Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-02-23
Purchase
2024-02-26
5:47 pm
CATERPILLAR INC CAT MacLennan David
Director
350 $323.37 $113,180 5,238
(Direct)
View
2024-02-22
Sale
2024-02-23
3:47 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
4,494 $321.96 $1,446,888 39,695
(Indirect
Direct)
View
2024-02-15
Sale
2024-02-16
3:53 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
7,469 $322 $2,405,018 31,786
(Indirect
Direct)
View
2024-02-07
Sale
2024-02-08
3:20 pm
CATERPILLAR INC CAT De Lange Bob
Group President
21,194 $325.52 $6,899,071 90,926
(Direct)
View
2024-02-02
Sale
2024-02-06
4:00 pm
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
20,000 $321.46 $6,429,134 47,317
(Direct)
View
2024-01-25
Sale
2024-01-26
12:41 pm
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
10,000 $300.04 $3,000,400 67,317
(Direct)
View
2023-08-29
Sale
2023-08-31
12:56 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
5,663 $280.73 $1,589,759 20,323
(Direct)
View
2023-08-09
Sale
2023-08-10
5:50 pm
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
18,294 $286.33 $5,238,129 16,585
(Indirect
Direct)
View
2023-08-03
Sale
2023-08-04
7:33 pm
CATERPILLAR INC CAT Johnson Denise C
Group President
41,748 $0 $0 17,968
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-02-22
Tax Withholding
2024-02-23
3:47 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
3,386 $321.95 39,695
(Direct)
View
2024-02-22
Exercise
2024-02-23
3:47 pm
N/A
2029-03-04
CATERPILLAR INC CAT Fassino Anthony D.
Group President
7,880 $138.35 39,695
(Direct)
View
2024-02-15
Tax Withholding
2024-02-16
3:53 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
6,604 $322 31,786
(Direct)
View
2024-02-15
Exercise
2024-02-16
3:53 pm
N/A
2028-03-05
CATERPILLAR INC CAT Fassino Anthony D.
Group President
14,073 $151.12 31,786
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:06 am
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
12,039 $0 18,922
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:06 am
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
4,270 $313.4 18,922
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:04 am
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer
42,136 $0 525,225
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:04 am
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer
16,835 $313.4 525,225
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:04 am
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
12,039 $0 31,786
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:04 am
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
4,830 $313.4 31,786
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:03 am
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
2,408 $0 3,874
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:03 am
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
605 $313.4 3,874
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:02 am
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
12,280 $0 32,766
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:02 am
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
4,369 $313.4 32,766
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:01 am
N/A
N/A
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
4,213 $0 19,769
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:01 am
N/A
N/A
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
1,197 $313.4 19,769
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:01 am
N/A
N/A
CATERPILLAR INC CAT De Lange Bob
Group President
12,039 $0 67,797
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:01 am
N/A
N/A
CATERPILLAR INC CAT De Lange Bob
Group President
5,334 $313.4 67,797
(Direct)
View
2024-02-13
Option Award
2024-02-15
06:00 am
N/A
N/A
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
12,520 $0 54,771
(Direct)
View
2024-02-13
Tax Withholding
2024-02-15
06:00 am
N/A
N/A
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
5,066 $313.4 54,771
(Direct)
View
2024-02-07
Exercise
2024-02-08
3:20 pm
N/A
2027-03-06
CATERPILLAR INC CAT De Lange Bob
Group President
30,000 $95.66 90,926
(Direct)
View
2024-02-07
Tax Withholding
2024-02-08
3:20 pm
N/A
N/A
CATERPILLAR INC CAT De Lange Bob
Group President
8,806 $325.87 90,926
(Direct)
View
2024-01-12
Option Award
2024-01-16
5:25 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
6,887 $0 24,567
(Direct)
View
