Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2020-11-09
Sale		 2020-11-12
5:28 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 12,892 $85 $1,095,820 227,753
(Direct)		 View
2020-09-03
Sale		 2020-09-08
4:31 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,956 $85.43 $167,092 270,131
(Direct)		 View
2020-08-12
Sale		 2020-08-14
5:22 pm		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 22,573 $84.36 $1,904,159 30,508
(Direct)		 View
2020-08-12
Sale		 2020-08-14
5:12 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $84.33 $337,320 27,659
(Direct)		 View
2020-08-12
Sale		 2020-08-14
4:35 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 50,767 $84.29 $4,279,125 36,040
(Direct)		 View
2020-08-11
Sale		 2020-08-13
6:43 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,152 $85.28 $1,292,218 255,210
(Direct)		 View
2020-06-09
Sale		 2020-06-11
5:33 pm		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 5,418 $86.02 $466,056 28,373
(Direct)		 View
2020-06-09
Sale		 2020-06-11
5:28 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 38,211 $85.13 $3,252,902 36,040
(Direct)		 View
2020-06-09
Sale		 2020-06-11
5:20 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 20,000 $85.7 $1,713,953 290,190
(Direct)		 View
2020-06-05
Sale		 2020-06-09
4:53 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 35,000 $82.4 $2,883,860 212,159
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-11-09
Exercise		 2020-11-12
5:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 2,239 $54.81 227,753
(Direct)		 View
2020-11-09
Exercise		 2020-11-12
5:28 pm		 N/A
2025-03-06		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 12,892 $0 227,753
(Direct)		 View
2020-11-09
Exercise		 2020-11-12
5:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 10,653 $45.55 227,753
(Direct)		 View
2020-09-07
Tax Withholding		 2020-09-09
4:36 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 3,552 $83.76 24,821
(Direct)		 View
2020-09-03
Exercise		 2020-09-08
4:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 400 $54.81 270,131
(Direct)		 View
2020-09-03
Exercise		 2020-09-08
4:31 pm		 N/A
2025-03-06		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,956 $0 270,131
(Direct)		 View
2020-09-03
Exercise		 2020-09-08
4:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,556 $45.55 270,131
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:57 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 21 $0 7,440
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:52 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 63 $0 49,145
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:48 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 32 $0 131,391
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:42 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 8 $0 7,001
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:37 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 47 $0 16,710
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:33 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 15 $0 20,110
(Direct)		 View
2020-08-28
Option Award		 2020-09-01
6:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 12 $0 9,239
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:22 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 16,017 $54.81 30,508
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:22 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 16,017 $0 30,508
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:12 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $54.81 27,659
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
5:12 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 27,659
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 7,317 $32.26 36,040
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 14,676 $39.48 36,040
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
2022-02-09		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 50,767 $0 36,040
(Direct)		 View
2020-08-12
Exercise		 2020-08-14
4:35 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 28,774 $45.55 36,040
(Direct)		 View
2020-08-11
Exercise		 2020-08-13
6:43 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 1,999 $54.81 255,210
(Direct)		 View
2020-08-11
Exercise		 2020-08-13
6:43 pm		 N/A
2025-03-06		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 15,152 $0 255,210
(Direct)		 View
2020-08-11
Exercise		 2020-08-13
6:43 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 13,153 $45.55 255,210
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:49 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 21 $0 7,419
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:44 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 64 $0 49,082
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:38 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 32 $0 131,359
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 8 $0 6,993
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:25 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 48 $0 16,663
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:20 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 15 $0 20,095
(Direct)		 View
2020-06-12
Option Award		 2020-06-16
5:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 12 $0 9,227
(Direct)		 View
2020-06-09
Exercise		 2020-06-11
5:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 17,076 $24.38 36,040
(Direct)		 View
2020-06-09
Exercise		 2020-06-11
5:28 pm		 N/A
2023-02-22		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 38,211 $0 36,040
(Direct)		 View
2020-06-09
Exercise		 2020-06-11
5:28 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 21,135 $31.6 36,040
(Direct)		 View
2020-06-09
Exercise		 2020-06-11
5:20 pm		 N/A
2026-02-25		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 20,000 $0 290,190
(Direct)		 View
2020-06-09
Exercise		 2020-06-11
5:20 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 20,000 $19.85 290,190
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:41 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 4,215 $0 7,398
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:36 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 4,215 $0 49,018
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:31 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 4,215 $0 131,327
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:26 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director		 4,215 $0 30,162
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:21 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 2,780 $0 6,985
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:16 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 4,215 $0 16,615
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
6:05 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 4,215 $0 20,080
(Direct)		 View
2020-05-07
Option Award		 2020-05-11
5:59 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 4,215 $0 9,215
(Direct)		 View

Ownership		 2020-05-11
5:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 0 $0 5,000
(Direct)		 View
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