Insider Trading & Ownership - B. Riley Financial Inc. (RILY)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for B. Riley Financial Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-04-24
Sale
2020-04-28
7:47 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
150,000 $10 $1,500,000 4,472,462
(Indirect
Direct)
View
2020-04-24
Purchase
2020-04-28
7:44 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
9,036 $3.8 $34,337 8,547,611
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-05-21
Option Award
2020-05-26
5:26 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
13,827 $0 72,757
(Direct)
View
2020-05-22
Tax Withholding
2020-05-26
5:26 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
5,657 $18.54 72,757
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:25 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
41,482 $0 650,720
(Direct)
View
2020-05-22
Tax Withholding
2020-05-26
5:25 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
8,131 $18.54 650,720
(Direct)
View
2020-05-22
Other
2020-05-22
8:07 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
650,000 $10 1,300,000
(Indirect)
View

Ownership
2020-05-19
9:50 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
0 $0 4,641,250
(Indirect)
View
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