Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-08-26
Sale
2021-08-27
4:27 pm
LPL Financial Holdings Inc. LPLA Fandrey Edward
Managing Director
Director
1,784 $148.78 $265,424 21,197
(Direct)
View
2021-08-16
Sale
2021-08-18
4:19 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director
8,669 $143.98 $1,248,163 9,462
(Direct)
View
2021-08-16
Sale
2021-08-18
4:18 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
18,185 $144.12 $2,620,874 37,516
(Direct)
View
2021-07-20
Sale
2021-07-21
6:29 pm
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
7,712 $130 $1,002,560 9,926
(Direct)
View
2021-06-14
Sale
2021-06-16
5:22 pm
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director
12,521 $139.1 $1,741,671 24,508
(Direct)
View
2021-06-14
Sale
2021-06-16
5:16 pm
LPL Financial Holdings Inc. LPLA Fandrey Edward
Managing Director
Director
1,930 $139.49 $269,216 24,736
(Direct)
View
2021-05-12
Sale
2021-05-14
4:55 pm
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
50,608 $146.56 $7,417,048 40,430
(Direct)
View
2021-05-12
Sale
2021-05-14
4:44 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
4,000 $147.43 $589,720 33,107
(Direct)
View
2021-05-11
Sale
2021-05-12
5:10 pm
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
438 $148.71 $65,135 4,772
(Direct)
View
2021-05-10
Sale
2021-05-12
5:01 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
50,905 $154.39 $7,859,404 73,203
(Direct)
View
2021-05-10
Sale
2021-05-12
4:53 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
15,594 $154.41 $2,407,861 204,015
(Direct)
View
2021-03-08
Sale
2021-03-10
5:16 pm
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director
1,406 $136.67 $192,158 22,902
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-08-27
Option Award
2021-08-31
6:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
7 $0 10,862
(Direct)
View
2021-08-25
Tax Withholding
2021-08-27
4:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Fandrey Edward
Managing Director
Director
1,755 $148.37 21,197
(Direct)
View
2021-08-20
Gift
2021-08-26
8:45 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
23,000 $0 181,015
(Direct)
View
2021-08-16
Exercise
2021-08-18
4:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
8,715 $48.09 37,516
(Direct)
View
2021-08-16
Exercise
2021-08-18
4:18 pm
N/A
2024-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
20,000 $0 37,516
(Direct)
View
2021-08-16
Exercise
2021-08-18
4:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
11,285 $45.55 37,516
(Direct)
View

Ownership
2021-08-09
4:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gates Greg
Managing Director
Director
0 $0 30,009
(Direct)
View
2021-07-20
Exercise
2021-07-21
6:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
2,312 $54.81 9,926
(Direct)
View
2021-07-20
Exercise
2021-07-21
6:29 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
5,400 $39.48 9,926
(Direct)
View
2021-07-20
Exercise
2021-07-21
6:29 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director
7,712 $0 9,926
(Direct)
View
2021-06-14
Exercise
2021-06-16
5:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
6,198 $32.26 46,628
(Direct)
View
2021-06-14
Exercise
2021-06-16
5:27 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
6,198 $0 46,628
(Direct)
View
2021-06-14
Exercise
2021-06-16
5:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director
12,521 $65.5 24,508
(Direct)
View
2021-06-14
Gift
2021-06-16
5:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director
1,415 $0 24,508
(Direct)
View
2021-06-14
Exercise
2021-06-16
5:22 pm
N/A
2028-02-23
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director
12,521 $0 24,508
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:56 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
11 $0 9,071
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
34 $0 50,861
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
18 $0 132,506
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
5 $0 8,068
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
25 $0 18,393
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
9 $0 21,192
(Direct)
View
2021-06-07
Option Award
2021-06-09
5:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
7 $0 10,855
(Direct)
View
2021-05-25
Tax Withholding
2021-05-27
5:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Fandrey Edward
Managing Director
Director
1,509 $146.86 26,666
(Direct)
View
2021-05-12
Exercise
2021-05-14
4:55 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
25,210 $31.6 40,430
(Direct)
View
2021-05-12
Exercise
2021-05-14
4:55 pm
N/A
2023-02-22
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
53,146 $0 40,430
(Direct)
View
2021-05-12
Exercise
2021-05-14
4:55 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
27,936 $45.55 40,430
(Direct)
View
2021-05-12
Exercise
2021-05-14
4:44 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
4,000 $48.09 33,107
(Direct)
View
2021-05-12
Exercise
2021-05-14
4:44 pm
N/A
2024-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director
4,000 $0 33,107
(Direct)
View
2021-05-10
Exercise
2021-05-12
5:01 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
17,605 $42.6 73,203
(Direct)
View
2021-05-10
Exercise
2021-05-12
5:01 pm
N/A
2025-10-30
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
50,905 $0 73,203
(Direct)
View
2021-05-10
Exercise
2021-05-12
5:01 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
33,300 $19.85 73,203
(Direct)
View
2021-05-10
Exercise
2021-05-12
4:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
15,594 $54.81 204,015
(Direct)
View
2021-05-10
Exercise
2021-05-12
4:53 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
15,594 $0 204,015
(Direct)
View
2021-05-06
Option Award
2021-05-10
8:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
1,593 $0 9,060
(Direct)
View
2021-05-06
Option Award
2021-05-10
8:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,593 $0 50,827
(Direct)
View
2021-05-06
Option Award
2021-05-10
8:11 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
1,051 $0 132,488
(Direct)
View
2021-05-06
Option Award
2021-05-10
8:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
1,593 $0 31,755
(Direct)
View
2021-05-06
Option Award
2021-05-10
8:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
1,051 $0 8,063
(Direct)
View
2021-05-06
Option Award
2021-05-10
7:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
1,593 $0 18,368
(Direct)
View
2021-05-06
Option Award
2021-05-10
7:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
1,051 $0 21,183
(Direct)
View
2021-05-06
Option Award
2021-05-10
7:49 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
1,593 $0 10,848
(Direct)
View
2021-03-30
Option Award
2021-04-01
5:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
10 $0 7,467
(Direct)
View
2021-03-30
Option Award
2021-04-01
5:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
33 $0 49,234
(Direct)
View
2021-03-30
Option Award
2021-04-01
5:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
17 $0 131,437
(Direct)
View
2021-03-30
Option Award
2021-04-01
4:56 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
4 $0 7,012
(Direct)
View
2021-03-30
Option Award
2021-04-01
4:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
24 $0 16,775
(Direct)
View
2021-03-30
Option Award
2021-04-01
4:44 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
4 $0 20,132
(Direct)
View
2021-03-30
Option Award
2021-04-01
4:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
6 $0 9,255
(Direct)
View
2021-02-25
Option Award
2021-03-01
8:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
2,457 $0 37,892
(Direct)
View
2021-02-25
Tax Withholding
2021-03-01
8:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director
915 $132.1 37,892
(Direct)
View
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