Insider Trading & Ownership - Brombach Theodore J

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Brombach Theodore J
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-05-09
Purchase
2024-05-10
4:48 pm
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
6,867 $7.13 $48,962 522,297
(Indirect
Direct)
View
2023-12-12
Purchase
2023-12-13
1:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
825 $7.05 $5,816 519,632
(Indirect
Direct)
View
2023-12-05
Purchase
2023-12-06
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
6,000 $6.89 $41,340 518,580
(Indirect
Direct)
View
2023-11-13
Purchase
2023-11-16
12:04 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
289 $7.08 $2,046 512,580
(Indirect
Direct)
View
2022-11-11
Purchase
2022-11-15
1:26 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
3,050 $6.67 $20,344 509,901
(Indirect
Direct)
View
2022-11-10
Purchase
2022-11-14
8:29 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
2,000 $6.6373 $13,275 506,851
(Indirect
Direct)
View
2022-11-08
Purchase(A)
2022-11-09
8:39 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
6,000 $6.5091 $39,055 504,851
(Indirect
Direct)
View
2022-11-08
Purchase
2022-11-09
8:16 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
6,000 $6.5091 $39,055 494,646
(Indirect
Direct)
View
2022-11-03
Purchase(A)
2022-11-09
7:49 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
4,000 $6.3859 $25,544 498,851
(Indirect
Direct)
View
2022-11-03
Purchase
2022-11-04
3:37 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
4,000 $6.3859 $25,544 466,606
(Indirect
Direct)
View
2021-07-21
Purchase
2021-07-22
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
29,500 $8.5 $250,750 461,081
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-12-18
Other
2025-01-16
5:54 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
6,052 $0 543,457
(Indirect)
View
2024-07-10
Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
3,221 $0 557,836
(Indirect)
View

Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Trust XFLT Brombach Theodore J
President & CEO
0 $0 557,836
(Direct)
View
2024-10-17
Other
2024-10-21
9:34 pm
2024-04-13
2029-03-14
Montana Technologies Corp. AIRJ Brombach Theodore J
XMS XPDI Sponsor II Holdings LLC
10% Owner
7,811,377 $0 6,013,069
(Indirect)
View
2024-09-16
Other
2024-09-18
9:43 pm
2024-04-13
2029-03-14
Montana Technologies Corp. AIRJ Brombach Theodore J
Spence John Yogi
XMS XPDI Sponsor II Holdings LLC
10% Owner
15,727,969 $0 13,110,580
(Indirect)
View
2024-07-24
Other
2024-07-26
9:50 pm
N/A
N/A
Montana Technologies Corp. AIRJ Brombach Theodore J
Spence John Yogi
10% Owner
162,059 $0 7,066,301
(Indirect)
View
2024-03-14
Exercise
2024-03-20
9:53 pm
N/A
N/A
Montana Technologies Corp. AIRJ Brombach Theodore J
Spence John Yogi
Director
10% Owner
6,827,969 $0 6,990,028
(Indirect)
View
2024-03-14
Option Award
2024-03-20
9:53 pm
N/A
N/A
Montana Technologies Corp. AIRJ Brombach Theodore J
Spence John Yogi
Director
10% Owner
162,059 $0 6,990,028
(Indirect)
View

Ownership
2024-02-26
4:40 pm
N/A
N/A
Octagon XAI CLO Income Fund Brombach Theodore J
President & CEO
0 $0 4,000
(Indirect)
View
2023-12-11
Other
2023-12-13
1:01 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
5,409 $0 519,632
(Indirect)
View

Ownership
2021-12-17
5:31 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
0 $0 462,206
(Direct)
View

Ownership(A)
2021-12-14
7:41 pm
N/A
N/A
Power & Digital Infrastructure Acquisition II Corp. XPDB XPDI Sponsor II LLC
Transition Equity Partners LLC
XMS XPDI Sponsor II Holdings LLC
EILERS PATRICK C
Brombach Theodore J
10% Owner
0 $0 7,097,500
(Direct)
View

Ownership
2021-12-10
06:16 am
N/A
N/A
Power & Digital Infrastructure Acquisition II Corp. XPDB Brombach Theodore J
Director
10% Owner
0 $0 7,097,500
(Indirect)
View

Ownership
2021-12-09
9:53 pm
N/A
N/A
Power & Digital Infrastructure Acquisition II Corp. XPDB XPDI Sponsor II LLC
EILERS PATRICK C
Brombach Theodore J
10% Owner
0 $0 7,097,500
(Direct)
View

Ownership
2021-02-09
9:12 pm
N/A
N/A
Power & Digital Infrastructure Acquisition Corp. XPDI Brombach Theodore J
Director
10% Owner
0 $0 8,505,000
(Indirect)
View

Ownership
2021-02-09
9:11 pm
N/A
N/A
Power & Digital Infrastructure Acquisition Corp. XPDI XPDI Sponsor LLC
Energy & Power Transition Partners LLC
XMS XPDI Sponsor Holdings LLC
EILERS PATRICK C
Brombach Theodore J
10% Owner
0 $0 8,505,000
(Direct)
View
(A) Indicate amendment filing.