NEW YORK LIFE INVESTMENT MANAGEMENT LLC 13D and 13G filings for IQ Chaikin U.S. Small Cap ETF:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime |
Transaction Date |
Type | Company Symbol |
Filed By Symbol |
Shares Owned % Owned |
Shares Vs. Prev Report | View |
| 2020-11-09 10:23 am Purchase |
2020-10-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 4,570,149 78.120% |
658,300 (+16.83%) |
Filing |
| 2020-10-13 09:33 am Purchase |
2020-09-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 3,911,849 74.510% |
11,860 (+0.30%) |
Filing |
| 2020-09-10 10:10 am Purchase |
2020-08-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 3,899,989 73.580% |
41,808 (+1.08%) |
Filing |
| 2020-08-10 5:18 pm Purchase |
2020-07-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 3,858,181 72.800% |
345,517 (+9.84%) |
Filing |
| 2020-07-09 4:26 pm Sale |
2020-06-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 3,512,664 70.250% |
-23,094 (-0.65%) |
Filing |
| 2020-06-09 3:59 pm Sale |
2020-05-31 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 3,535,758 69.330% |
-6,161 (-0.17%) |
Filing |
| 2020-05-07 4:38 pm Unchanged |
2020-04-30 | 13G | IQ Chaikin U.S. Small Cap ETF CSML |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 3,541,919 68.780% |
0 (Unchanged) |
Filing |