Insider Trading & Ownership - CATERPILLAR INC (CAT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2023-08-03
Sale		 2023-08-04
7:31 pm		 CATERPILLAR INC CAT Creed Joseph E
Group President		 7,286 $285.25 $2,078,361 0
(Direct)		 View
2023-08-01
Sale		 2023-08-02
7:16 pm		 CATERPILLAR INC CAT De Lange Bob
Group President		 20,000 $275 $5,500,000 113,505
(Direct)		 View
2023-07-18
Sale		 2023-07-19
7:22 pm		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 6,415 $260 $1,667,900 16,584
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2023-08-03
Exercise		 2023-08-04
7:31 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Creed Joseph E
Group President		 7,698 $127.6 0
(Direct)		 View
2023-08-03
Tax Withholding		 2023-08-04
7:31 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 3,449 $284.78 0
(Direct)		 View
2023-08-02
Tax Withholding		 2023-08-03
1:32 pm		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 37,683 $289.99 121,082
(Direct)		 View
2023-08-02
Exercise		 2023-08-03
1:32 pm		 N/A
2031-03-01		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 30,786 $219.76 121,082
(Direct)		 View
2023-08-02
Exercise		 2023-08-03
1:32 pm		 N/A
2032-03-07		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 14,187 $196.7 121,082
(Direct)		 View
2023-08-01
Exercise		 2023-08-02
7:16 pm		 N/A
2027-03-06		 CATERPILLAR INC CAT De Lange Bob
Group President		 20,000 $95.66 113,505
(Direct)		 View
2023-07-26
Option Award(A)		 2023-07-28
5:13 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 30 $258.32 7,922
(Direct)		 View
2023-07-26
Option Award		 2023-07-28
08:58 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 36 $258.32 27,650
(Direct)		 View
2023-07-26
Option Award		 2023-07-28
08:54 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 30 $258.32 7,922
(Direct)		 View
2023-07-18
Exercise		 2023-07-19
7:22 pm		 N/A
2030-03-02		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 6,415 $127.6 16,584
(Direct)		 View
2023-06-30
Option Award		 2023-07-03
1:07 pm		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 153 $245.41 20,897
(Direct)		 View
2023-06-30
Option Award		 2023-07-03
1:04 pm		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 153 $245.41 18,009
(Direct)		 View
2023-06-26
Option Award		 2023-06-27
4:56 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 22 $236.95 7,668
(Direct)		 View
2023-06-26
Option Award		 2023-06-27
4:53 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 39 $236.95 26,832
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:08 am		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 698 $243.32 49,815
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:07 am		 N/A
N/A		 CATERPILLAR INC CAT REED DEBRA L
Director		 698 $243.32 11,520
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:05 am		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 698 $243.32 23,106
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:03 am		 N/A
N/A		 CATERPILLAR INC CAT WILKINS RAYFORD JR
Director		 698 $243.32 6,883
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:03 am		 N/A
N/A		 CATERPILLAR INC CAT Ayotte Kelly
Director		 698 $243.32 6,113
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:02 am		 N/A
N/A		 CATERPILLAR INC CAT Marks Judith Fran
Director		 698 $243.32 698
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
11:01 am		 N/A
N/A		 CATERPILLAR INC CAT MacLennan David
Director		 698 $243.32 4,418
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
10:58 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Gerald
Director		 698 $243.32 2,101
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
10:56 am		 N/A
N/A		 CATERPILLAR INC CAT Fish James C Jr
Director		 698 $243.32 4,898
(Direct)		 View
2023-06-14
Option Award		 2023-06-15
10:51 am		 N/A
N/A		 CATERPILLAR INC CAT DICKINSON DANIEL M
Director		 698 $243.32 5,745
(Direct)		 View
2023-06-07
Tax Withholding		 2023-06-09
06:00 am		 N/A
N/A		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 15,415 $231.32 13,976
(Direct)		 View
2023-06-07
Exercise		 2023-06-09
06:00 am		 N/A
2030-03-02		 CATERPILLAR INC CAT Long Suzette M
CLO/General Counsel		 20,529 $127.6 13,976
(Direct)		 View
2023-05-26
Option Award		 2023-05-31
06:10 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 25 $211.8 26,883
(Direct)		 View
2023-03-31
Option Award		 2023-04-04
06:04 am		 N/A
N/A		 CATERPILLAR INC CAT SCHWAB SUSAN C
Director		 165 $226.98 17,757
(Direct)		 View
2023-03-31
Option Award		 2023-04-04
06:01 am		 N/A
N/A		 CATERPILLAR INC CAT CALHOUN DAVID L
Director		 165 $226.98 20,630
(Direct)		 View
2023-03-14
Option Award		 2023-03-16
12:03 pm		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 702 $225.67 7,656
(Direct)		 View
2023-03-14
Option Award		 2023-03-16
12:00 pm		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 821 $225.67 26,796
(Direct)		 View
2023-03-10
Option Award		 2023-03-14
06:03 am		 N/A
N/A		 CATERPILLAR INC CAT Johnson Denise C
Group President		 516 $227.01 27,630
(Direct)		 View
2023-03-10
Option Award		 2023-03-14
06:01 am		 N/A
N/A		 CATERPILLAR INC CAT Creed Joseph E
Group President		 358 $227.01 7,384
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:43 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Fassino Anthony D.
Group President		 29,028 $0 29,028
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:42 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Long Suzette M
Chief Legal Officer		 32,327 $0 32,327
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:41 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Creed Joseph E
Group President		 29,028 $0 29,028
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:40 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer		 112,156 $0 112,156
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:39 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Johnson Denise C
Group President		 29,028 $0 29,028
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:38 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer		 24,410 $0 24,410
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:36 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT De Lange Bob
Group President		 29,028 $0 29,028
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:32 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT Schaupp William E
Chief Accounting Officer		 2,045 $0 2,045
(Direct)		 View
2023-03-06
Option Award		 2023-03-08
1:31 pm		 N/A
2033-03-06		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 34,966 $0 34,966
(Direct)		 View
2023-03-02
Exercise		 2023-03-06
07:56 am		 N/A
2030-03-02		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 23,095 $127.6 70,027
(Direct)		 View
2023-03-02
Tax Withholding		 2023-03-06
07:56 am		 N/A
N/A		 CATERPILLAR INC CAT BONFIELD ANDREW R J
Chief Financial Officer		 16,256 $249.31 70,027
(Direct)		 View
(A) Indicate amendment filing.
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