Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2022-11-18
Purchase
2022-11-21
5:07 pm
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
458 $217.74 $99,725 22,052
(Indirect
Direct)
View
2022-10-31
Sale
2022-11-02
4:50 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
20,000 $257.09 $5,141,815 33,477
(Direct)
View
2022-10-05
Sale
2022-10-07
5:18 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
20,000 $240.27 $4,805,400 235,954
(Direct)
View
2022-08-17
Sale
2022-08-19
5:13 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
12,883 $227.57 $2,931,755 38,633
(Direct)
View
2022-08-17
Sale
2022-08-19
5:02 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
11,391 $230.63 $2,627,068 260,739
(Direct)
View
2022-08-15
Sale
2022-08-17
6:20 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
13,609 $226.78 $3,086,282 385,261
(Direct)
View
2022-08-04
Sale
2022-08-08
4:48 pm
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
7,355 $216.64 $1,593,387 24,078
(Direct)
View
2022-07-29
Sale
2022-08-02
8:16 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,015 $210.33 $8,206,025 162,608
(Direct)
View
2022-05-26
Sale
2022-05-31
5:13 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,016 $197.29 $7,697,354 260,146
(Direct)
View
2022-05-16
Sale
2022-05-18
5:06 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
15,724 $172.23 $2,708,220 42,068
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2022-10-31
Exercise
2022-11-02
4:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
20,000 $19.85 33,477
(Direct)
View
2022-10-31
Exercise
2022-11-02
4:50 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
20,000 $0 33,477
(Direct)
View
2022-10-05
Exercise
2022-10-07
5:18 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
20,000 $0 235,954
(Direct)
View
2022-09-14
Gift
2022-10-07
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
4,785 $0 235,954
(Direct)
View
2022-10-05
Exercise
2022-10-07
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
20,000 $39.48 235,954
(Direct)
View
2022-09-07
Tax Withholding
2022-09-09
5:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
3,737 $223.79 20,341
(Direct)
View
2022-08-31
Option Award
2022-09-02
5:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
8 $0 10,457
(Direct)
View
2022-08-31
Option Award
2022-09-02
5:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
22 $0 52,337
(Direct)
View
2022-08-31
Option Award
2022-09-02
5:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
12 $0 133,919
(Direct)
View
2022-08-31
Option Award
2022-09-02
5:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
4 $0 8,905
(Direct)
View
2022-08-31
Option Award
2022-09-02
5:00 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
16 $0 21,594
(Direct)
View
2022-08-31
Option Award
2022-09-02
4:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
6 $0 22,044
(Direct)
View
2022-08-31
Option Award
2022-09-02
4:49 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
5 $0 12,224
(Direct)
View
2022-08-17
Exercise
2022-08-19
5:13 pm
N/A
2028-02-23
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
9,448 $0 38,633
(Direct)
View
2022-08-17
Exercise
2022-08-19
5:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
9,448 $65.5 38,633
(Direct)
View
2022-08-17
Exercise
2022-08-19
5:02 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
11,391 $0 260,739
(Direct)
View
2022-08-17
Exercise
2022-08-19
5:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
11,391 $39.48 260,739
(Direct)
View
2022-08-15
Exercise
2022-08-17
6:20 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
13,609 $0 385,261
(Direct)
View
2022-08-15
Exercise
2022-08-17
6:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
13,609 $39.48 385,261
(Direct)
View
2022-08-04
Exercise
2022-08-08
4:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
7,355 $77.53 24,078
(Direct)
View
2022-08-04
Exercise
2022-08-08
4:48 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
7,355 $0 24,078
(Direct)
View
2022-07-29
Exercise
2022-08-02
8:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,015 $19.85 162,608
(Direct)
View
2022-07-29
Exercise
2022-08-02
8:16 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,015 $0 162,608
(Direct)
View
2022-06-24
Option Award
2022-06-28
6:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
9 $0 10,449
(Direct)
View
2022-06-24
Option Award
2022-06-28
6:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
25 $0 52,315
(Direct)
View
2022-06-24
Option Award
2022-06-28
6:04 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
14 $0 133,907
(Direct)
View
2022-06-24
Option Award
2022-06-28
5:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
5 $0 8,901
(Direct)
View
2022-06-24
Option Award
2022-06-28
5:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
19 $0 21,578
(Direct)
View
2022-06-24
Option Award
2022-06-28
5:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 22,038
(Direct)
View
2022-06-24
Option Award
2022-06-28
5:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
6 $0 12,219
(Direct)
View
2022-06-05
Tax Withholding
2022-06-06
4:40 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
695 $198.05 21,139
(Direct)
View
2022-05-26
Exercise
2022-05-31
5:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,016 $19.85 260,146
(Direct)
View
2022-05-26
Exercise
2022-05-31
5:13 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
39,016 $0 260,146
(Direct)
View
2022-03-18
Gift
2022-05-31
5:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
16,667 $0 260,146
(Direct)
View
2022-05-19
Option Award
2022-05-23
7:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
1,339 $0 10,440
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:58 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,339 $0 52,290
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
1,339 $0 133,893
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:40 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
1,339 $0 33,094
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
814 $0 8,896
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
1,339 $0 21,559
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
814 $0 22,030
(Direct)
View
2022-05-19
Option Award
2022-05-23
6:19 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
1,339 $0 12,213
(Direct)
View
2022-05-16
Exercise
2022-05-18
5:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
7,160 $19.85 42,068
(Direct)
View
2022-05-16
Exercise
2022-05-18
5:06 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
19,904 $0 42,068
(Direct)
View
2022-05-16
Exercise
2022-05-18
5:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
12,744 $39.48 42,068
(Direct)
View
2022-05-11
Exercise
2022-05-13
4:30 pm
N/A
2022-05-30
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
15,815 $0 24,555
(Direct)
View
2022-05-11
Exercise
2022-05-13
4:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
15,815 $31.61 24,555
(Direct)
View
2022-05-06
Option Award
2022-05-10
4:38 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Sethi Kabir
Managing Director
Director
12,108 $0 12,108
(Direct)
View
2022-03-29
Option Award
2022-03-31
5:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
8 $0 9,101
(Direct)
View
2022-03-29
Option Award
2022-03-31
5:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
25 $0 50,951
(Direct)
View
2022-03-29
Option Award
2022-03-31
5:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
14 $0 132,554
(Direct)
View
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