13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2024-02-14
4:51 pm
Purchase
2023-12-31 13G NeuroOne Medical Technologies Corporation
NMTC
Nantahala Capital Management, LLC 1,214,094
5.100%
1,214,094increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Noodles & Company
NDLS
Nantahala Capital Management, LLC 3,744,571
8.300%
3,744,571increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Lyra Therapeutics, Inc.
LYRA
Nantahala Capital Management, LLC 4,752,324
8.900%
2,531,494increase
(+113.99%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Theratechnologies Inc.
THTX
Nantahala Capital Management, LLC 2,682,228
5.800%
2,682,228increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Sale
2023-12-31 13G Aptose Biosciences Inc.
APTO
Nantahala Capital Management, LLC 4,004
1.500%
-197,758decrease
(-98.02%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Establishment Labs Holdings Inc.
ESTA
Nantahala Capital Management, LLC 2,470,154
9.600%
526,913increase
(+27.12%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G DarioHealth Corp.
DRIO
Nantahala Capital Management, LLC 2,761,140
9.900%
184,822increase
(+7.17%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G RumbleON, Inc.
RMBL
Nantahala Capital Management, LLC 4,416,506
12.600%
2,624,637increase
(+146.47%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Soleno Therapeutics, Inc.
SLNO
Nantahala Capital Management, LLC 3,068,031
9.900%
2,229,497increase
(+265.88%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Abeona Therapeutics Inc.
ABEO
Nantahala Capital Management, LLC 2,499,781
9.900%
1,140,094increase
(+83.85%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G VistaGen Therapeutics, Inc.
VTGN
Nantahala Capital Management, LLC 2,797,588
9.900%
2,797,588increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Elutia Inc.
ELUT
Nantahala Capital Management, LLC 1,912,776
9.900%
1,912,776increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G InspireMD, Inc.
NSPR
Nantahala Capital Management, LLC 2,162,392
9.900%
2,162,392increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G enVVeno Medical Corporation
NVNO
Nantahala Capital Management, LLC 1,399,588
9.900%
1,399,588increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Zevra Therapeutics, Inc.
ZVRA
Nantahala Capital Management, LLC 2,453,405
6.200%
2,453,405increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Unicycive Therapeutics, Inc.
UNCY
Nantahala Capital Management, LLC 3,475,713
9.900%
2,268,297increase
(+187.86%)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Cellectar Biosciences, Inc.
CLRB
Nantahala Capital Management, LLC 3,229,903
9.900%
3,229,903increase
(New Position)
Filing
History
2024-02-14
4:51 pm
Purchase
2023-12-31 13G Avalo Therapeutics, Inc.
AVTX
Nantahala Capital Management, LLC 42,100
4.900%
39,372increase
(+1443.36%)
Filing
History
2024-01-22
6:46 pm
Purchase
2024-01-17 13D Talphera, Inc.
TLPH
Nantahala Capital Management, LLC 1,992,519
11.800%
1,992,519increase
(New Position)
Filing
History
2023-11-09
4:01 pm
Purchase
2023-10-31 13G RumbleON, Inc.
RMBL
Nantahala Capital Management, LLC 1,791,869
10.700%
302,478increase
(+20.31%)
Filing
History
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