Insider Trading & Ownership - XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for XAI Octagon Floating Rate & Alternative Income Trust
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2022-11-03
Purchase
2022-11-04
3:52 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
4,000 $6.3859 $25,544 529,067
(Indirect
Direct)
View
2022-11-03
Purchase
2022-11-04
3:37 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
4,000 $6.3859 $25,544 466,606
(Indirect
Direct)
View
2022-09-23
Purchase
2022-09-23
1:39 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
3,000 $6.2333 $18,700 525,067
(Indirect
Direct)
View
2022-09-02
Purchase
2022-09-02
4:57 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
2,000 $6.985 $13,970 520,924
(Indirect
Direct)
View
2022-08-19
Purchase
2022-08-22
1:43 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
3,000 $7.158 $21,474 518,924
(Indirect
Direct)
View
2022-04-08
Purchase
2022-04-11
12:19 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
472 $8.47 $3,998 1,162
(Direct)
View
2021-12-20
Purchase
2021-12-20
6:08 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
4,000 $8.5303 $34,121 500,915
(Indirect
Direct)
View
2021-12-08
Sale
2021-12-09
5:25 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McGarrity John P
Officer of XAI
11,100 $9.1 $101,010 42,851
(Direct)
View
2021-07-27
Purchase
2021-07-27
2:06 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
288 $8.6655 $2,496 1,232
(Direct)
View
2021-07-21
Purchase
2021-07-22
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
29,500 $8.5 $250,750 461,081
(Indirect
Direct)
View
2021-07-21
Purchase
2021-07-21
4:30 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
10,000 $8.4996 $84,996 951,898
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership(A)
2022-01-07
6:30 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 497,437
(Direct)
View

Ownership
2021-12-20
1:29 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
0 $0 7,873
(Direct)
View

Ownership
2021-12-20
11:08 am
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT FRANKLIN PHILIP G
Trustee
0 $0 66,127
(Direct)
View

Ownership
2021-12-17
5:58 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
0 $0 668
(Direct)
View

Ownership(A)
2021-12-17
5:42 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 496,915
(Direct)
View

Ownership
2021-12-17
5:31 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
President & CEO
0 $0 462,206
(Direct)
View

Ownership
2021-09-20
8:25 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Eagle Point Credit Management LLC
EP DIF Cayman I LP
Eagle Point Core Income Fund LP
Eagle Point CIF GP I LLC
Eagle Point DIF GP I LLC
10% Owner
0 $0 348,303
(Indirect)
View

Ownership
2020-12-07
11:35 am
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 467,675
(Direct)
View

Ownership
2020-12-03
4:37 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
0 $0 7,128
(Direct)
View

Ownership
2020-12-02
12:29 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT FRANKLIN PHILIP G
Trustee
0 $0 60,637
(Direct)
View
(A) Indicate amendment filing.
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