Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-03-08
Sale		 2021-03-10
7:37 pm		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 5,056 $220.97 $1,117,224 2,172
(Indirect
Direct)		 View
2021-03-08
Sale		 2021-03-10
6:06 pm		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 59,311 $219.67 $13,028,610 67,627
(Indirect
Direct)		 View
2021-03-08
Sale		 2021-03-10
6:05 pm		 CATERPILLAR INC CAT Johnson Denise C
Group President		 80,695 $219.82 $17,738,397 65,485
(Direct)		 View
2021-03-05
Sale		 2021-03-09
4:02 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 31,888 $214.56 $6,841,760 36,903
(Direct)		 View
2021-02-02
Sale		 2021-02-03
4:17 pm		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,018 $190.76 $766,474 5,628
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2021-03-25
Option Award		 2021-03-26
4:08 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Gerald
Director		 557 $224.25 557
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
7:37 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 5,056 $95.66 2,172
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
6:06 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 16,011 $138.35 67,627
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
6:06 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 15,480 $151.12 67,627
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
6:06 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 20,529 $127.6 67,627
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
6:05 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT Johnson Denise C
Group President		 18,013 $138.35 65,485
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
6:05 pm		 N/A
2028-03-05		 CATERPILLAR INC CAT Johnson Denise C
Group President		 18,763 $151.12 65,485
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
6:05 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Johnson Denise C
Group President		 23,737 $127.6 65,485
(Direct)		 View
2021-03-05
Option Award		 2021-03-09
7:59 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 250 $220.16 21,831
(Direct)		 View
2021-03-05
Option Award		 2021-03-09
7:58 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 120 $220.16 4,936
(Direct)		 View
2021-03-05
Exercise		 2021-03-09
4:02 pm		 N/A
2025-03-02		 CATERPILLAR INC CAT De Lange Bob
Group President		 31,888 $83 36,903
(Direct)		 View
2021-03-05
Exercise		 2021-03-09
4:02 pm		 N/A
2029-03-04		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 36,026 $138.35 100,674
(Direct)		 View
2021-03-05
Exercise		 2021-03-09
4:02 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 23,096 $127.6 100,674
(Direct)		 View
2021-03-05
Tax Withholding		 2021-03-09
4:02 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 65,256 $216.14 100,674
(Direct)		 View
2021-03-05
Exercise		 2021-03-09
4:02 pm		 N/A
2028-09-07		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 23,077 $141.32 100,674
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:51 pm		 N/A
N/A		 CATERPILLAR INC CAT WILKINS RAYFORD JR
Director		 683 $0 5,101
(Direct)		 View
2021-03-02
Tax Withholding		 2021-03-03
2:51 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 507 $0 8,661
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:51 pm		 N/A
N/A		 CATERPILLAR INC CAT WHITE MILES D
Director		 683 $0 8,661
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:50 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 683 $0 21,424
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:50 pm		 N/A
N/A		 CATERPILLAR INC CAT RUST EDWARD B JR
Director		 683 $0 35,151
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:50 pm		 N/A
N/A		 CATERPILLAR INC CAT REED DEBRA L
Director		 683 $0 9,578
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:49 pm		 N/A
N/A		 CATERPILLAR INC CAT OSBORN WILLIAM A
Director		 683 $0 54,199
(Direct)		 View
2021-03-02
Tax Withholding		 2021-03-03
2:49 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 363 $0 276,550
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:49 pm		 N/A
N/A		 CATERPILLAR INC CAT GALLARDO JUAN
Director		 683 $0 276,550
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:48 pm		 N/A
N/A		 CATERPILLAR INC CAT DICKINSON DANIEL M
Director		 683 $0 10,269
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:48 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 683 $0 47,987
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
2:48 pm		 N/A
N/A		 CATERPILLAR INC CAT Ayotte Kelly
Director		 683 $0 4,499
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
9:01 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 155,411 $0 155,411
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
9:00 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 35,522 $0 35,522
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
9:00 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Johnson Denise C
Group President		 45,291 $0 45,291
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:59 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 31,082 $0 31,082
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:59 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 3,197 $0 3,197
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:58 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT De Lange Bob
Group President		 44,403 $0 44,403
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:57 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Creed Joseph E
Group President		 44,403 $0 44,403
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:57 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 44,403 $0 44,403
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
8:57 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 46,179 $0 46,179
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 19,766 $196.78 292,494
(Direct)		 View
2020-12-30
Gift		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 59,000 $0 292,494
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Umpleby III Donald J
Chairman & CEO		 46,337 $0 292,494
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 4,471 $196.78 17,845
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:44 pm		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 11,762 $0 17,845
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 5,472 $196.78 20,182
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 14,258 $0 20,182
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 3,366 $196.78 16,278
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:43 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 9,267 $0 16,278
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 235 $196.78 2,176
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 802 $0 2,176
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 6,047 $196.78 36,903
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT De Lange Bob
Group President		 15,327 $0 36,903
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 1,150 $196.78 15,807
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:42 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 4,633 $0 15,807
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 1,080 $196.78 10,095
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 3,565 $0 10,095
(Direct)		 View
2021-02-09
Tax Withholding		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 1,762 $196.78 19,529
(Direct)		 View
2021-02-09
Option Award		 2021-02-11
3:41 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 5,659 $0 19,529
(Direct)		 View
2021-02-02
Exercise		 2021-02-03
4:17 pm		 N/A
2026-03-07		 CATERPILLAR INC CAT Marvel Gary Michael
Chief Accounting Officer		 4,018 $74.77 5,628
(Direct)		 View
2020-12-16
Gift		 2021-01-25
6:38 pm		 N/A
N/A		 CATERPILLAR INC CAT Ainsworth William P
Group Pres. thru 12/31/2020		 1,000 $0 67,847
(Direct)		 View
2020-08-10
Gift		 2021-01-25
6:38 pm		 N/A
N/A		 CATERPILLAR INC CAT OSBORN WILLIAM A
Director		 1,471 $0 53,510
(Direct)		 View
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