NEW YORK LIFE INVESTMENT MANAGEMENT LLC 13D and 13G filings for IQ Chaikin U.S. Small Cap ETF:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2024-01-05 12:38 pm Sale |
2023-12-29 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,049,444 75.340% |
-1,053,796 (-20.65%) |
Filing |
| 2022-06-10 1:19 pm Purchase |
2022-05-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 5,103,240 82.980% |
342,060 (+7.18%) |
Filing |
| 2022-05-09 1:19 pm Purchase |
2022-04-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,761,180 81.390% |
156,328 (+3.39%) |
Filing |
| 2022-04-07 1:38 pm Sale |
2022-03-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,604,852 80.080% |
-86,437 (-1.84%) |
Filing |
| 2022-03-09 11:52 am Sale |
2022-02-28 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,691,289 80.190% |
-22,819 (-0.48%) |
Filing |
| 2022-02-08 09:40 am Sale |
2022-01-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,714,108 80.580% |
-10,637 (-0.23%) |
Filing |
| 2022-01-10 4:15 pm Sale |
2021-12-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,724,745 80.080% |
-350,816 (-6.91%) |
Filing |
| 2021-12-09 1:59 pm Unchanged |
2021-11-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 5,075,561 81.210% |
0 (Unchanged) |
Filing |
| 2021-11-09 12:04 pm Sale |
2021-10-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 5,075,561 81.210% |
-161,238 (-3.08%) |
Filing |
| 2021-10-08 12:05 pm Purchase |
2021-09-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 5,236,799 82.470% |
546,842 (+11.66%) |
Filing |
| 2021-09-08 1:11 pm Sale |
2021-08-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,689,957 80.860% |
-8,090 (-0.17%) |
Filing |
| 2021-08-09 3:12 pm Unchanged |
2021-07-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,698,047 81.000% |
0 (Unchanged) |
Filing |
| 2021-07-08 9:20 pm Purchase |
2021-06-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,698,047 80.310% |
12,227 (+0.26%) |
Filing |
| 2021-06-10 11:11 am Sale |
2021-05-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,685,820 80.790% |
-76,084 (-1.60%) |
Filing |
| 2021-05-07 1:00 pm Purchase |
2021-04-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,761,904 80.710% |
172,289 (+3.75%) |
Filing |
| 2021-04-13 10:01 am Purchase |
2021-03-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,589,615 78.450% |
40,493 (+0.89%) |
Filing |
| 2021-03-10 1:01 pm Sale |
2021-02-28 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,549,122 79.810% |
-103,130 (-2.22%) |
Filing |
| 2021-02-10 11:28 am Purchase |
2021-01-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,652,252 79.530% |
42,456 (+0.92%) |
Filing |
| 2021-01-11 11:58 am Sale |
2020-12-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,609,796 79.480% |
-25,614 (-0.55%) |
Filing |
| 2020-12-09 3:22 pm Purchase |
2020-11-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,635,410 79.920% |
65,261 (+1.43%) |
Filing |