Insider Trading & Ownership - B. Riley Financial Inc. (RILY)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for B. Riley Financial Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-01-29
Purchase
2021-02-02
4:37 pm
TILE SHOP HOLDINGS INC. TTSH B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
See Remarks
7,400 $5 $37,000 4,367,545
(Indirect)
View
2021-01-29
Purchase
2021-02-02
08:31 am
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
1,500 $48.25 $72,370 5,611,129
(Indirect
Direct)
View
2021-01-27
Purchase
2021-01-29
08:30 am
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
18,000 $48.53 $873,576 5,609,629
(Indirect
Direct)
View
2021-01-26
Sale
2021-01-27
4:32 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
757,000 $34.95 $26,457,150 3,904,275
(Indirect
Direct)
View
2021-01-26
Purchase
2021-01-27
2:50 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
12,000 $48.13 $577,552 5,591,629
(Indirect
Direct)
View
2021-01-25
Purchase
2021-01-25
2:53 pm
B. Riley Financial Inc. RILY Sheldon Michael Joseph
Director
2,089 $48.95 $102,257 23,660
(Direct)
View
2021-01-22
Purchase
2021-01-25
08:30 am
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
10,000 $47.41 $474,120 5,476,009
(Indirect
Direct)
View
2021-01-13
Purchase
2021-01-13
08:36 am
B. Riley Financial Inc. RILY Young Kenneth M
President
1,600 $46 $73,600 157,711
(Indirect
Direct)
View
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
100,000 $46 $4,600,000 5,563,837
(Indirect
Direct)
View
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY PAULSON RANDALL E
Director
10,000 $46 $460,000 88,343
(Direct)
View
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
10,000 $46 $460,000 742,552
(Indirect
Direct)
View
2020-11-19
Purchase
2020-11-20
06:02 am
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
15,000 $32.53 $487,985 5,362,997
(Indirect
Direct)
View
2020-11-16
Purchase(A)
2020-11-18
6:12 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,361,236 $10 $23,622,340 6,817,500
(Indirect
Direct)
View
2020-11-13
Purchase
2020-11-17
8:14 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,200 $10.42 $22,924 988,793
(Indirect)
View
2020-11-10
Purchase
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,174,609 $10.16 $11,930,235 986,593
(Indirect)
View
2020-11-10
Sale
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,050,000 $10.12 $20,746,000 986,593
(Indirect)
View
2020-11-09
Purchase
2020-11-12
06:30 am
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,081,687 $10.13 $10,956,072 2,427,633
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-12-18
Conversion(A)
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
23,572,784 $0.7 7,612,089
(Indirect)
View
2020-12-30
Conversion(A)
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
351,207 $0.4 7,612,089
(Indirect)
View
2020-12-30
Conversion(A)
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
43,856,438 $0.33 7,612,089
(Indirect)
View
2020-12-18
Conversion(A)
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
16,496 $0 7,612,089
(Indirect)
View

Ownership
2021-02-01
4:02 pm
N/A
N/A
TILE SHOP HOLDINGS INC. TTSH B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
See Remarks
0 $0 4,360,145
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,379,376 $2.2774 13,510,394
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
5,418,791 $0 13,510,394
(Direct)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
23,565,714 $0.7 11,525,079
(Indirect)
View
2020-12-30
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
3,107,579 $0 11,525,079
(Indirect)
View
2020-12-30
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,768,707 $0.4 11,525,079
(Indirect)
View
2020-12-30
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
43,856,438 $0.33 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
14,632,971 $0 11,525,079
(Indirect)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
46,188 $36.78 170,911
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
44,808 $36.78 156,111
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
99,160 $36.78 752,552
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
SVP, Chief Accounting Officer
11,547 $36.78 55,215
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
99,160 $36.78 5,463,837
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
22,769 $36.78 99,988
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO B. Riley Securities, Inc.
46,188 $36.78 207,734
(Direct)
View
2020-12-03
Exercise(A)
2020-12-08
5:04 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
200,000 $0 0
(Direct)
View
2020-12-03
Exercise(A)
2020-12-08
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
50,000 $0 0
(Direct)
View
2020-12-03
Exercise(A)
2020-12-08
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
100,000 $0 0
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:58 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
200,000 $0 651,712
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:55 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
50,000 $0 122,757
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:52 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
100,000 $0 200,919
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:52 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
200,000 $0 5,562,997
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:49 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
SVP, Chief Accounting Officer
25,000 $0 66,762
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:44 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO B. Riley Securities, Inc.
100,000 $0 253,922
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:19 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
100,000 $0 217,099
(Direct)
View
2020-06-30
Option Award
2020-12-07
9:19 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
992 $18.5 217,099
(Direct)
View

Ownership
2020-12-04
8:54 pm
2018-08-10
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
See Remarks.
0 $0 82,041,784
(Indirect)
View
2020-11-16
Other(A)
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
4,645,000 $0 6,817,500
(Indirect)
View
2020-11-16
Other
2020-11-17
6:27 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
4,295,000 $0 9,663,750
(Indirect)
View
2020-11-09
Other
2020-11-12
06:30 am
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,527,633 $0 2,427,633
(Indirect)
View
(A) Indicate amendment filing.
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