13D/13G Filings - IndexIQ ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2020-11-09
10:26 am
Purchase
2020-10-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 7,774,722
99.040%
2,672,375increase
(+52.38%)
Filing
History
2020-11-09
10:25 am
Sale
2020-10-31 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 9,051,490
98.920%
-63,087decrease
(-0.69%)
Filing
History
2020-11-09
10:25 am
Purchase
2020-10-31 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,707,181
98.050%
68,406increase
(+0.71%)
Filing
History
2020-11-09
10:25 am
Purchase
2020-10-31 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 4,360,738
97.990%
206,536increase
(+4.97%)
Filing
History
2020-11-09
10:23 am
Purchase
2020-10-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 4,570,149
78.120%
658,300increase
(+16.83%)
Filing
History
2020-11-09
10:23 am
Purchase
2020-10-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,932,892
52.920%
10,518increase
(+0.15%)
Filing
History
2020-11-09
10:23 am
Sale
2020-10-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,196,838
50.500%
-13,410decrease
(-0.61%)
Filing
History
2020-10-13
09:34 am
Purchase
2020-09-30 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,210,248
50.810%
28,594increase
(+1.31%)
Filing
History
2020-10-13
09:34 am
Sale
2020-09-30 13G IQ Chaikin U.S. Large Cap ETF
CLRG
New York Life Investment Management LLC 9,638,775
97.860%
-10,872decrease
(-0.11%)
Filing
History
2020-10-13
09:33 am
Purchase
2020-09-30 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 3,911,849
74.510%
11,860increase
(+0.30%)
Filing
History
2020-10-13
09:33 am
Purchase
2020-09-30 13G IQ Candriam ESG International Equity ETF
IQSI
New York Life Investment Management LLC 4,154,202
89.340%
293,539increase
(+7.60%)
Filing
History
2020-10-13
09:33 am
Purchase
2020-09-30 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 5,102,347
94.490%
274,552increase
(+5.69%)
Filing
History
2020-10-13
09:32 am
Sale
2020-09-30 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 6,922,374
52.840%
-87,336decrease
(-1.25%)
Filing
History
2020-10-13
09:32 am
Sale
2020-09-30 13G IQ 500 International ETF
IQIN
New York Life Investment Management LLC 9,114,577
99.070%
-181,189decrease
(-1.95%)
Filing
History
2020-10-08
09:32 am
Unchanged
2020-10-08 13G IQ Hedge Event-Driven Tracker ETF
QED
NEW YORK LIFE INSURANCE CO 231,687
51.490%
0
(Unchanged)
Filing
History
2020-10-08
09:30 am
Sale
2020-10-08 13G IQ MacKay Municipal Intermediate ETF
MMIT
NEW YORK LIFE INSURANCE CO 1,386,150
54.360%
-210,000decrease
(-13.16%)
Filing
History
2020-09-10
10:12 am
Sale
2020-08-31 13G IQ S&P High Yield Low Volatility Bond ETF
HYLV
New York Life Investment Management LLC 2,181,654
50.140%
-42,096decrease
(-1.89%)
Filing
History
2020-09-10
10:11 am
Purchase
2020-08-31 13G IQ 50 Percent Hedged FTSE International ETF
HFXI
New York Life Investment Management LLC 7,009,710
52.700%
13,159increase
(+0.19%)
Filing
History
2020-09-10
10:10 am
Purchase
2020-08-31 13G IQ Chaikin U.S. Small Cap ETF
CSML
New York Life Investment Management LLC 3,899,989
73.580%
41,808increase
(+1.08%)
Filing
History
2020-09-10
10:10 am
Purchase
2020-08-31 13G IQ Candriam ESG US Equity ETF
IQSU
New York Life Investment Management LLC 4,827,795
94.660%
887,965increase
(+22.54%)
Filing
History
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