13D/13G Filings - IndexIQ ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-03-10
2:52 pm
Sale
2021-02-28 13G IQ Global Resources ETF
GRES
BAIRD ROBERT W & CO INC 507
0.100%
-95,033decrease
(-99.47%)
Filing
History
2021-03-10
1:20 pm
Sale
2021-02-28 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,726,738
52.760%
-28,596decrease
(-0.42%)
Filing
History
2021-03-10
1:10 pm
Purchase
2021-02-28 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,301,489
54.150%
2,144increase
(+0.09%)
Filing
History
2021-03-10
1:01 pm
Sale
2021-02-28 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,549,122
79.810%
-103,130decrease
(-2.22%)
Filing
History
2021-03-10
12:59 pm
Purchase
2021-02-28 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 5,310,628
95.690%
127,999increase
(+2.47%)
Filing
History
2021-03-10
12:56 pm
Purchase
2021-02-28 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 10,878,218
96.700%
310,855increase
(+2.94%)
Filing
History
2021-03-10
12:54 pm
Sale
2021-02-28 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,454,708
97.980%
-93,697decrease
(-0.98%)
Filing
History
2021-03-10
12:50 pm
Sale
2021-02-28 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 7,900,699
98.760%
-17,058decrease
(-0.22%)
Filing
History
2021-03-09
3:27 pm
Sale
2021-03-09 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 346,150
11.170%
-390,000decrease
(-52.98%)
Filing
History
2021-02-18
3:39 pm
Unchanged
2020-12-31 13G IQ Global Resources ETF
GRES
BAIRD ROBERT W & CO INC 95,540
11.900%
0
(Unchanged)
Filing
History
2021-02-12
10:49 am
Sale
2020-12-31 13G IQ Global Resources ETF
GRES
BAIRD ROBERT W & CO INC 95,540
11.900%
-53,524decrease
(-35.91%)
Filing
History
2021-02-10
11:36 am
Sale
2021-01-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,755,334
52.980%
-76,849decrease
(-1.12%)
Filing
History
2021-02-10
11:28 am
Purchase
2021-01-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,652,252
79.530%
42,456increase
(+0.92%)
Filing
History
2021-02-10
11:28 am
Purchase
2021-01-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,299,345
54.100%
53,987increase
(+2.40%)
Filing
History
2021-02-10
11:20 am
Purchase
2021-01-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 5,182,629
95.970%
550,932increase
(+11.89%)
Filing
History
2021-02-10
11:18 am
Purchase
2021-01-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 10,567,363
97.400%
584,558increase
(+5.86%)
Filing
History
2021-02-10
11:16 am
Sale
2021-01-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,548,405
97.930%
-61,876decrease
(-0.64%)
Filing
History
2021-02-10
11:14 am
Sale
2021-01-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 7,917,757
98.970%
-285,424decrease
(-3.48%)
Filing
History
2021-02-10
08:50 am
Sale
2021-02-09 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 736,150
25.830%
-100,000decrease
(-11.96%)
Filing
History
2021-02-10
08:45 am
Purchase
2021-02-09 13G IQ Healthy Hearts ETF
HART
NEW YORK LIFE INSURANCE CO 199,044
79.620%
199,044increase
(New Position)
Filing
History
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