13D/13G Filings - IndexIQ ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-01-11
12:02 pm
Purchase
2020-12-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,245,358
53.460%
71,091increase
(+3.27%)
Filing
History
2021-01-11
12:00 pm
Sale
2020-12-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,832,183
53.590%
-72,458decrease
(-1.05%)
Filing
History
2021-01-11
11:58 am
Sale
2020-12-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,609,796
79.480%
-25,614decrease
(-0.55%)
Filing
History
2021-01-11
11:56 am
Purchase
2020-12-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 4,631,697
95.500%
178,381increase
(+4.01%)
Filing
History
2021-01-11
11:53 am
Sale
2020-12-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,610,281
97.570%
-87,233decrease
(-0.90%)
Filing
History
2021-01-11
11:50 am
Purchase
2020-12-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 9,982,805
97.870%
893,346increase
(+9.83%)
Filing
History
2021-01-11
11:42 am
Sale
2020-12-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 8,203,181
99.430%
-627,918decrease
(-7.11%)
Filing
History
2021-01-11
11:33 am
Sale
2021-01-08 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 836,150
30.970%
-130,000decrease
(-13.46%)
Filing
History
2020-12-09
3:47 pm
Sale
2020-12-09 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 966,150
37.160%
-200,000decrease
(-17.15%)
Filing
History
2020-12-09
3:28 pm
Sale
2020-11-30 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,174,267
49.980%
-22,571decrease
(-1.03%)
Filing
History
2020-12-09
3:25 pm
Sale
2020-11-30 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,904,641
51.910%
-28,251decrease
(-0.41%)
Filing
History
2020-12-09
3:22 pm
Purchase
2020-11-30 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,635,410
79.920%
65,261increase
(+1.43%)
Filing
History
2020-12-09
3:20 pm
Purchase
2020-11-30 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 4,453,316
97.880%
92,578increase
(+2.12%)
Filing
History
2020-12-09
3:16 pm
Sale
2020-11-30 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,697,514
97.950%
-9,667decrease
(-0.10%)
Filing
History
2020-12-09
3:13 pm
Purchase
2020-11-30 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 9,089,459
98.800%
1,314,737increase
(+16.91%)
Filing
History
2020-12-09
3:10 pm
Sale
2020-11-30 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 8,831,099
99.230%
-220,391decrease
(-2.43%)
Filing
History
2020-11-09
3:50 pm
Sale
2020-11-09 13G IQ Hedge Long/Short Tracker ETF
QLS
NEW YORK LIFE INSURANCE CO 0
0.000%
-225,725decrease
(Position Closed)
Filing
History
2020-11-09
3:48 pm
Sale
2020-11-09 13G IQ Hedge Event-Driven Tracker ETF
QED
NEW YORK LIFE INSURANCE CO 0
0.000%
-231,687decrease
(Position Closed)
Filing
History
2020-11-09
3:45 pm
Sale
2020-11-09 13G IQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INSURANCE CO 0
0.000%
-397,300decrease
(Position Closed)
Filing
History
2020-11-09
3:41 pm
Sale
2020-11-09 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 1,166,150
44.850%
-220,000decrease
(-15.87%)
Filing
History
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