13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2023-06-16
5:14 pm
Purchase
2023-06-13 13D Aytu BioPharma, Inc.
AYTU
Nantahala Capital Management, LLC 1,086,812
19.700%
815,217increase
(+300.16%)
Filing
History
2023-05-26
1:52 pm
Purchase
2023-05-26 13D Aytu BioPharma, Inc.
AYTU
Nantahala Capital Management, LLC 271,595
7.200%
271,595increase
(New Position)
Filing
History
2023-02-14
5:11 pm
Purchase
2022-12-31 13G Apollo Endosurgery, Inc.
APEN
Nantahala Capital Management, LLC 4,056,627
9.900%
84,985increase
(+2.14%)
Filing
History
2023-02-14
5:10 pm
Sale
2022-12-31 13G The RMR Group Inc.
RMR
Nantahala Capital Management, LLC 958,274
5.400%
-5,452decrease
(-0.57%)
Filing
History
2023-02-14
5:10 pm
Purchase
2022-12-31 13G DarioHealth Corp.
DRIO
Nantahala Capital Management, LLC 2,576,318
9.900%
893,307increase
(+53.08%)
Filing
History
2023-02-14
5:09 pm
Sale
2022-12-31 13G FalconStor Software, Inc.
FALC
Nantahala Capital Management, LLC 638,151
8.800%
-13,402decrease
(-2.06%)
Filing
History
2023-02-14
5:08 pm
Sale
2022-12-31 13G Establishment Labs Holdings Inc.
ESTA
Nantahala Capital Management, LLC 1,943,241
8.000%
-208,213decrease
(-9.68%)
Filing
History
2023-02-14
5:06 pm
Purchase
2022-12-31 13G Soleno Therapeutics, Inc.
SLNO
Nantahala Capital Management, LLC 838,534
9.900%
187,525increase
(+28.81%)
Filing
History
2023-02-14
5:05 pm
Purchase
2022-12-31 13G RumbleON, Inc.
RMBL
Nantahala Capital Management, LLC 1,489,391
9.200%
12,928increase
(+0.88%)
Filing
History
2023-02-14
5:05 pm
Purchase
2022-12-31 13G Abeona Therapeutics Inc.
ABEO
Nantahala Capital Management, LLC 1,359,687
7.900%
1,359,687increase
(New Position)
Filing
History
2023-02-14
5:04 pm
Sale
2022-12-31 13G STRATA Skin Sciences, Inc.
SSKN
Nantahala Capital Management, LLC 439,369
12.700%
-18,213decrease
(-3.98%)
Filing
History
2023-02-14
5:03 pm
Sale
2022-12-31 13G IDW Media Holdings, Inc.
IDWM
Nantahala Capital Management, LLC 836,019
6.200%
-393,224decrease
(-31.99%)
Filing
History
2023-02-14
5:03 pm
Sale
2022-12-31 13G Alta Equipment Group Inc.
ALTG
Nantahala Capital Management, LLC 1,188,985
3.700%
-757,556decrease
(-38.92%)
Filing
History
2023-02-14
5:02 pm
Purchase
2022-12-31 13G Autolus Therapeutics plc
AUTL
Nantahala Capital Management, LLC 7,782,018
4.700%
3,704,509increase
(+90.85%)
Filing
History
2023-02-14
5:02 pm
Sale
2022-12-31 13G Immatics N.V.
IMTX
Nantahala Capital Management, LLC 3,734,628
4.900%
-255,500decrease
(-6.40%)
Filing
History
2023-02-14
5:01 pm
Sale
2022-12-31 13G Shift Technologies, Inc.
SFT
Nantahala Capital Management, LLC 275,276
1.600%
-409,326decrease
(-59.79%)
Filing
History
2023-02-14
5:01 pm
Sale
2022-12-31 13G Fortress Biotech, Inc.
FBIO
Nantahala Capital Management, LLC 531,204
7.300%
-74,530decrease
(-12.30%)
Filing
History
2023-02-14
4:59 pm
Sale
2022-12-31 13G DHI Group, Inc.
DHX
Nantahala Capital Management, LLC 3,661,976
7.700%
-64,208decrease
(-1.72%)
Filing
History
2023-02-14
4:59 pm
Purchase
2022-12-31 13G Codexis, Inc.
CDXS
Nantahala Capital Management, LLC 4,487,782
6.800%
1,030,581increase
(+29.81%)
Filing
History
2023-02-14
4:58 pm
Sale
2022-12-31 13G Cidara Therapeutics, Inc.
CDTX
Nantahala Capital Management, LLC 218,373
6.100%
-45,150decrease
(-17.13%)
Filing
History
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