Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>

Common stock purchase or sale:
Transaction Date |
Reported DateTime |
Company | Symbol | Insider Relationship |
Shares Traded |
Average Price |
Total Amount |
Shares Owned |
Filing |
2022-11-03 Purchase |
2022-11-04 3:52 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
4,000 | $6.3859 | $25,544 | 529,067 (Indirect Direct) |
View |
2022-11-03 Purchase |
2022-11-04 3:37 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO |
4,000 | $6.3859 | $25,544 | 466,606 (Indirect Direct) |
View |
2022-09-23 Purchase |
2022-09-23 1:39 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
3,000 | $6.2333 | $18,700 | 525,067 (Indirect Direct) |
View |
2022-09-02 Purchase |
2022-09-02 4:57 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
2,000 | $6.985 | $13,970 | 520,924 (Indirect Direct) |
View |
2022-08-19 Purchase |
2022-08-22 1:43 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
3,000 | $7.158 | $21,474 | 518,924 (Indirect Direct) |
View |
2022-04-08 Purchase |
2022-04-11 12:19 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO |
472 | $8.47 | $3,998 | 1,162 (Direct) |
View |
2021-12-20 Purchase |
2021-12-20 6:08 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
4,000 | $8.5303 | $34,121 | 500,915 (Indirect Direct) |
View |
2021-12-08 Sale |
2021-12-09 5:25 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McGarrity John P Officer of XAI |
11,100 | $9.1 | $101,010 | 42,851 (Direct) |
View |
2021-07-27 Purchase |
2021-07-27 2:06 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO |
288 | $8.6655 | $2,496 | 1,232 (Direct) |
View |
2021-07-21 Purchase |
2021-07-22 5:01 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO |
29,500 | $8.5 | $250,750 | 461,081 (Indirect Direct) |
View |
2021-07-21 Purchase |
2021-07-21 4:30 pm |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
10,000 | $8.4996 | $84,996 | 951,898 (Indirect Direct) |
View |
Stock options: Exercise, Award, Grant, Conversion
Transaction Date |
Reported DateTime |
Exercisable Expiration |
Company | Symnbol | Insider Relationship |
Shares Traded |
Conversion Price |
Shares Owned |
Filing |
Ownership(A) |
2022-01-07 6:30 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
0 | $0 | 497,437 (Direct) |
View |
Ownership |
2021-12-20 1:29 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee |
0 | $0 | 7,873 (Direct) |
View |
Ownership |
2021-12-20 11:08 am |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee |
0 | $0 | 66,127 (Direct) |
View |
Ownership |
2021-12-17 5:58 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO |
0 | $0 | 668 (Direct) |
View |
Ownership(A) |
2021-12-17 5:42 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
0 | $0 | 496,915 (Direct) |
View |
Ownership |
2021-12-17 5:31 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO |
0 | $0 | 462,206 (Direct) |
View |
Ownership |
2021-09-20 8:25 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Eagle Point Credit Management LLC EP DIF Cayman I LP Eagle Point Core Income Fund LP Eagle Point CIF GP I LLC Eagle Point DIF GP I LLC 10% Owner |
0 | $0 | 348,303 (Indirect) |
View |
Ownership |
2020-12-07 11:35 am |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel |
0 | $0 | 467,675 (Direct) |
View |
Ownership |
2020-12-03 4:37 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee |
0 | $0 | 7,128 (Direct) |
View |
Ownership |
2020-12-02 12:29 pm |
N/A N/A |
XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee |
0 | $0 | 60,637 (Direct) |
View |