Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2020-12-04
Sale		 2020-12-08
08:27 am		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 2,318 $179.5 $416,081 1,601
(Indirect
Direct)		 View
2020-12-02
Sale		 2020-12-04
09:31 am		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,634 $173.26 $802,887 3,919
(Indirect
Direct)		 View
2020-11-09
Sale		 2020-11-10
6:48 pm		 CATERPILLAR INC CAT Johnson Denise C
Group President		 8,894 $175 $1,556,450 66,184
(Direct)		 View
2020-11-05
Sale		 2020-11-06
2:26 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,500 $164.76 $411,900 30,099
(Direct)		 View
2020-11-02
Sale		 2020-11-04
3:27 pm		 CATERPILLAR INC CAT Younessi Ramin
Group President		 13,135 $162.49 $2,134,306 22,744
(Direct)		 View
2020-10-30
Sale		 2020-11-02
7:11 pm		 CATERPILLAR INC CAT Younessi Ramin
Group President		 20,492 $154.18 $3,159,425 16,177
(Direct)		 View
2020-10-30
Sale		 2020-11-02
7:10 pm		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 3,687 $155 $571,485 10,549
(Direct)		 View
2020-10-30
Sale		 2020-10-30
6:29 pm		 CATERPILLAR INC CAT Ainsworth William P
Group President		 12,000 $154.78 $1,857,360 68,832
(Indirect
Direct)		 View
2020-10-29
Sale		 2020-10-30
6:28 pm		 CATERPILLAR INC CAT Younessi Ramin
Group President		 18,013 $151 $2,719,963 72,694
(Direct)		 View
2020-10-29
Sale		 2020-10-30
6:28 pm		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 6,498 $154.39 $1,003,226 1,595
(Indirect
Direct)		 View
2020-09-08
Sale		 2020-09-09
7:36 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 1,575 $147 $231,525 26,804
(Direct)		 View
2020-09-08
Sale		 2020-09-09
6:59 pm		 CATERPILLAR INC CAT Johnson Denise C
Group President		 19,549 $146.74 $2,868,620 11,396
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing

Ownership		 2021-01-08
7:11 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 0 $0 73,598
(Direct)		 View

Ownership		 2021-01-08
7:10 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 0 $0 67,846
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:47 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 242 $180.43 12,368
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:46 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 208 $180.43 15,331
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:46 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 208 $180.43 35,079
(Direct)		 View
2020-12-31
Option Award		 2021-01-04
5:46 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 305 $180.43 17,573
(Direct)		 View
2020-12-23
Option Award		 2020-12-28
11:50 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 46 $178.42 22,040
(Direct)		 View
2020-12-23
Option Award		 2020-12-28
11:50 am		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 43 $178.42 5,576
(Direct)		 View
2020-12-04
Exercise		 2020-12-08
08:27 am		 N/A
2025-03-02		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 2,318 $83 1,601
(Direct)		 View
2020-12-02
Exercise		 2020-12-04
09:31 am		 N/A
2025-03-02		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,634 $83 3,919
(Direct)		 View
2020-11-25
Option Award		 2020-11-30
5:09 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 47 $174.63 22,518
(Direct)		 View
2020-11-25
Option Award		 2020-11-30
5:09 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 44 $174.63 5,664
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 214,370 $95.66 265,920
(Direct)		 View
2020-11-24
Tax Withholding		 2020-11-25
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 159,572 $176.8 265,920
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
5:42 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 214,370 $0 265,920
(Direct)		 View
2020-11-09
Tax Withholding		 2020-11-10
6:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 46,646 $175 66,184
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
6:48 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Johnson Denise C
Group President		 55,540 $0 66,184
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
6:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 37,527 $151.12 66,184
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
6:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 18,013 $138.35 66,184
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
4:11 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,295 $96.31 27,623
(Direct)		 View
2020-11-09
Exercise		 2020-11-10
4:11 pm		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,295 $0 27,623
(Direct)		 View
2020-11-09
Tax Withholding		 2020-11-10
4:11 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,476 $173.9 27,623
(Direct)		 View
2020-11-05
Exercise		 2020-11-06
2:26 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,500 $96.31 30,099
(Direct)		 View
2020-11-05
Exercise		 2020-11-06
2:26 pm		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,500 $0 30,099
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 85,606 $96.31 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 372,276 $0 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 114,049 $74.77 211,122
(Direct)		 View
2020-11-03
Exercise		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 172,621 $83 211,122
(Direct)		 View
2020-11-03
