Insider Trading & Ownership - XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for XAI Octagon Floating Rate & Alternative Income Trust
Goto 0, 1, Next
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2025-02-21
Purchase
2025-02-21
7:23 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Vice President
2,000 $6.38 $12,760 583,834
(Indirect
Direct)
View
2025-02-19
Purchase
2025-02-19
7:57 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Vice President
3,000 $6.4097 $19,229 581,834
(Indirect
Direct)
View
2024-12-19
Purchase
2024-12-20
2:52 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Adviser Personnel
2,000 $6.5 $13,000 584,315
(Indirect
Direct)
View
2024-07-17
Purchase
2024-11-15
5:34 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Adviser Personnel
831 $0 $0 609,195
(Indirect
Direct)
View
2024-05-09
Purchase
2024-05-10
4:48 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
6,867 $7.13 $48,962 522,297
(Indirect
Direct)
View
2024-05-09
Purchase
2024-05-10
4:37 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Advisor Personnel
6,867 $7.13 $48,962 576,131
(Indirect
Direct)
View
2023-12-12
Purchase
2023-12-13
1:02 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
825 $7.05 $5,816 569,679
(Indirect
Direct)
View
2023-12-12
Purchase
2023-12-13
1:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
825 $7.05 $5,816 519,632
(Indirect
Direct)
View
2023-12-05
Purchase
2023-12-06
5:03 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
6,000 $6.89 $41,340 567,860
(Indirect
Direct)
View
2023-12-05
Purchase
2023-12-06
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
6,000 $6.89 $41,340 518,580
(Indirect
Direct)
View
2023-11-13
Purchase
2023-11-16
12:05 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
289 $7.08 $2,046 561,860
(Indirect
Direct)
View
2023-11-13
Purchase
2023-11-16
12:04 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
289 $7.08 $2,046 512,580
(Indirect
Direct)
View
2022-12-22
Purchase
2022-12-23
12:12 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
500 $6.33 $3,165 541,835
(Indirect
Direct)
View
2022-11-11
Purchase
2022-11-15
1:26 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
3,050 $6.67 $20,344 509,901
(Indirect
Direct)
View
2022-11-11
Purchase
2022-11-15
1:18 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
3,050 $6.67 $20,344 541,347
(Indirect
Direct)
View
2022-11-10
Purchase
2022-11-14
8:29 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
2,000 $6.6373 $13,275 506,851
(Indirect
Direct)
View
2022-11-10
Purchase
2022-11-14
8:20 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
2,000 $6.6373 $13,275 538,297
(Indirect
Direct)
View
2022-11-08
Purchase(A)
2022-11-09
8:51 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
6,000 $6.5091 $39,055 536,297
(Indirect
Direct)
View
2022-11-08
Purchase(A)
2022-11-09
8:39 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
6,000 $6.5091 $39,055 504,851
(Indirect
Direct)
View
2022-11-08
Purchase
2022-11-09
8:27 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
6,000 $6.5091 $39,055 536,297
(Indirect
Direct)
View
2022-11-08
Purchase
2022-11-09
8:16 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
6,000 $6.5091 $39,055 494,646
(Indirect
Direct)
View
2022-11-03
Purchase(A)
2022-11-09
7:49 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
4,000 $6.3859 $25,544 498,851
(Indirect
Direct)
View
2022-11-03
Purchase(A)
2022-11-09
6:22 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
4,000 $6.3859 $25,544 530,297
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-12-18
Other
2025-01-16
5:54 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
6,052 $0 543,457
(Indirect)
View
2024-12-18
Other
2025-01-13
4:55 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Vice President
6,052 $0 584,633
(Indirect)
View
2024-12-18
Other
2025-01-13
4:35 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT McCulloch Benjamin
Secretary & CLO
2,857 $0 9,988
(Direct)
View
2024-12-18
Other
2025-01-13
1:42 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Flynn Kimberly Ann
Vice President
3,004 $0 46,208
(Direct)
View

Ownership
2024-11-15
5:34 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 609,195
(Direct)
View
2024-07-10
Ownership
2024-11-15
5:34 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Adviser Personnel
2,390 $0 609,195
(Indirect)
View

Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
0 $0 557,836
(Direct)
View
2024-07-10
Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
3,221 $0 557,836
(Indirect)
View

Ownership
2024-11-15
5:10 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT McCulloch Benjamin
Secretary & CLO
0 $0 4,124
(Direct)
View

Ownership
2024-11-14
5:28 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Jones Scott C
Trustee
0 $0 11,354
(Direct)
View
2024-05-21
Gift
2024-05-23
4:37 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Spence John Yogi
Adviser Personnel
6,000 $0 570,131
(Direct)
View

Ownership
2024-01-03
5:37 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Meyers William T.
Trustee
Director
0 $0 10,151
(Direct)
View
2023-12-11
Other
2023-12-13
1:02 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
5,409 $0 569,679
(Indirect)
View
2023-12-11
Other
2023-12-13
1:01 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
5,409 $0 519,632
(Indirect)
View
2023-12-11
Other
2023-12-13
12:59 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
2,209 $0 5,870
(Direct)
View
2023-12-11
Other
2023-12-13
12:58 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Flynn Kimberly Ann
Vice President
2,400 $0 42,600
(Direct)
View

Ownership
2023-10-03
8:02 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Roessler Randi Jean
Chief Compliance Officer
0 $0 0
(Direct)
View
2023-07-24
Gift
2023-07-26
4:22 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
4,000 $0 546,173
(Direct)
View

Ownership
2022-11-15
6:35 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
0 $0 8,737
(Direct)
View
(A) Indicate amendment filing.
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