Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-11-29
Sale
2024-12-02
5:08 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
6,279 $408.59 $2,565,537 35,024
(Indirect
Direct)
View
2024-11-25
Sale
2024-11-26
4:53 pm
CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer
10,000 $405.36 $4,053,560 55,182
(Direct)
View
2024-11-15
Sale
2024-11-18
4:44 pm
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
2 $383.2 $766 10,846
(Direct)
View
2024-11-07
Sale
2024-11-08
5:25 pm
CATERPILLAR INC CAT De Lange Bob
Group President
12,657 $410.25 $5,192,561 111,619
(Direct)
View
2024-11-06
Sale
2024-11-07
5:05 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
5,509 $409.84 $2,257,809 44,034
(Indirect
Direct)
View
2024-11-06
Sale
2024-11-07
12:32 pm
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
1,300 $418 $543,400 4,976
(Direct)
View
2024-11-04
Sale
2024-11-05
11:26 am
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
2,664 $378.84 $1,009,230 12,951
(Direct)
View
2024-11-01
Sale
2024-11-04
2:58 pm
CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer
968 $380.98 $368,789 2,781
(Direct)
View
2024-09-04
Purchase
2024-09-05
12:44 pm
CATERPILLAR INC CAT Johnson Gerald
Director
100 $338.59 $33,859 2,842
(Direct)
View
2024-08-30
Sale
2024-09-03
5:06 pm
CATERPILLAR INC CAT Fassino Anthony D.
Group President
3,185 $351.36 $1,119,082 52,030
(Indirect
Direct)
View
2024-08-22
Sale
2024-08-23
11:38 am
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
2,975 $342.48 $1,018,878 15,615
(Direct)
View
2024-07-16
Sale
2024-07-17
1:39 pm
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
1,508 $350 $527,800 18,761
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-11-29
Gift
2024-12-03
1:07 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
2,150 $0 8,715
(Direct)
View
2024-11-29
Exercise
2024-12-02
5:08 pm
N/A
2030-03-02
CATERPILLAR INC CAT Fassino Anthony D.
Group President
9,133 $127.6 35,024
(Direct)
View
2024-11-29
Tax Withholding
2024-12-02
5:08 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
2,854 $408.22 35,024
(Direct)
View
2024-11-26
Option Award
2024-11-27
2:10 pm
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
17 $407.83 4,498
(Direct)
View
2024-11-26
Option Award
2024-11-27
2:09 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
23 $407.83 28,888
(Direct)
View
2024-11-26
Option Award
2024-11-27
2:07 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
27 $407.83 9,187
(Direct)
View
2024-11-25
Gift
2024-11-26
6:25 pm
N/A
N/A
CATERPILLAR INC CAT Fish James C Jr
Director
1,250 $0 4,214
(Direct)
View
2024-11-07
Tax Withholding
2024-11-08
5:27 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO
59,851 $413.02 605,837
(Direct)
View
2024-11-07
Gift
2024-11-08
5:27 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO
2,400 $0 605,837
(Direct)
View
2024-11-07
Exercise
2024-11-08
5:27 pm
N/A
2032-03-07
CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO
87,053 $196.7 605,837
(Direct)
View
2024-11-07
Exercise
2024-11-08
5:25 pm
N/A
2028-03-05
CATERPILLAR INC CAT De Lange Bob
Group President
20,000 $151.12 111,619
(Direct)
View
2024-11-07
Tax Withholding
2024-11-08
5:25 pm
N/A
N/A
CATERPILLAR INC CAT De Lange Bob
Group President
7,343 $411.58 111,619
(Direct)
View
2024-11-06
Exercise
2024-11-07
5:05 pm
N/A
2030-03-02
CATERPILLAR INC CAT Fassino Anthony D.
Group President
8,000 $127.6 44,034
(Direct)
View
2024-11-06
Tax Withholding
2024-11-07
5:05 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
2,491 $409.72 44,034
(Direct)
View

Ownership
2024-11-07
10:36 am
N/A
N/A
CATERPILLAR INC CAT KEENE NAZZIC S
Director
0 $0 30
(Direct)
View
2024-11-01
Tax Withholding
2024-11-04
2:58 pm
N/A
N/A
CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer
1,032 $380.91 2,781
(Direct)
View
2024-11-01
Exercise
2024-11-04
2:58 pm
N/A
2032-03-07
CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer
2,000 $196.7 2,781
(Direct)
View
2024-10-25
Option Award
2024-10-28
4:24 pm
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
17 $385.97 4,521
(Direct)
View
2024-10-25
Option Award
2024-10-28
4:23 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
25 $385.97 29,118
(Direct)
View
2024-10-25
Option Award
2024-10-28
4:23 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
29 $385.97 9,240
(Direct)
View
2024-09-30
Option Award
2024-10-01
1:06 pm
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
42 $389.79 137
(Direct)
View
2024-09-30
Option Award
2024-10-01
1:04 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
96 $389.79 18,984
(Direct)
View
2024-09-26
Option Award
2024-09-27
3:21 pm
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
17 $390.96 4,331
(Direct)
View
2024-09-26
Option Award
2024-09-27
3:19 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
24 $390.96 27,972
(Direct)
View
2024-09-26
Option Award
2024-09-27
3:18 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
29 $390.96 8,857
(Direct)
View
2024-08-30
Exercise
2024-09-03
5:06 pm
N/A
2030-03-02
CATERPILLAR INC CAT Fassino Anthony D.
Group President
5,000 $127.6 52,030
(Direct)
View
2024-08-30
Tax Withholding
2024-09-03
5:06 pm
N/A
N/A
CATERPILLAR INC CAT Fassino Anthony D.
Group President
1,815 $351.43 52,030
(Direct)
View
2024-08-26
Option Award
2024-08-27
2:54 pm
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
19 $351.16 4,428
(Direct)
View
2024-08-26
Option Award
2024-08-27
2:52 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
32 $351.16 9,063
(Direct)
View
2024-08-26
Option Award
2024-08-27
2:49 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
27 $351.16 28,690
(Direct)
View
2024-07-26
Option Award
2024-07-29
3:33 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
32 $350.48 8,942
(Direct)
View
2024-07-26
Option Award
2024-07-29
3:31 pm
N/A
N/A
CATERPILLAR INC CAT Kaiser Jason
Group President
17 $350.48 4,365
(Direct)
View
2024-07-26
Option Award
2024-07-29
3:29 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
27 $350.48 28,379
(Direct)
View
2024-07-15
Gift
2024-07-17
08:54 am
N/A
N/A
CATERPILLAR INC CAT De Lange Bob
Group President
505 $0 70,870
(Direct)
View
2024-06-28
Option Award
2024-07-01
4:32 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
113 $331.26 18,811
(Direct)
View
2024-06-28
Option Award
2024-07-01
4:31 pm
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
50 $331.26 95
(Direct)
View
2024-06-26
Option Award
2024-06-27
1:58 pm
N/A
N/A
CATERPILLAR INC CAT Creed Joseph E
Chief Operating Officer
34 $326.73 9,058
(Direct)
View
2024-06-26
Option Award
2024-06-27
1:55 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
29 $326.73 28,821
(Direct)
View
2024-06-12
Option Award
2024-06-13
1:12 pm
N/A
N/A
CATERPILLAR INC CAT MacLennan David
Director
517 $328.73 6,260
(Direct)
View
2024-06-12
Option Award
2024-06-13
1:11 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Gerald
Director
517 $328.73 2,730
(Direct)
View
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