023-02-10
5:28 pm		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 8,000 $251.04 $2,008,289 8,838
(Indirect
Direct)		 View
2023-02-06
Sale		 2023-02-07
1:54 pm		 CATERPILLAR INC CAT DICKINSON DANIEL M
Director		 6,070 $251.22 $1,524,905 5,038
(Direct)		 View
2023-02-03
Sale		 2023-02-06
9:55 pm		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 23,883 $250.44 $5,981,144 96,692
(Indirect
Direct)		 View
2023-01-09
Sale		 2023-01-10
2:08 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 11,000 $250 $2,750,000 45,276
(Direct)		 View
2023-01-06
Sale		 2023-01-09
1:37 pm		 CATERPILLAR INC CAT Creed Joseph E
Group President		 18,294 $249 $4,555,206 10,597
(Indirect
Direct)		 View
2022-12-27
Sale		 2022-12-28
1:43 pm		 CATERPILLAR INC CAT Johnson Denise C
Group President		 23,737 $240.14 $5,700,203 32,341
(Direct)		 View
2022-12-27
Sale		 2022-12-28
1:39 pm		 CATERPILLAR INC CAT Creed Joseph E
Group President		 7,698 $244 $1,878,312 18,297
(Indirect
Direct)		 View
2022-12-14
Sale		 2022-12-15
4:01 pm		 CATERPILLAR INC CAT Creed Joseph E
Group President		 5,003 $238 $1,190,714 10,599
(Indirect
Direct)		 View
2022-11-11
Sale		 2022-11-14
3:06 pm		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 1,884 $237.28 $447,036 8,721
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing

Ownership		 2023-03-06
07:52 am		 N/A
N/A		 CATERPILLAR INC CAT Fish James C Jr
Director		 0 $0 4,200
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:09 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 15,029 $0 63,188
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:09 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 5,328 $248.68 63,188
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:09 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 4,801 $0 16,317
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:09 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 1,551 $248.68 16,317
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:08 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
Chief Legal Officer		 13,359 $0 16,838
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:08 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
Chief Legal Officer		 5,248 $248.68 16,838
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 5,009 $0 13,711
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 1,972 $248.68 13,711
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 49,260 $0 378,092
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 20,978 $248.68 378,092
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:06 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 4,174 $0 16,399
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:06 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 1,829 $248.68 16,399
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:05 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 15,446 $0 17,968
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:05 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 6,083 $248.68 17,968
(Direct)		 View
2023-02-07
Option Award		 2023-02-08
9:04 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 15,446 $0 53,162
(Direct)		 View
2023-02-07
Tax Withholding		 2023-02-08
9:04 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 6,843 $248.68 53,162
(Direct)		 View
2023-02-03
Exercise		 2023-02-06
9:55 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 14,260 $138.35 96,692
(Direct)		 View
2023-02-03
Exercise		 2023-02-06
9:55 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 9,623 $127.6 96,692
(Direct)		 View
2022-11-09
Gift		 2023-02-06
9:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 7,300 $0 96,692
(Direct)		 View
2023-01-20
Other		 2023-02-06
9:55 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 76,226 $0 96,692
(Direct)		 View
2023-01-09
Exercise		 2023-01-10
2:08 pm		 N/A
2026-03-07		 CATERPILLAR INC CAT De Lange Bob
Group President		 11,000 $74.77 45,276
(Direct)		 View
2023-01-06
Exercise		 2023-01-09
1:37 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Creed Joseph E
Group President		 18,294 $151.12 10,597
(Direct)		 View
2022-12-30
Option Award		 2023-01-03
12:56 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 157 $238.93 17,508
(Direct)		 View
2022-12-30
Option Award		 2023-01-03
12:55 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 157 $238.93 20,366
(Direct)		 View
2022-12-27
Exercise		 2022-12-28
1:43 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Johnson Denise C
Group President		 23,737 $127.6 32,341
(Direct)		 View
2022-12-27
Exercise		 2022-12-28
1:39 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Creed Joseph E
Group President		 7,698 $127.6 18,297
(Direct)		 View
2022-12-23
Option Award		 2022-12-27
2:07 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 30 $239.87 6,523
(Direct)		 View
2022-12-23
Option Award		 2022-12-27
2:06 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 37 $239.87 25,172
(Direct)		 View
2022-12-14
Exercise		 2022-12-15
4:01 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Creed Joseph E
Group President		 5,003 $138.35 10,599
(Direct)		 View
2022-11-25
Option Award		 2022-11-28
4:10 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 38 $235.7 25,516
(Direct)		 View
2022-11-25
Option Award		 2022-11-28
4:09 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 30 $235.7 6,591
(Direct)		 View
2022-11-08
Exercise		 2022-11-10
12:35 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 151,402 $0 425,508
(Direct)		 View
2022-11-08
Exercise		 2022-11-10
12:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 151,402 $127.6 425,508
(Direct)		 View
2022-05-26
Gift		 2022-11-10
12:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 21,325 $0 425,508
(Indirect)		 View
2022-11-08
Tax Withholding		 2022-11-10
12:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO		 113,927 $229.65 425,508
(Direct)		 View
2022-10-26
Option Award		 2022-10-27
3:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 45 $196.96 25,142
(Direct)		 View
2022-10-26
Option Award		 2022-10-27
3:54 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 36 $196.96 6,474
(Direct)		 View
2022-09-30
Option Award		 2022-10-03
4:23 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 226 $165.84 17,260
(Direct)		 View
2022-09-30
Option Award		 2022-10-03
4:23 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 226 $165.84 20,104
(Direct)		 View
2022-09-26
Option Award		 2022-09-27
5:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 54 $162.62 25,523
(Direct)		 View
2022-09-26
Option Award		 2022-09-27
5:55 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 44 $162.62 6,547
(Direct)		 View
2022-09-01
Tax Withholding		 2022-09-02
1:51 pm		 N/A
N/A		 CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer		 289 $181.66 1,680
(Direct)		 View
2022-08-26
Option Award		 2022-08-30
10:38 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 46 $191.92 26,065
(Direct)		 View
2022-08-26
Option Award		 2022-08-30
10:38 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 37 $191.92 6,654
(Direct)		 View
2022-07-26
Option Award		 2022-07-28
11:12 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 49 $181.23 25,225
(Direct)		 View
2022-07-26
Option Award		 2022-07-28
11:11 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 39 $181.23 6,415
(Direct)		 View
2022-06-30
Option Award		 2022-07-01
08:53 am		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 209 $179.63 16,930
(Direct)		 View
2022-06-30
Option Award		 2022-07-01
08:53 am		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 306 $179.63 19,757
(Direct)		 View
2022-06-24
Option Award		 2022-06-27
8:50 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 48 $185.49 24,022
(Direct)		 View
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