Insider Trading & Ownership - LPL Financial Holdings Inc. (LPLA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
Goto Prev, 0, 1, ...4, 5, 6, 7, 8, Next
Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-02-26
Sale		 2021-03-01
8:00 pm		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 907 $130.23 $118,119 25,594
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:54 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 943 $130.23 $122,807 24,392
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:40 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 926 $130.23 $120,593 27,523
(Direct)		 View
2021-03-01
Sale		 2021-03-01
7:30 pm		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 476 $136.41 $64,931 5,210
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:24 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 1,512 $131.31 $198,533 12,393
(Direct)		 View
2021-02-26
Sale		 2021-03-01
7:17 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 2,558 $130.23 $333,128 204,015
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:53 pm		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 4,661 $134.94 $628,955 24,860
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:40 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 513 $134.94 $69,224 23,725
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:34 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 4,489 $134.94 $605,746 16,691
(Direct)		 View
2021-02-23
Sale		 2021-02-25
5:29 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 13,414 $133.44 $1,789,972 26,543
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:17 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 8,847 $134.94 $1,193,814 13,126
(Direct)		 View
2021-02-24
Sale		 2021-02-25
5:09 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 25,294 $136.11 $3,442,719 194,121
(Direct)		 View
2021-02-16
Purchase		 2021-02-17
6:34 pm		 LPL Financial Holdings Inc. LPLA Simonich Brent
EVP, CAO and Treasurer		 1,909 $131 $250,079 1,909
(Direct)		 View
2021-02-12
Sale		 2021-02-17
6:18 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $128.16 $512,640 32,572
(Direct)		 View
2021-02-16
Sale		 2021-02-17
6:11 pm		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 7,974 $130.86 $1,043,478 194,121
(Direct)		 View
2021-02-10
Sale		 2021-02-12
6:15 pm		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 17,984 $127.74 $2,297,327 27,484
(Direct)		 View
2021-02-09
Sale		 2021-02-11
4:43 pm		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,473 $124.89 $183,963 4,243
(Direct)		 View
2020-11-24
Sale		 2020-11-25
4:27 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 5,225 $95 $496,375 33,270
(Direct)		 View
2020-11-16
Sale		 2020-11-17
7:40 pm		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 6,300 $91.22 $574,686 17,455
(Direct)		 View
2020-11-12
Sale		 2020-11-13
7:14 pm		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $86.79 $347,160 23,659
(Direct)		 View
2020-11-09
Sale		 2020-11-12
5:38 pm		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 3,984 $86 $342,624 20,837
(Direct)		 View
2020-11-09
Sale		 2020-11-12
5:34 pm		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 12,500 $87.46 $1,093,281 14,835
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2021-02-25
Tax Withholding		 2021-03-01
8:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 788 $132.1 24,308
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
Director		 4,259 $0 24,308
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Simonich Brent
EVP, CAO and Treasurer		 2,027 $0 3,936
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
8:07 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director		 453 $132.1 13,108
(Direct)		 View
2021-02-26
Tax Withholding		 2021-03-01
8:07 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director		 1,863 $131.54 13,108
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:07 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
Director		 2,866 $0 13,108
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
8:00 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 1,307 $132.1 25,594
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
8:00 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 2,948 $0 25,594
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:54 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 929 $132.1 24,392
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:54 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 2,539 $0 24,392
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:45 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 591 $132.1 18,131
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:45 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 2,031 $0 18,131
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 3,008 $132.1 27,523
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 4,914 $0 27,523
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:36 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Fandrey Edward
Managing Director
Director		 28,175 $0 28,175
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:30 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 388 $132.1 5,210
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:30 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,965 $0 5,210
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:24 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 1,488 $132.1 12,393
(Direct)		 View
2021-02-25
Gift		 2021-03-01
7:24 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 1,500 $0 12,393