2024-01-12
Option Award
2024-01-16
5:24 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
6,887 $0 24,855
(Direct)
View
2024-01-12
Option Award
2024-01-16
5:22 pm
N/A
N/A
CATERPILLAR INC CAT De Lange Bob
Group President
6,887 $0 61,092
(Direct)
View

Ownership
2024-01-10
11:00 am
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
0 $0 34,873
(Direct)
View

Ownership
2024-01-10
10:59 am
N/A
N/A
CATERPILLAR INC CAT Owens Derek
CLO & General Counsel
0 $0 4,730
(Direct)
View
2023-12-29
Option Award
2024-01-02
1:48 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
127 $295.72 21,369
(Direct)
View
2023-12-29
Option Award
2024-01-02
1:46 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
127 $295.72 18,452
(Direct)
View
2023-12-26
Option Award
2023-12-27
2:08 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
31 $295.63 27,070
(Direct)
View
2023-12-26
Option Award
2023-12-27
2:07 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
38 $295.63 15,716
(Direct)
View
2023-12-26
Option Award
2023-12-27
2:07 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
45 $247.36 15,716
(Direct)
View
2023-12-18
Exercise
2023-12-19
4:50 pm
N/A
2030-03-02
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
75,701 $127.6 499,921
(Direct)
View
2023-12-18
Exercise
2023-12-19
4:50 pm
N/A
2029-03-04
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
163,615 $138.35 499,921
(Direct)
View
2023-12-18
Exercise
2023-12-19
4:50 pm
N/A
2028-03-05
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
182,944 $151.12 499,921
(Direct)
View
2023-12-18
Tax Withholding
2023-12-19
4:50 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chairman and CEO
300,448 $286.72 499,921
(Direct)
View
2023-11-24
Option Award
2023-11-27
3:48 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
37 $247.36 27,425
(Direct)
View
2023-10-26
Option Award
2023-10-27
4:56 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
32 $242.43 8,031
(Direct)
View
2023-10-26
Option Award
2023-10-27
4:55 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
38 $242.43 27,822
(Direct)
View
2023-09-29
Option Award
2023-10-02
7:24 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
136 $275.46 21,132
(Direct)
View
2023-09-29
Option Award
2023-10-02
7:22 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
136 $275.46 18,230
(Direct)
View
2023-09-26
Option Award
2023-09-27
6:04 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
34 $269.52 27,790
(Direct)
View
2023-09-26
Option Award
2023-09-27
6:02 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
29 $269.52 8,001
(Direct)
View
2023-09-01
Tax Withholding
2023-09-05
1:47 pm
N/A
N/A
CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer
245 $285.36 1,455
(Direct)
View
2023-08-29
Exercise
2023-08-31
12:56 pm
N/A
2027-03-06
CATERPILLAR INC CAT Fassino Anthony D.
Group President
5,588 $95.66 20,323
(Direct)
View
2023-08-29
Tax Withholding
2023-08-31
12:56 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
1,217 $279 20,323
(Direct)
View
2023-08-30
Tax Withholding
2023-08-31
12:56 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
1,401 $282.57 20,323
(Direct)
View
2023-08-29
Exercise
2023-08-31
12:56 pm
N/A
2026-03-07
CATERPILLAR INC CAT Fassino Anthony D.
Group President
2,693 $74.77 20,323
(Direct)
View
2023-08-25
Option Award
2023-08-28
4:58 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Group President
29 $272.56 7,741
(Direct)
View
2023-08-25
Option Award
2023-08-28
4:56 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
34 $272.56 26,953
(Direct)
View
2023-08-09
Exercise
2023-08-10
5:50 pm
N/A
2028-03-05
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
18,294 $151.12 16,585
(Direct)
View
2023-08-07
Option Award
2023-08-08
11:32 am
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
450 $277.21 4,868
(Direct)
View
2023-08-04
Gift
2023-08-07
3:29 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer
10,228 $0 378,103
(Indirect)
View
2023-08-03
Exercise
2023-08-04
7:33 pm
N/A
2030-03-02
CATERPILLAR INC CAT Johnson Denise C
Group President
23,736 $127.6 17,968
(Direct)
View
2023-08-03
Exercise
2023-08-04
7:33 pm
N/A
2029-03-04
CATERPILLAR INC CAT Johnson Denise C
Group President
18,012 $138.35 17,968
(Direct)
View
2023-08-03
Other
2023-08-04
7:32 pm
N/A
N/A
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
9,982 $284.5 20,267
(Direct)
View
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