List of insiders holdings for LPL Financial Holdings Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | TPG Advisors IV Inc. BONDERMAN DAVID COULTER JAMES G 10% Owner |
2010-02-12 16:12:11 | 34,210,185 0 |
34,210,185 | Form 13G |
| 2 | TPG Group Holdings (SBS) Advisors Inc. BONDERMAN DAVID COULTER JAMES G Former 10% Owner |
2017-02-13 15:26:41 | 3,282,877 0 |
3,282,877 | Form 13G |
| 3 | Thorpe Allen R Director |
2013-08-19 15:16:17 | 644,071 0 |
644,071 | Form 4 |
| 4 | Stearns Esther M President & COO |
2012-02-24 16:27:06 | 616,926 0 |
616,926 | Form 4 |
| 5 | Brown Stephanie L MD & General Counsel |
2013-02-26 16:56:04 | 566,894 0 |
566,894 | Form 4 |
| 6 | Casady Mark S Director |
2017-03-06 17:15:18 | 532,286 0 |
532,286 | Form 4 |
| 7 | Hellman Marco Director |
2018-03-08 19:14:43 | 0 492,390 |
492,390 | Form 4 |
| 8 | Black Steven M. Mng Dir., Chief Risk Officer |
2009-03-23 14:34:04 | 408,446 0 |
408,446 | Form 4 |
| 9 | Maher Bill Managing Director Director |
2009-03-23 14:34:35 | 220,390 0 |
220,390 | Form 4 |
| 10 | Eaton Jonathan MD, Custom Clearing Services |
2012-05-02 18:24:10 | 199,109 0 |
199,109 | Form 4 |
| 11 | Arnold Dan H. President & CEO |
2024-06-18 16:13:57 | 190,211 0 |
190,211 | Form 4 |
| 12 | Putnam James S Director |
2025-03-26 16:18:40 | 136,037 0 |
136,037 | Form 4 |
| 13 | RIEPE JAMES S Director |
2020-04-02 17:03:04 | 95,258 35,971 |
131,229 | Form 4 |
| 14 | Dwyer William E III President, Nat'l Sales |
2013-02-26 17:03:16 | 116,733 0 |
116,733 | Form 4 |
| 15 | BOYCE RICHARD W Director |
2015-05-20 17:45:23 | 59,990 0 |
59,990 | Form 4 |
| 16 | Moore Robert J. President |
2015-02-26 20:37:53 | 56,668 0 |
56,668 | Form 4 |
| 17 | Bergers David P. Managing Director Director |
2017-03-15 21:00:42 | 56,574 0 |
56,574 | Form 4 |
| 18 | White George Burton Managing Director Director |
2022-03-01 18:36:18 | 49,578 0 |
49,578 | Form 4 |
| 19 | Brennan John Joseph Director |
2017-03-28 20:12:43 | 45,883 0 |
45,883 | Form 4 |
| 20 | SCHIFTER RICHARD P Director |
2025-03-26 16:29:16 | 38,512 4,840 |
43,352 | Form 4 |
| 21 | Abood Denise M. MD, Human Capital |
2010-12-27 17:02:12 | 37,600 0 |
37,600 | Form 4 |
| 22 | MULCAHY ANNE M Director |
2024-05-14 16:40:31 | 35,461 0 |
35,461 | Form 4 |
| 23 | Steinmeier Richard Chief Executive Officer |
2025-02-27 18:36:59 | 31,439 0 |
31,439 | Form 4 |
| 24 | Gooley Thomas Managing Director Director |
2019-03-15 20:40:20 | 31,273 0 |
31,273 | Form 4 |
| 25 | Kalbaugh John Andrew Managing Director Director |
2021-03-01 19:40:34 | 27,523 0 |
27,523 | Form 4 |
| 26 | Helliker Mark MD, Client Support Services |
2015-03-10 20:30:50 | 25,446 0 |
25,446 | Form 4 |
| 27 | Larsen Sallie R. Managing Director Director |
2023-11-14 17:07:05 | 25,196 0 |
25,196 | Form 4 |
| 28 | Glavin William Francis Jr Director |
2025-03-26 16:13:26 | 22,382 2,775 |
25,157 | Form 4 |
| 29 | Seese Scott Managing Director Director |
2021-06-16 17:22:12 | 24,508 0 |
24,508 | Form 4 |
| 30 | Gates Greg Managing Director Director |
2025-02-27 18:29:31 | 23,854 0 |
23,854 | Form 4 |
| 31 | Oroschakoff Michelle Managing Director Director |
2023-02-28 18:43:22 | 23,852 0 |
23,852 | Form 4 |
| 32 | Fetter Victor Managing Director Director |
2017-03-08 20:12:51 | 23,279 0 |
23,279 | Form 4 |
| 33 | DINH VIET D Director |
2018-08-27 17:48:41 | 17,364 4,844 |
22,208 | Form 4 |
| 34 | Thomas Lux Acting Chief Financial Officer |
2015-05-20 18:19:05 | 21,678 0 |
21,678 | Form 4 |
| 35 | Bruton Derek MD, Independent Advisor Svcs |
2014-02-25 20:32:38 | 21,541 0 |
21,541 | Form 4 |
| 36 | Schott Mary Frances MD, Client Expernce & Training |
