13D/13G Filings - IndexIQ ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-06-10
11:11 am
Sale
2021-05-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,685,820
80.790%
-76,084decrease
(-1.60%)
Filing
History
2021-06-10
11:06 am
Sale
2021-05-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 6,085,294
95.080%
-12,233decrease
(-0.20%)
Filing
History
2021-06-10
11:02 am
Purchase
2020-05-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 11,442,864
96.970%
275,020increase
(+2.46%)
Filing
History
2021-06-10
10:58 am
Sale
2021-05-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 7,301,379
97.350%
-114,041decrease
(-1.54%)
Filing
History
2021-06-10
10:54 am
Sale
2021-05-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,186,795
98.250%
-31,747decrease
(-0.34%)
Filing
History
2021-05-07
1:04 pm
Sale
2021-04-30 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,537,608
51.280%
-100,701decrease
(-1.52%)
Filing
History
2021-05-07
1:02 pm
Purchase
2021-04-30 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,316,649
54.510%
6,546increase
(+0.28%)
Filing
History
2021-05-07
1:00 pm
Purchase
2021-04-30 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,761,904
80.710%
172,289increase
(+3.75%)
Filing
History
2021-05-07
12:56 pm
Purchase
2021-04-30 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 6,097,527
95.270%
505,097increase
(+9.03%)
Filing
History
2021-05-07
12:54 pm
Purchase
2021-04-30 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 11,167,844
96.690%
64,403increase
(+0.58%)
Filing
History
2021-05-07
12:51 pm
Sale
2021-04-30 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,218,542
98.070%
-135,022decrease
(-1.44%)
Filing
History
2021-05-07
12:49 pm
Sale
2021-04-30 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 7,415,420
98.870%
-266,060decrease
(-3.46%)
Filing
History
2021-04-13
10:01 am
Purchase
2021-03-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,310,103
54.360%
8,614increase
(+0.37%)
Filing
History
2021-04-13
10:01 am
Sale
2021-03-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,353,564
97.940%
-101,144decrease
(-1.07%)
Filing
History
2021-04-13
10:01 am
Purchase
2021-03-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,589,615
78.450%
40,493increase
(+0.89%)
Filing
History
2021-04-13
10:00 am
Purchase
2021-03-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 11,103,441
96.970%
225,223increase
(+2.07%)
Filing
History
2021-04-13
10:00 am
Purchase
2021-03-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 5,592,430
95.600%
281,802increase
(+5.31%)
Filing
History
2021-04-13
10:00 am
Sale
2021-03-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,638,309
52.070%
-88,429decrease
(-1.31%)
Filing
History
2021-04-13
10:00 am
Sale
2021-03-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 7,681,480
98.480%
-219,219decrease
(-2.77%)
Filing
History
2021-04-09
09:36 am
Sale
2021-04-08 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 0
0.000%
-346,150decrease
(Position Closed)
Filing
History
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