Tax Withholding		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 65,528 $166.36 211,122
(Direct)		 View
2020-11-03
Tax Withholding		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 78,992 $166.84 211,122
(Direct)		 View
2020-11-03
Tax Withholding		 2020-11-05
10:19 am		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 124,329 $166.75 211,122
(Direct)		 View
2020-11-02
Exercise		 2020-11-04
3:27 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Younessi Ramin
Group President		 13,135 $0 22,744
(Direct)		 View
2020-11-02
Exercise		 2020-11-04
3:27 pm		 N/A
N/A		 CATERPILLAR INC CAT Younessi Ramin
Group President		 13,135 $151.12 22,744
(Direct)		 View
2020-08-11
Gift		 2020-10-30
6:29 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group President		 5,588 $0 68,832
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Younessi Ramin
Group President		 18,013 $0 72,694
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 N/A
N/A		 CATERPILLAR INC CAT Younessi Ramin
Group President		 18,013 $138.35 72,694
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 2017-03-03
2024-03-03		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,318 $96.31 1,595
(Direct)		 View
2020-10-29
Exercise		 2020-10-30
6:28 pm		 2016-03-04
2023-03-04		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 2,180 $89.75 1,595
(Direct)		 View
2020-10-26
Option Award		 2020-10-28
10:13 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 50 $163.2 22,929
(Direct)		 View
2020-10-26
Option Award		 2020-10-28
10:13 am		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 47 $163.2 5,734
(Direct)		 View
2020-10-12
Exercise		 2020-10-13
6:14 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 30,960 $0 29,716
(Direct)		 View
2020-10-12
Exercise		 2020-10-13
6:14 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 30,960 $151.12 29,716
(Direct)		 View
2020-10-12
Tax Withholding		 2020-10-13
6:14 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 29,728 $162.74 29,716
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:10 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 293 $149.34 12,054
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:10 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 251 $149.34 15,033
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:10 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 251 $149.34 34,651
(Direct)		 View
2020-09-30
Option Award		 2020-10-01
8:09 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 368 $149.34 17,165
(Direct)		 View
2020-09-25
Option Award		 2020-09-28
7:35 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 56 $145.91 22,068
(Direct)		 View
2020-09-25
Option Award		 2020-09-28
7:35 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 53 $145.91 5,485
(Direct)		 View
2020-09-09
Tax Withholding		 2020-09-10
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 15,070 $154.67 45,026
(Direct)		 View
2020-09-09
Exercise		 2020-09-10
6:40 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 16,012 $0 45,026
(Direct)		 View
2020-09-09
Exercise		 2020-09-10
6:40 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.		 16,012 $138.35 45,026
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
7:36 pm		 2016-03-04
2023-03-04		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,994 $0 26,804
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
7:36 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 3,994 $89.75 26,804
(Direct)		 View
2020-09-08
Tax Withholding		 2020-09-09
7:36 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 2,419 $148.18 26,804
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
6:59 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 34,496 $95.66 11,396
(Direct)		 View
2020-09-08
Exercise		 2020-09-09
6:59 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Johnson Denise C
Group President		 34,496 $0 11,396
(Direct)		 View
2020-09-08
Tax Withholding		 2020-09-09
6:59 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 22,269 $148.18 11,396
(Direct)		 View
2020-09-07
Tax Withholding		 2020-09-09
6:59 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 5,836 $148.24 15,632
(Direct)		 View
2020-09-02
Tax Withholding		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 62,310 $148.73 107,690
(Direct)		 View
2020-09-02
Exercise		 2020-09-03
6:41 pm		 2015-03-05
2022-03-05		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 101,392 $0 107,690
(Direct)		 View
2020-09-02
Tax Withholding		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 18,323 $148.62 107,690
(Direct)		 View
2020-09-02
Exercise		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 79,976 $89.75 107,690
(Direct)		 View
2020-09-02
Exercise		 2020-09-03
6:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 21,416 $110.09 107,690
(Direct)		 View
2020-08-26
Option Award		 2020-08-27
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 58 $141.83 22,031
(Direct)		 View
2020-08-26
Option Award		 2020-08-27
5:42 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 54 $141.83 5,438
(Direct)		 View
2020-08-06
I		 2020-08-10
10:41 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 4,855 $134.39 0
(Indirect)		 View
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