13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-02-12
3:26 pm
Sale
2020-12-31 13G Light & Wonder, Inc.
LNW
Nantahala Capital Management, LLC 4,565,860
4.800%
-2,852,005decrease
(-38.45%)
Filing
History
2021-02-12
3:26 pm
Purchase
2020-12-31 13G uniQure N.V.
QURE
Nantahala Capital Management, LLC 2,749,039
6.200%
262,201increase
(+10.54%)
Filing
History
2021-02-12
3:25 pm
Purchase
2020-12-31 13G Aptose Biosciences Inc.
APTO
Nantahala Capital Management, LLC 16,161
8.200%
2,709increase
(+20.13%)
Filing
History
2021-02-12
3:25 pm
Purchase
2020-12-31 13G Armstrong Flooring, Inc.
AFIIQ
Nantahala Capital Management, LLC 1,627,441
7.500%
97,336increase
(+6.36%)
Filing
History
2021-02-12
3:24 pm
Sale
2020-12-31 13G Acer Therapeutics Inc.
ACER
Nantahala Capital Management, LLC 989,755
8.100%
-900decrease
(-0.09%)
Filing
History
2021-02-12
3:23 pm
Unchanged
2020-12-31 13G Streamline Health Solutions, Inc.
STRM
Nantahala Capital Management, LLC 183,573
8.700%
0
(Unchanged)
Filing
History
2021-02-12
3:22 pm
Sale
2020-12-31 13G STRATA Skin Sciences, Inc.
SSKN
Nantahala Capital Management, LLC 468,391
13.900%
-115decrease
(-0.02%)
Filing
History
2021-02-12
3:22 pm
Purchase
2020-12-31 13G Soleno Therapeutics, Inc.
SLNO
Nantahala Capital Management, LLC 524,757
9.900%
239,562increase
(+84.00%)
Filing
History
2021-02-12
3:22 pm
Sale
2020-12-31 13G QAD Inc.
QADA
Nantahala Capital Management, LLC 1,236,146
7.100%
-14,576decrease
(-1.17%)
Filing
History
2021-02-12
3:21 pm
Sale
2020-12-31 13G Lincoln Educational Services Corporation
LINC
Nantahala Capital Management, LLC 1,555,022
5.900%
-881,783decrease
(-36.19%)
Filing
History
2021-02-12
3:21 pm
Sale
2020-12-31 13G Golden Entertainment, Inc.
GDEN
Nantahala Capital Management, LLC 2,031,172
7.200%
-418,541decrease
(-17.09%)
Filing
History
2021-02-12
3:20 pm
Sale
2020-12-31 13G DXP Enterprises, Inc.
DXPE
Nantahala Capital Management, LLC 1,533,170
8.600%
-69,263decrease
(-4.32%)
Filing
History
2021-02-12
3:19 pm
Sale
2020-12-31 13G DHI Group, Inc.
DHX
Nantahala Capital Management, LLC 4,837,713
9.200%
-1,882decrease
(-0.04%)
Filing
History
2021-02-12
3:19 pm
Purchase
2020-12-31 13G Cue Biopharma, Inc.
CUE
Nantahala Capital Management, LLC 2,506,772
8.300%
1,101,831increase
(+78.43%)
Filing
History
2021-02-12
3:18 pm
Purchase
2020-12-31 13G Catalyst Biosciences, Inc.
CBIO
Nantahala Capital Management, LLC 472,924
8.400%
201,200increase
(+74.05%)
Filing
History
2021-02-12
06:47 am
Sale
2020-12-31 13G Scully Royalty Ltd.
SRL
Nantahala Capital Management, LLC 886,619
6.000%
-855decrease
(-0.10%)
Filing
History
2021-02-12
06:47 am
Sale
2020-12-31 13G NEOS THERAPEUTICS INC
NEOS
Nantahala Capital Management, LLC 0
0.000%
-4,610,000decrease
(Position Closed)
Filing
History
2021-02-12
06:46 am
Purchase
2020-12-31 13G Merrimack Pharmaceuticals, Inc.
MACK
Nantahala Capital Management, LLC 751,843
5.600%
4,208increase
(+0.56%)
Filing
History
2021-02-12
06:46 am
Sale
2020-12-31 13G PARTY CITY HOLDCO INC
PRTYQ
Nantahala Capital Management, LLC 834,002
0.800%
-6,831,772decrease
(-89.12%)
Filing
History
2021-02-12
06:44 am
Sale
2020-12-31 13G ON DECK CAP INC
ONDK
Nantahala Capital Management, LLC 0
0.000%
-5,672,644decrease
(Position Closed)
Filing
History
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