Insider Trading & Ownership - Nantahala Capital Management, LLC

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Nantahala Capital Management, LLC
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2025-01-28
Sale
2025-01-30
6:39 pm
Evoke Pharma Inc EVOK Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
41 $4.3871 $180 148,153
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2025-04-17
4:31 pm
N/A
N/A
Xtant Medical Holdings Inc. XTNT Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
Nantahala Capital Partners Limited Partnership
10% Owner
0 $0 68,394,000
(Indirect)
View
2025-03-31
Option Award
2025-04-02
7:21 pm
2025-04-02
N/A
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
4,266,211 $0.585 11,510,601
(Indirect)
View

Ownership
2024-11-15
4:31 pm
N/A
N/A
Evoke Pharma Inc EVOK Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0 $0 1,470,583
(Indirect)
View
2024-06-14
Exercise
2024-06-18
5:09 pm
N/A
N/A
AYTU BIOPHARMA INC AYTU Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
1,630,434 $0 815,217
(Indirect)
View
2024-03-19
Other
2024-03-21
4:30 pm
2024-01-24
N/A
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
324,675 $0 6,493,507
(Indirect)
View
2024-03-15
Exercise
2024-03-15
4:01 pm
2024-03-15
2024-03-15
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
755,000 $0 1,992,519
(Indirect)
View
2024-03-15
Exercise
2024-03-15
4:01 pm
N/A
N/A
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
755,000 $5 1,992,519
(Indirect)
View
2024-01-22
Option Award
2024-01-24
06:03 am
2024-01-24
N/A
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
6,168,832 $0.769 10,580,598
(Indirect)
View
2024-01-22
Option Award
2024-01-24
06:03 am
2023-07-20
2028-07-20
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
4,411,766 $0 10,580,598
(Indirect)
View

Ownership
2024-01-22
06:01 am
N/A
N/A
TALPHERA INC. TLPH Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
0 $0 7,910,168
(Indirect)
View

Ownership
2023-06-22
4:05 pm
N/A
N/A
AYTU BIOPHARMA INC AYTU Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0 $0 2,717,246
(Indirect)
View
2022-07-13
Other
2022-07-15
4:56 pm
N/A
N/A
IMAGEWARE SYSTEMS INC IWSY Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
150 $1000 13,278
(Indirect)
View
2022-06-03
Other(A)
2022-07-15
4:33 pm
N/A
N/A
IMAGEWARE SYSTEMS INC IWSY Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
2,600 $1000 13,274
(Indirect)
View
2022-06-03
Other
2022-06-08
7:20 pm
N/A
N/A
IMAGEWARE SYSTEMS INC IWSY Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
2,600 $1000 13,274
(Indirect)
View
2020-11-12
Other
2020-11-16
9:57 pm
N/A
N/A
IMAGEWARE SYSTEMS INC IWSY Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
7,500 $1000 22,500
(Indirect)
View
2020-11-12
Other
2020-11-16
9:57 pm
N/A
N/A
IMAGEWARE SYSTEMS INC IWSY Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
750 $10,000 22,500
(Indirect)
View

Ownership
2020-10-15
4:59 pm
N/A
N/A
IMAGEWARE SYSTEMS INC IWSY Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0 $0 15,316,876
(Indirect)
View
(A) Indicate amendment filing.