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:24 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 3,767 $0 12,393
(Direct)		 View
2021-02-25
Tax Withholding		 2021-03-01
7:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 2,291 $132.1 204,015
(Direct)		 View
2021-02-25
Option Award		 2021-03-01
7:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 14,743 $0 204,015
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:59 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 8,144 $0 36,350
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:59 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 3,162 $135.41 36,350
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 11,076 $0 24,860
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:53 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
Director		 4,691 $135.41 24,860
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 8,144 $0 23,725
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:40 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 3,763 $135.41 23,725
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 6,124 $0 16,691
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 2,399 $135.41 16,691
(Direct)		 View
2021-02-23
Exercise		 2021-02-25
5:29 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 8,745 $65.5 26,543
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:29 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 7,538 $0 26,543
(Direct)		 View
2021-02-23
Exercise		 2021-02-25
5:29 pm		 N/A
2028-02-23		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 8,745 $0 26,543
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:29 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 3,810 $135.41 26,543
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:22 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 134 $135.41 4,109
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 13,682 $0 13,126
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:17 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 6,544 $135.41 13,126
(Direct)		 View
2021-02-23
Option Award		 2021-02-25
5:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 50,170 $0 194,121
(Direct)		 View
2021-02-23
Tax Withholding		 2021-02-25
5:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 24,876 $135.41 194,121
(Direct)		 View
2021-02-12
Exercise		 2021-02-17
6:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 3,802 $54.81 32,572
(Direct)		 View
2021-02-12
Exercise		 2021-02-17
6:18 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 32,572
(Direct)		 View
2021-02-12
Exercise		 2021-02-17
6:18 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 198 $48.09 32,572
(Direct)		 View
2021-02-13
Tax Withholding		 2021-02-17
6:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 4,962 $130.24 194,121
(Direct)		 View
2021-02-10
Exercise		 2021-02-12
6:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 12,476 $54.81 27,484
(Direct)		 View
2020-12-11
Gift		 2021-02-12
6:15 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 3,048 $0 27,484
(Direct)		 View
2021-02-10
Exercise		 2021-02-12
6:15 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
Director		 12,476 $0 27,484
(Direct)		 View
2020-12-11
Ownership		 2021-02-12
6:08 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO		 5,102 $0 207,057
(Direct)		 View
2021-02-09
Exercise		 2021-02-11
4:43 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,473 $19.85 4,243
(Direct)		 View
2021-02-09
Exercise		 2021-02-11
4:43 pm		 N/A
2026-02-25		 LPL Financial Holdings Inc. LPLA Enyedi Matthew
Managing Director
Director		 1,473 $0 4,243
(Direct)		 View
2020-12-03
Exercise		 2020-12-04
4:49 pm		 N/A
2020-12-22		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 860 $0 31,368
(Direct)		 View
2020-12-03
Exercise		 2020-12-04
4:49 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
Director		 860 $34.61 31,368
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:16 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director		 17 $0 7,457
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:14 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director		 56 $0 49,201
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:11 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Putnam James S
Director		 29 $0 131,420
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:09 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Mnookin Allison
Director		 7 $0 7,008
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:06 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director		 41 $0 16,751
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:03 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director		 7 $0 20,124
(Direct)		 View
2020-11-30
Option Award		 2020-12-02
9:01 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director		 10 $0 9,249
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
4:27 pm		 N/A
2022-05-30		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 5,225 $0 33,270
(Direct)		 View
2020-11-24
Exercise		 2020-11-25
4:27 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
Director		 5,225 $31.61 33,270
(Direct)		 View
2020-11-12
Exercise		 2020-11-13
7:14 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $54.81 23,659
(Direct)		 View
2020-11-12
Exercise		 2020-11-13
7:14 pm		 N/A
2024-02-24		 LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
Director		 4,000 $0 23,659
(Direct)		 View
2020-08-07
Gift		 2020-11-12
5:34 pm		 N/A
N/A		 LPL Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer		 2,000 $0 14,835
(Direct)		 View
Goto Prev, 0, 1, ...4, 5, 6, 7, 8, Next