RILY Insider Trading Activity - B. Riley Financial Inc.

Real time insider trading transaction history:

Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for B. Riley Financial Inc.

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2020-11-04 Purchase	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,347,930	$10.1	$23,713,515	2,307,930 (Indirect)	View
2020-11-06 Sale	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	740,000	$10.25	$7,585,000	2,307,930 (Indirect)	View
2020-11-03 Purchase(A)	2020-11-05 6:11 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	141,728	$26.66	$3,778,213	5,347,997 (Indirect Direct)	View
2020-11-03 Purchase	2020-11-03 3:14 pm	B. Riley Financial Inc.	RILY	PAULSON RANDALL E Director	40,000	$26.65	$1,066,008	78,343 (Direct)	View
2020-11-03 Purchase	2020-11-03 3:13 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	60,000	$26.66	$1,599,510	5,030,082 (Indirect Direct)	View
2020-09-14 Sale	2020-09-15 4:18 pm	B. Riley Financial Inc.	RILY	Sims Todd D. Director	2,554	$0	$0	15,163 (Direct)	View
2020-09-04 Purchase(A)	2020-09-10 4:01 pm	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. RILEY BRYANT R Director 10% Owner	2,040,816	$2.45	$4,999,999	12,202,675 (Indirect Direct)	View
2020-09-08 Purchase	2020-09-09 5:05 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	1,224	$25.59	$31,328	4,970,082 (Indirect Direct)	View
2020-09-04 Purchase	2020-09-08 08:50 am	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,040,816	$2.45	$4,999,999	12,202,675 (Indirect Direct)	View
2020-09-04 Purchase	2020-09-08 08:31 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	2,282	$26.21	$59,815	4,968,858 (Indirect Direct)	View
2020-09-02 Purchase	2020-09-03 08:54 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	17,800	$27.15	$483,270	4,949,851 (Indirect Direct)	View
2020-08-26 Purchase	2020-08-27 08:50 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	20,000	$26.67	$533,312	4,948,776 (Indirect Direct)	View
2020-08-21 Purchase	2020-08-24 6:51 pm	Select Interior Concepts Inc.	SIC	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC RILEY BRYANT R Director 10% Owner	102,264	$5.8333	$596,542	3,259,916 (Indirect Direct)	View
2020-08-07 Purchase	2020-08-07 11:45 am	B. Riley Financial Inc.	RILY	PAULSON RANDALL E Director	25,000	$26.96	$674,020	38,343 (Direct)	View
2020-08-06 Purchase	2020-08-07 09:57 am	B. Riley Financial Inc.	RILY	Young Kenneth M President	1,000	$27.28	$27,280	100,919 (Indirect Direct)	View
2020-08-06 Purchase	2020-08-07 09:55 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	25,000	$27.15	$678,745	4,928,776 (Indirect Direct)	View
2020-06-26 Purchase	2020-06-30 4:14 pm	Franchise Group Inc.	FRG	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC 10% Owner	75,000	$22.65	$1,698,435	4,547,462 (Indirect Direct)	View
2020-06-09 Purchase	2020-06-29 7:27 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	1,966,667	$0.75	$1,475,000	18,010,799 (Indirect Direct)	View
2020-06-10 Purchase	2020-06-12 1:05 pm	Select Interior Concepts Inc.	SIC	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC RILEY BRYANT R Director 10% Owner	91,301	$4.0122	$366,318	3,157,652 (Indirect Direct)	View
2020-06-09 Purchase	2020-06-10 11:49 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	20,000	$22.85	$457,040	4,903,776 (Indirect Direct)	View
2020-05-20 Purchase(A)	2020-06-05 8:30 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP 10% Owner	50,000	$9.985	$499,249	5,595,000 (Indirect)	View
2020-06-03 Purchase	2020-06-04 09:01 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	40,000	$20.81	$832,260	4,883,776 (Indirect Direct)	View
2020-05-21 Purchase	2020-05-26 5:28 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	1,835	$18.25	$33,485	4,843,776 (Indirect Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2020-08-10 Exercise(A)	2020-10-20 5:37 pm	2019-12-13 2023-12-13	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$0	4,661,275 (Direct)	View
2020-08-10 Exercise(A)	2020-10-20 5:37 pm	N/A N/A	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$12.01	4,661,275 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	5,315,458	$0	17,668,804 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,334,002	$2.2774	17,668,804 (Direct)	View