2015-03-10 21:09:29 | 20,464 0 |
20,464 | Form 4 |
| 37 | Handelsman Sharyn MD, Chief Compliance Officer |
2015-06-04 17:43:08 | 20,185 0 |
20,185 | Form 4 |
| 38 | Tuorto Joseph P Mng Dir, Head of Compliance |
2008-04-03 12:17:46 | 20,000 0 |
20,000 | Form 4 |
| 39 | SHULMAN BECKY S MD & Deputy CFO |
2011-09-30 10:51:26 | 20,000 0 |
20,000 | Form 4 |
| 40 | SEMERJIAN DAYTON Managing Director Director |
2023-02-28 18:48:32 | 19,118 0 |
19,118 | Form 4 |
| 41 | Khoury Joan D MD, Chief Marketing Officer |
2014-02-25 21:18:11 | 18,282 0 |
18,282 | Form 4 |
| 42 | Morrissey William P. Jr. Managing Director Director |
2018-03-15 21:42:57 | 18,091 0 |
18,091 | Form 4 |
| 43 | Feeney Christopher MD, Chief Information Officer |
2012-12-10 16:09:04 | 16,700 0 |
16,700 | Form 4 |
| 44 | Audette Matthew J President and CFO |
2025-02-27 18:05:00 | 16,538 0 |
16,538 | Form 4 |
| 45 | EBERHART PAULETT Director |
2025-03-26 16:10:34 | 16,424 0 |
16,424 | Form 4 |
| 46 | Fandrey Edward Managing Director Director |
2022-03-01 17:57:31 | 15,289 0 |
15,289 | Form 4 |
| 47 | BERNARD EDWARD C Director |
2025-03-26 16:08:18 | 14,272 0 |
14,272 | Form 4 |
| 48 | Calder Tracy Managing Director Director |
2019-11-26 17:13:57 | 14,028 0 |
14,028 | Form 4 |
| 49 | Enyedi Matthew Managing Director Director |
2025-02-27 18:23:26 | 13,588 0 |
13,588 | Form 4 |
| 50 | Hellman & Friedman GP LLC Director 10% Owner |
2013-02-26 20:00:16 | 13,014 0 |
13,014 | Form 3 |
| 51 | Thomas Corey E. Director |
2025-03-26 16:31:26 | 12,912 0 |
12,912 | Form 4 |
| 52 | STIEFLER JEFFREY E Director |
2013-11-21 16:55:18 | 7,767 5,077 |
12,844 | Form 4 |
| 53 | McDermott John J. MD, Chief Risk Ofc. |
2013-02-26 17:19:54 | 12,772 0 |
12,772 | Form 4 |
| 54 | Parker Ryan MD, Invstmt & Planning Solutns |
2016-03-08 19:31:50 | 11,864 0 |
11,864 | Form 4 |
| 55 | Mnookin Allison Director |
2025-03-26 16:16:11 | 10,435 0 |
10,435 | Form 4 |
| 56 | Sethi Kabir Managing Director Director |
2024-02-27 20:04:13 | 10,245 0 |
10,245 | Form 4 |
| 57 | Buchheister Jeffrey R. EVP, Chief Accounting Officer |
2016-03-08 18:53:16 | 7,341 0 |
7,341 | Form 4 |
| 58 | Simonich Brent Principal Accounting Officer |
2023-02-28 18:57:47 | 6,773 0 |
6,773 | Form 4 |
| 59 | Brown Althea Managing Director Director |
2025-02-27 18:08:44 | 6,711 0 |
6,711 | Form 4 |
| 60 | Jambusaria Aneri Managing Director Director |
2025-03-17 16:24:10 | 5,742 0 |
5,742 | Form 4 |
| 61 | Cohen Marc Eliot Managing Director Director |
2025-02-27 18:14:24 | 4,075 19 |
4,094 | Form 4 |
| 62 | Ragatz Erik D. Director |
2011-12-05 16:24:08 | 3,180 0 |
3,180 | Form 4 |
| 63 | Reeping Katharine Principal Accounting Officer |
2025-03-10 16:05:05 | 2,028 0 |
2,028 | Form 3 |
| 64 | Dadyar Sara Managing Director Director |
2025-02-27 18:18:50 | 1,797 0 |
1,797 | Form 4 |
| 65 | Ko Albert J Director |
2024-05-14 16:30:08 | 1,656 0 |
1,656 | Form 4 |
| 66 | Goldstein Jeffrey A Director |
2013-02-26 17:05:47 | 1,582 0 |
1,582 | Form 4 |
| 67 | Hellman & Friedman LLC Hellman & Friedman Capital Partners V L.P. Hellman & Friedman Capital Partners V (Parallel) L.P. Hellman & Friedman Capital Associates V L.P. Hellman & Friedman Investors V L.P. Director 10% Owner |
2014-02-12 19:50:58 | 1,513 0 |
1,513 | Form 13G |
| 68 | Hellman & Friedman LLC Hellman & Friedman Investors V L.P. HELLMAN & FRIEDMAN CAPITAL V LP Hellman & Friedman Capital Partners V (Parallel) L.P. Hellman & Friedman GP LLC Hellman & Friedman LP Director 10% Owner |
2014-02-12 19:50:58 | 1,513 0 |
1,513 | Form 13G |
| 69 | Haines Marshall Former Director (1) Director |
2009-06-03 09:47:22 | 0 0 |
0 | Form 4 |