Insider Trading & Ownership - B. Riley Financial Inc. (RILY)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for B. Riley Financial Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-06-04
Purchase
2021-06-08
09:02 am
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
33,316 $66.91 $2,229,285 5,649,766
(Indirect
Direct)
View
2021-05-28
Sale
2021-06-02
6:05 pm
B. Riley Financial Inc. RILY WEITZMAN HOWARD
SVP, Chief Accounting Officer
15,503 $73.95 $1,146,501 39,141
(Indirect
Direct)
View
2021-05-20
Purchase
2021-05-24
4:02 pm
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,857,143 $0.7 $2,000,000 79,055,072
(Indirect)
View
2021-05-06
Purchase
2021-05-06
2:45 pm
B. Riley Financial Inc. RILY Moore Andrew
CEO B. Riley Securities, Inc.
5,000 $67.68 $338,424 212,734
(Direct)
View
2021-04-26
Sale
2021-04-28
4:16 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
940,000 $8.25 $7,755,000 2,289,307
(Indirect)
View
2021-03-25
Purchase
2021-03-26
4:11 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
10,720,785 $6.04 $64,753,541 27,636,838
(Indirect
Direct)
View
2021-03-16
Sale
2021-03-18
6:36 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
22,596 $0.98851 $22,336 10,463,879
(Indirect
Direct)
View
2021-03-11
Sale
2021-03-15
6:58 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,846,860 $1.0425 $1,925,300 4,729,203
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-06-14
Option Award
2021-06-17
06:10 am
N/A
N/A
B. Riley Principal 250 Merger Corp. BRIV B. Riley Financial Inc.
B. Riley Principal 250 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
45,000 $10 600,000
(Indirect)
View
2021-06-04
Option Award
2021-06-08
12:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Williams Mikel H
Director
1,074 $0 65,112
(Direct)
View
2021-06-04
Option Award
2021-06-08
12:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Walters Marian
Director
1,074 $0 6,775
(Direct)
View
2021-06-04
Option Award
2021-06-08
12:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Sheldon Michael Joseph
Director
1,074 $0 24,734
(Direct)
View
2021-06-04
Option Award
2021-06-08
12:01 pm
N/A
N/A
B. Riley Financial Inc. RILY PAULSON RANDALL E
Director
1,074 $0 89,417
(Direct)
View
2021-06-04
Option Award
2021-06-08
12:01 pm
N/A
N/A
B. Riley Financial Inc. RILY D Agostino Robert P
Director
1,074 $0 139,583
(Direct)
View
2021-06-04
Option Award
2021-06-08
12:00 pm
N/A
N/A
B. Riley Financial Inc. RILY ANTIN ROBERT L
Director
1,074 $0 414,008
(Direct)
View
2021-05-28
Option Award
2021-06-02
6:05 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
SVP, Chief Accounting Officer
2,746 $0 39,141
(Direct)
View
2021-05-28
Option Award
2021-06-02
4:32 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
22,048 $0 169,845
(Direct)
View
2021-05-28
Option Award
2021-06-02
4:31 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
42,092 $0 5,652,221
(Direct)
View
2021-05-28
Option Award
2021-06-02
4:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO B. Riley Securities, Inc.
22,048 $0 224,427
(Direct)
View
2021-05-28
Option Award
2021-06-02
4:31 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
42,092 $0 787,296
(Direct)
View
2021-05-28
Option Award
2021-06-02
4:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
4,119 $0 98,059
(Direct)
View
2021-05-28
Option Award
2021-06-02
4:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
22,048 $0 185,462
(Direct)
View
2021-05-24
Tax Withholding
2021-05-26
4:20 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
17,348 $73.78 745,204
(Direct)
View
2021-05-24
Tax Withholding
2021-05-26
4:19 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
7,497 $73.78 163,414
(Direct)
View
2021-05-24
Tax Withholding
2021-05-26
4:19 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
9,914 $73.78 147,797
(Direct)
View
2021-05-24
Tax Withholding
2021-05-26
4:19 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
SVP, Chief Accounting Officer
3,317 $73.78 51,898
(Direct)
View
2021-05-24
Tax Withholding
2021-05-26
4:18 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO B. Riley Securities, Inc.
10,355 $73.78 202,379
(Direct)
View
2021-05-24
Tax Withholding
2021-05-26
4:18 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
6,048 $73.78 93,940
(Direct)
View
2021-05-11
Option Award
2021-05-12
9:08 pm
N/A
N/A
B. Riley Principal 250 Merger Corp. BRIV B. Riley Financial Inc.
B. Riley Principal 250 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
555,000 $10 555,000
(Indirect)
View

Ownership
2021-05-07
09:19 am
N/A
N/A
B. Riley Principal 250 Merger Corp. BRIV B. Riley Financial Inc.
B. Riley Principal 250 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
0 $0 4,312,500
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP INC. ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,767,465 $0 265,417
(Indirect)
View
2021-02-23
Option Award
2021-02-25
7:11 pm
N/A
N/A
B. Riley Principal 150 Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal 150 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
520,000 $10 520,000
(Indirect)
View
2021-02-17
Option Award
2021-02-19
7:23 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J
Co-CEO
150,000 $0 150,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:22 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO & Chief Operating Officer
75,000 $0 75,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:22 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
75,000 $0 75,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:21 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
SVP, Chief Accounting Officer
20,000 $0 20,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:21 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
150,000 $0 150,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:20 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO,B. Riley Securities, Inc.
85,000 $0 85,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:20 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
EVP, General Counsel, Sec
30,000 $0 30,000
(Direct)
View

Ownership
2021-02-18
5:19 pm
N/A
N/A
B. Riley Principal 150 Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal 150 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
0 $0 4,312,500
(Indirect)
View

Ownership
2021-02-12
5:00 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
0 $0 5,610,129
(Indirect)
View
2020-12-03
Ownership
2021-02-12
5:00 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
Chairman and Co-CEO
10% Owner
1,000 $0 5,610,129
(Direct)
View
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