2020-08-10 Exercise	2020-09-04 4:24 pm	2019-12-13 2023-12-13	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$0	4,661,275 (Direct)	View
2020-08-10 Exercise	2020-09-04 4:24 pm	N/A N/A	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$12.01	4,661,275 (Direct)	View
2020-06-30 Option Award	2020-08-07 09:57 am	N/A N/A	B. Riley Financial Inc.	RILY	Young Kenneth M President	992	$18.5	100,919 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	2,715,506	$0	18,892,222 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	1,192,371	$2.2774	18,892,222 (Direct)	View
2020-06-09 Exercise	2020-06-29 7:27 pm	2020-06-09 2022-09-21	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	6,170,126	$0	18,010,799 (Indirect)	View
2020-06-09 Exercise	2020-06-29 7:27 pm	N/A N/A	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	8,226,834	$0.75	18,010,799 (Indirect)	View
2020-06-18 Option Award	2020-06-22 4:51 pm	N/A N/A	B. Riley Financial Inc.	RILY	PAULSON RANDALL E Director	3,456	$0	13,343 (Direct)	View
2020-06-18 Option Award	2020-06-22 4:50 pm	N/A N/A	B. Riley Financial Inc.	RILY	Sheldon Michael Joseph Director	3,456	$0	21,571 (Direct)	View
2020-06-18 Option Award	2020-06-22 4:49 pm	N/A N/A	B. Riley Financial Inc.	RILY	Walters Marian Director	3,456	$0	5,701 (Direct)	View
2020-06-18 Option Award	2020-06-22 4:47 pm	N/A N/A	B. Riley Financial Inc.	RILY	Williams Mikel H Director	3,456	$0	64,038 (Direct)	View
2020-06-18 Option Award	2020-06-22 4:45 pm	N/A N/A	B. Riley Financial Inc.	RILY	D Agostino Robert P Director	3,456	$0	138,509 (Direct)	View
2020-06-18 Option Award	2020-06-22 4:43 pm	N/A N/A	B. Riley Financial Inc.	RILY	ANTIN ROBERT L Director	3,456	$0	412,934 (Direct)	View
2020-06-18 Option Award	2020-06-22 4:40 pm	N/A N/A	B. Riley Financial Inc.	RILY	Sims Todd D. Director	3,456	$0	17,717 (Direct)	View
Ownership	2020-06-22 4:08 pm	N/A N/A	B. Riley Financial Inc.	RILY	PAULSON RANDALL E Director	0	$0	9,887 (Direct)	View
2020-06-08 Other	2020-06-10 7:07 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. RILEY BRYANT R Director 10% Owner	1,712,479	$2.2774	10,681,967 (Direct)	View
2020-05-28 Other(A)	2020-06-05 8:30 pm	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP 10% Owner	656,250	$0	5,595,000 (Indirect)	View
2020-05-22 Other(A)	2020-06-05 8:30 pm	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP 10% Owner	650,000	$10	5,595,000 (Indirect)	View
Ownership(A)	2020-06-05 8:29 pm	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC 10% Owner	0	$0	4,951,250 (Indirect)	View
2020-05-22 Tax Withholding	2020-05-26 5:31 pm	N/A N/A	B. Riley Financial Inc.	RILY	Ahn Phillip J. CFO & Chief Operating Officer	8,535	$18.54	116,107 (Direct)	View
2020-05-21 Option Award	2020-05-26 5:31 pm	N/A N/A	B. Riley Financial Inc.	RILY	Ahn Phillip J. CFO & Chief Operating Officer	19,358	$0	116,107 (Direct)	View
2020-05-22 Tax Withholding	2020-05-26 5:30 pm	N/A N/A	B. Riley Financial Inc.	RILY	Young Kenneth M President	8,455	$18.54	98,927 (Direct)	View
2020-05-21 Option Award	2020-05-26 5:30 pm	N/A N/A	B. Riley Financial Inc.	RILY	Young Kenneth M President	22,124	$0	98,927 (Direct)	View
2020-05-22 Tax Withholding	2020-05-26 5:29 pm	N/A N/A	B. Riley Financial Inc.	RILY	WEITZMAN HOWARD SVP, Chief Accounting Officer	2,872	$18.54	41,762 (Direct)	View
2020-05-21 Option Award	2020-05-26 5:29 pm	N/A N/A	B. Riley Financial Inc.	RILY	WEITZMAN HOWARD SVP, Chief Accounting Officer	8,296	$0	41,762 (Direct)	View
2020-05-21 Option Award	2020-05-26 5:28 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R Chairman and Co-CEO 10% Owner	41,482	$0	4,843,776 (Direct)	View
2020-05-22 Tax Withholding	2020-05-26 5:27 pm	N/A N/A	B. Riley Financial Inc.	RILY	Moore Andrew CEO of B. Riley FBR, Inc.	8,831	$18.54	152,930 (Direct)	View
2020-05-21 Option Award	2020-05-26 5:27 pm	N/A N/A	B. Riley Financial Inc.	RILY	Moore Andrew CEO of B. Riley FBR, Inc.	22,124	$0	152,930 (Direct)	View

(A) Indicate amendment filing.

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Insider Trading & Ownership - B. Riley Financial Inc. (RILY)