Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-11-10
Sale
2023-11-14
5:07 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
13,488 $226.57 $3,055,976 25,196
(Direct)
View
2023-11-02
Sale
2023-11-06
4:47 pm
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
1,930 $222.37 $429,174 1,802
(Direct)
View
2023-09-19
Sale
2023-09-21
4:18 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
528 $250.02 $132,011 301,443
(Direct)
View
2023-09-13
Sale
2023-09-15
4:15 pm
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
10,300 $242.68 $2,499,617 16,914
(Direct)
View
2023-08-22
Sale
2023-09-05
4:33 pm
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
3,265 $230.86 $753,758 11,359
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2023-11-27
Option Award
2023-11-29
5:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
26 $0 42,175
(Direct)
View
2023-11-27
Option Award
2023-11-29
5:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
15 $0 135,284
(Direct)
View
2023-11-27
Option Award
2023-11-29
5:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
6 $0 9,718
(Direct)
View
2023-11-27
Option Award
2023-11-29
5:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
20 $0 24,005
(Direct)
View
2023-11-27
Option Award
2023-11-29
5:04 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
9 $0 20,001
(Direct)
View
2023-11-27
Option Award
2023-11-29
4:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
7 $0 13,550
(Direct)
View
2023-11-10
Exercise
2023-11-14
5:07 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
13,488 $0 25,196
(Direct)
View
2023-11-10
Exercise
2023-11-14
5:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
13,488 $54.81 25,196
(Direct)
View
2023-11-09
Gift
2023-11-14
4:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
4,440 $0 141,444
(Direct)
View
2023-11-06
Gift
2023-11-08
5:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
1,344 $0 8,634
(Direct)
View
2023-09-19
Exercise
2023-09-21
4:18 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
528 $0 301,443
(Direct)
View
2023-09-19
Exercise
2023-09-21
4:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
528 $39.48 301,443
(Direct)
View
2023-09-12
Option Award
2023-09-14
4:19 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Brown Althea
Managing Director
Director
4,319 $0 4,319
(Direct)
View
2023-08-22
Exercise
2023-09-05
4:33 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
3,265 $0 11,359
(Direct)
View
2023-08-22
Exercise
2023-09-05
4:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
3,265 $45.55 11,359
(Direct)
View
2023-08-25
Option Award
2023-08-29
6:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
10 $0 11,790
(Direct)
View
2023-08-25
Option Award
2023-08-29
6:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
26 $0 42,149
(Direct)
View
2023-08-25
Option Award
2023-08-29
6:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
15 $0 135,269
(Direct)
View
2023-08-25
Option Award
2023-08-29
6:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
6 $0 9,712
(Direct)
View
2023-08-25
Option Award
2023-08-29
6:04 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
20 $0 23,985
(Direct)
View
2023-08-25
Option Award
2023-08-29
5:58 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
9 $0 19,992
(Direct)
View
2023-08-25
Option Award
2023-08-29
5:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
7 $0 13,543
(Direct)
View
2023-07-10
Gift
2023-07-12
4:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
9,000 $0 145,884
(Direct)
View
2023-06-12
Option Award
2023-06-13
5:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
1,532 $0 25,381
(Direct)
View
2023-06-05
Tax Withholding
2023-06-07
4:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Jambusaria Aneri
Managing Director
Director
896 $199.99 3,732
(Direct)
View
2023-06-05
Tax Withholding
2023-06-07
4:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
688 $199.99 23,849
(Direct)
View
2023-06-01
Option Award
2023-06-05
5:01 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
13 $0 11,780
(Direct)
View
2023-06-01
Option Award
2023-06-05
4:56 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
33 $0 42,123
(Direct)
View
2023-06-01
Option Award
2023-06-05
4:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
18 $0 135,254
(Direct)
View
2023-06-01
Option Award
2023-06-05
4:45 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
7 $0 9,706
(Direct)
View
2023-06-01
Option Award
2023-06-05
4:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
26 $0 23,965
(Direct)
View
2023-06-01
Option Award
2023-06-05
4:32 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
10 $0 19,983
(Direct)
View
2023-06-01
Option Award
2023-06-05
4:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
9 $0 13,536
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
1,290 $0 11,767
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
1,290 $0 13,527
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,290 $0 42,090
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
1,290 $0 23,939
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
1,290 $0 135,236
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
784 $0 19,973
(Direct)
View
2023-05-12
Option Award
2023-05-16
4:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Ko Albert J
Director
784 $0 957
(Direct)
View
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