Insider Holders & Insider Ownership - CATERPILLAR INC (CAT)

List of insiders holdings for CATERPILLAR INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Umpleby III Donald J
Chief Executive Officer		 2025-03-05 18:38:27 539,428
96,064		 635,492 Form 4
2 OWENS JAMES W
Director		 2010-10-01 12:29:40 267,021
181,177		 448,198 Form 4
3 LEVENICK STUART L
Group President		 2015-01-07 15:14:49 241,985
0		 241,985 Form 4
4 WUNNING STEVEN H
Group President		 2015-01-07 15:15:11 241,985
0		 241,985 Form 4
5 SHAHEEN GERALD L
Group President		 2007-07-27 16:23:33 212,364
0		 212,364 Form 4
6 Waters James D Jr
Vice President		 2005-12-02 12:25:32 159,721
0		 159,721 Form 3
7 THOMPSON RICHARD L
Group President		 2004-07-01 11:19:52 132,914
25,039		 157,953 Form 4
8 BARTON GLEN A
Chairman of the Board/CEO		 2004-02-02 12:07:20 138,432
0		 138,432 Form 4
9 VITTECOQ GERARD R
Group President		 2013-03-06 19:53:50 128,883
0		 128,883 Form 4
10 RAPP EDWARD J
Group President		 2016-03-09 15:15:48 114,049
0		 114,049 Form 4
11 De Lange Bob
Group President		 2025-03-05 18:35:23 88,042
0		 88,042 Form 4
12 STROUP GARY A
Vice President		 2006-01-27 09:46:52 85,592
0		 85,592 Form 4
13 LAVIN RICHARD P
Group President		 2012-12-18 15:41:31 82,609
405		 83,014 Form 4
14 MACIER ROBERT R
Vice President		 2005-11-15 15:07:58 76,394
0		 76,394 Form 4
15 OBERHELMAN DOUGLAS R
Chairman of the Board		 2017-04-03 18:13:47 72,355
0		 72,355 Form 4
16 BANWART SIDNEY C
Vice President		 2005-12-14 10:55:50 65,458
3,296		 68,754 Form 4
17 Ainsworth William P
Group Pres. thru 12/31/2020		 2021-01-25 18:38:57 63,501
4,346		 67,847 Form 4
18 BONFIELD ANDREW R J
Chief Financial Officer		 2025-03-05 18:32:31 66,556
0		 66,556 Form 4
19 BENSON RICHARD A
Vice President		 2005-02-03 09:25:27 63,123
0		 63,123 Form 4
20 BAUMGARTNER VITO H
Group President		 2004-02-02 12:09:51 5,497
57,170		 62,667 Form 4
21 GALES THOMAS A
Vice President		 2005-12-07 12:33:13 36,318
25,096		 61,414 Form 4
22 BUSSELL RODNEY L
Vice President		 2006-02-02 11:17:58 40,720
20,000		 60,720 Form 4
23 GOODE DAVID R
Director		 2014-01-02 16:17:32 57,573
0		 57,573 Form 4
24 MCPHEETERS F LYNN
V.P./Chief Financial Officer		 2005-02-03 09:26:42 47,691
8,066		 55,757 Form 4
25 WESTERN DONALD G
Vice President		 2006-01-18 12:35:13 20,720
34,964		 55,684 Form 5
26 INGS DONALD M
Vice President		 2004-07-01 11:21:37 54,976
0		 54,976 Form 4
27 OSBORN WILLIAM A
Director		 2021-03-03 14:49:46 54,199
0		 54,199 Form 4
28 BURRITT DAVID B
V.P./Chief Financial Officer		 2010-06-01 14:46:13 39,745
13,314		 53,059 Form 4
29 Fassino Anthony D.
Group President		 2025-03-05 19:46:12 49,638
1,472		 51,110 Form 4
30 Williams Robert T
Vice President		 2006-02-03 17:02:05 49,915
400		 50,315 Form 4
31 RUST EDWARD B JR
Director		 2022-06-10 12:25:14 47,382
0		 47,382 Form 4
32 BUDA JAMES B
Executive Vice President		 2017-05-03 18:43:53 43,290
2,206		 45,496 Form 4
33 BAUNTON MICHAEL J
Vice President		 2005-02-22 12:09:41 45,490
0		 45,490 Form 4
34 SCHENA CHRISTIANO V
Vice President		 2006-02-01 12:20:12 44,349
0		 44,349 Form 4
35 BAHAJ ALI M
Vice President		 2006-02-01 16:46:59 43,564
390		 43,954 Form 4
36 Charter Robert B
Group President		 2018-03-07 18:57:05 43,625
0		 43,625 Form 4
37 Pellette Thomas A
Group President		 2019-02-14 17:31:16 10,661
32,880		 43,541 Form 4
38 FIFE EUGENE V
Director		 2013-01-03 14:17:19 37,784
3,000		 40,784 Form 4
39 DILLON JOHN T
Director		 2011-01-04 13:25:51 40,267
0		 40,267 Form 4
40 BEARD JAMES S
Vice President		 2005-04-21 13:30:24 39,426
0		 39,426 Form 4
41 MURPHY DANIEL M
Vice President		 2006-02-01 14:15:23 36,571
0		 36,571 Form 4
42 Halverson Bradley M
Group President & CFO		 2018-02-15 18:41:53 14,285
21,510		 35,795 Form 4
43 GALLARDO JUAN
Director		 2021-04-02 09:33:52 35,425
0		 35,425 Form 4
44 PARKER GORDON R
Director		 2006-06-15 14:17:27 34,911
0		 34,911 Form 4
