RILY Insider Holders & Insider Ownership

List of insiders holdings for B. Riley Financial Inc.:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	ELLIOTT INTERNATIONAL L.P. 10% Owner	2014-05-21 19:07:24	29,985,400 0	29,985,400	Form 4
2	RILEY BRYANT R Chairman and Co-CEO 10% Owner	2025-04-11 19:00:02	6,999,886 0	6,999,886	Form 13D
3	Yellen Harvey M Vice Chairman and President 10% Owner	2010-06-16 12:18:34	5,280,000 0	5,280,000	Form 3
4	DJ Fund Investments LLC - Series E ASHER DANIEL Goldman Fred LaRocque Michael 10% Owner	2023-02-09 16:13:57	2,471,905 0	2,471,905	Form 13D
5	ASHER DANIEL 10% Owner	2022-05-27 16:01:43	0 1,976,093	1,976,093	Form 4/A
6	Middleton International Ltd 10% Owner	2014-07-25 17:26:06	1,499,270 0	1,499,270	Form 3
7	ELLIOTT ASSOCIATES L.P. 10% Owner	2019-11-27 17:08:59	1,499,270 0	1,499,270	Form 13D
8	Nokomis Capital L.L.C. Hendrickson Brett 10% Owner	2020-02-14 14:54:14	1,339,374 0	1,339,374	Form 13G
9	KELLEHER THOMAS J Co-CEO	2025-03-18 21:30:11	107,011 952,221	1,059,232	Form 4
10	Carpenter Scott K EVP, Retail Services	2014-05-21 19:56:22	1,000,136 0	1,000,136	Form 4
11	LEVITT MICHAEL J Director	2013-02-12 14:52:04	346,519 590,981	937,500	Form 5
12	Liverpool Limited Partnership 10% Owner	2014-07-25 17:26:32	807,180 0	807,180	Form 3
13	ANTIN ROBERT L Director	2023-11-14 08:00:06	80,495 400,000	480,495	Form 4
14	Moore Andrew CEO B. Riley Securities, Inc.	2025-03-18 21:30:08	331,769 0	331,769	Form 4
15	PAULSON RANDALL E Director	2023-11-17 11:33:35	318,979 0	318,979	Form 4
16	Ahn Phillip J. CFO & Chief Operating Officer	2025-03-18 21:30:06	292,471 0	292,471	Form 4
17	Wunderlich Gary Kent JR Director	2018-07-06 16:30:35	241,213 15,687	256,900	Form 4
18	Young Kenneth M President	2024-06-04 16:30:08	224,726 32,085	256,811	Form 4
19	HENDRIX RICHARD J Director	2017-07-06 20:10:08	236,862 0	236,862	Form 4
20	Erickson Paul EVP and CFO	2011-08-25 16:15:31	191,653 0	191,653	Form 4
21	Klein Mark D Director	2013-02-12 14:52:31	184,880 0	184,880	Form 5
22	D Agostino Robert P Director	2023-11-17 11:34:16	160,570 0	160,570	Form 4
23	Forman Alan N EVP, General Counsel, Sec	2025-03-18 21:30:03	142,941 0	142,941	Form 4
24	Pabst Thomas E Chief Operating Officer	2010-08-04 21:31:54	109,195 0	109,195	Form 4
25	Weitz Mark Pres. Whlse. & Industrial Svcs	2010-08-04 21:32:46	104,715 0	104,715	Form 4
26	Friedman Lester M Managing Director, GAAV, LLC Director	2010-08-04 21:33:36	89,021 0	89,021	Form 4
27	WEITZMAN HOWARD SVP, Chief Accounting Officer	2025-03-18 21:30:05	59,486 7,500	66,986	Form 4
28	Williams Mikel H Director	2022-10-19 16:00:15	65,698 0	65,698	Form 4
29	Sheldon Michael Joseph Director	2023-05-25 17:02:13	56,677 0	56,677	Form 4
30	Gumaer Andrew CEO of Great American Grp, LLC	2019-07-16 18:08:54	50,000 0	50,000	Form 4
31	Todaro Richard L Director	2017-08-22 18:00:57	22,775 0	22,775	Form 4
32	HART MATTHEW J Director	2015-05-12 16:28:07	19,474 0	19,474	Form 4
33	HILTON HUGH G Director	2015-05-12 16:26:34	16,953 2,021	18,974	Form 4
34	Sims Todd D. Director	2020-09-15 16:18:28	15,163 0	15,163	Form 4
35	Walters Marian Director	2023-05-25 17:03:07	4,561 5,701	10,262	Form 4
36	Labran Renee E Director	2024-02-06 17:00:08	6,733 0	6,733	Form 5
37	Brandt Tamara Sue Director	2023-11-13 08:00:09	6,195 0	6,195	Form 4
38	Alternative Asset Management Acquisition Corp. 10% Owner	2009-07-17 21:18:33	100 0	100	Form 3
39	MILLER LLOYD I III Former 10% Owner	2017-07-28 11:34:22	0 0	0	Form 4
40	Naughton Mark P Senior VP & Gen. Counsel	2010-06-16 13:39:27	0 0	0	Form 3

Insider Holders & Insider Ownership - B. Riley Financial Inc. (RILY)