45 PALMER GERALD
Vice President		 2006-01-27 10:06:06 19,342
15,467		 34,809 Form 4
46 MAGOWAN PETER A
Director		 2015-01-05 14:36:41 32,380
0		 32,380 Form 4
47 COLGAN KEVIN E
Treasurer		 2005-06-08 12:28:38 32,080
0		 32,080 Form 4
48 Johnson Denise C
Group President		 2025-03-17 16:31:09 29,542
0		 29,542 Form 4
49 SPRINGER WILLIAM F
Vice President		 2005-12-07 12:30:16 26,014
0		 26,014 Form 4
50 WEST SHERRIL K
Vice President		 2004-02-02 12:08:37 22,494
3,053		 25,547 Form 4
51 HELLER JOHN S
Vice President		 2006-02-06 15:57:05 25,210
0		 25,210 Form 4
52 FELLIN PAOLO
Vice President		 2006-02-03 09:17:37 24,174
0		 24,174 Form 4
53 Younessi Ramin
Group President		 2020-11-04 15:27:12 22,744
0		 22,744 Form 4
54 CALHOUN DAVID L
Director		 2024-04-01 16:51:46 21,559
0		 21,559 Form 4
55 Curfman Christopher C
Vice President		 2006-02-06 10:25:28 21,474
0		 21,474 Form 4
56 PARKER JAMES J
Vice President		 2006-02-01 16:46:25 21,056
0		 21,056 Form 4
57 SCHWAB SUSAN C
Director		 2025-01-02 16:52:57 19,157
0		 19,157 Form 4
58 BLOUNT W FRANK
Director		 2010-02-04 11:12:15 18,033
0		 18,033 Form 4
59 GOSSELIN STEPHEN A
Vice President		 2005-11-01 09:39:50 17,135
790		 17,925 Form 4
60 POWELL CHARLES D
Director		 2014-01-02 15:14:28 17,691
0		 17,691 Form 4
61 Adams Kent M
Vice President		 2006-02-03 11:08:08 17,430
0		 17,430 Form 4
62 Smith Joshua I
Director		 2013-03-06 09:08:14 15,957
0		 15,957 Form 4
63 Owens Derek
CLO & General Counsel		 2025-03-05 18:36:59 15,543
0		 15,543 Form 4
64 Johnson Cheryl H
Chief Human Resources Officer		 2025-03-05 18:33:16 15,255
255		 15,510 Form 4
65 Fisher Steven L
Vice President		 2006-02-01 12:09:34 15,390
0		 15,390 Form 4
66 Rohner William J
Vice President		 2005-11-23 09:06:26 15,006
0		 15,006 Form 4
67 GREENE JESSE J JR
Director		 2017-03-08 16:50:31 14,948
0		 14,948 Form 4
68 Long Suzette M
CLO/General Counsel		 2023-06-09 06:00:37 13,890
86		 13,976 Form 4
69 HAEFELI HANS A
Vice President		 2005-11-02 11:06:22 13,541
0		 13,541 Form 4
70 BEELER RODNEY C
Vice President		 2005-07-28 12:07:23 13,510
0		 13,510 Form 4
71 Muilenburg Dennis A
Director		 2019-03-06 18:01:51 12,966
0		 12,966 Form 4
72 PFLEDERER MARK R
Vice President		 2006-02-01 12:20:53 12,563
0		 12,563 Form 4
73 Mayo William D
Vice President		 2006-02-03 16:25:11 12,488
0		 12,488 Form 4
74 BELL MARY H
Vice President		 2006-02-01 18:08:16 12,235
0		 12,235 Form 4
75 REED DEBRA L
Director		 2024-06-13 13:10:04 12,219
0		 12,219 Form 4
76 Creed Joseph E
Chief Operating Officer		 2025-03-17 16:30:23 10,175
0		 10,175 Form 4
77 Copeland Jananne A.
Chief Accounting Officer		 2019-02-14 17:29:09 4,449
4,446		 8,895 Form 4
78 FOSLER GAIL D
Director		 2009-08-06 10:21:11 8,515
0		 8,515 Form 4
79 WHITE MILES D
Director		 2022-03-02 12:58:37 8,382
0		 8,382 Form 4
80 WILKINS RAYFORD JR
Director		 2024-06-13 13:11:23 7,522
0		 7,522 Form 4
81 Huntsman Jon M Jr
Director		 2017-03-08 16:46:42 6,898
0		 6,898 Form 4
82 Ayotte Kelly
Director		 2023-06-15 11:03:06 6,113
0		 6,113 Form 4
83 BRAZIL JOHN R
Director		 2011-05-09 16:29:35 6,080
0		 6,080 Form 4
84 Kaiser Jason
Group President		 2025-03-17 16:29:36 5,016
0		 5,016 Form 4
85 Bozeman David P
Senior Vice President		 2016-10-04 18:09:56 4,805
0		 4,805 Form 4
86 DICKINSON DANIEL M
Director		 2024-12-06 12:15:54 4,728
0		 4,728 Form 4
87 Fish James C Jr
Director		 2024-11-26 18:25:26 3,964
250		 4,214 Form 4
88 Schaupp William E
Chief Accounting Officer		 2025-03-05 18:37:44 3,227
0		 3,227 Form 4
89 Johnson Gerald
Director		 2025-02-05 12:37:06 3,053
0		 3,053 Form 4
90 Marvel Gary Michael
Chief Accounting Officer		 2022-02-17 13:54:03 0
1,641		 1,641 Form 4
91 Marks Judith Fran
Director		 2024-06-13 13:09:32 1,227
0		 1,227 Form 4
92 MacLennan David
Director		 2025-04-02 11:23:12 234
0		 234 Form 4
93 KEENE NAZZIC S
Director		 2024-11-07 10:36:05 30
0		 30 Form 3