13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2022-02-14
08:03 am
Purchase
2021-12-31 13G Apollo Endosurgery, Inc.
APEN
Nantahala Capital Management, LLC 3,971,642
9.900%
1,346,670increase
(+51.30%)
Filing
History
2022-02-14
08:02 am
Sale
2021-12-31 13G Alta Equipment Group Inc.
ALTG
Nantahala Capital Management, LLC 1,946,541
6.000%
-840,971decrease
(-30.17%)
Filing
History
2022-02-14
08:02 am
Purchase
2021-12-31 13G Akumin Inc.
AKU
Nantahala Capital Management, LLC 6,320,740
7.100%
536,184increase
(+9.27%)
Filing
History
2022-02-14
08:01 am
Purchase
2021-12-31 13G Aeglea BioTherapeutics, Inc.
AGLE
Nantahala Capital Management, LLC 112,542
5.700%
15,982increase
(+16.55%)
Filing
History
2022-02-14
08:00 am
Sale
2021-12-31 13G Acer Therapeutics Inc.
ACER
Nantahala Capital Management, LLC 901,290
6.300%
-88,465decrease
(-8.94%)
Filing
History
2022-02-10
3:39 pm
Sale
2022-01-31 13G Codexis, Inc.
CDXS
Nantahala Capital Management, LLC 3,457,201
5.300%
-1,843,419decrease
(-34.78%)
Filing
History
2022-01-06
4:44 pm
Purchase
2021-12-29 13D ImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC 278,295,412
45.100%
2,727,273increase
(+0.99%)
Filing
History
2021-12-10
12:36 pm
Sale
2021-11-30 13G Dover Motorsports, Inc.
DVD
Nantahala Capital Management, LLC 0
0.000%
-1,895,337decrease
(Position Closed)
Filing
History
2021-10-07
4:02 pm
Purchase
2021-09-30 13D ImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC 275,568,139
45.200%
5,368,782increase
(+1.99%)
Filing
History
2021-07-12
4:01 pm
Purchase
2021-06-30 13G Soleno Therapeutics, Inc.
SLNO
Nantahala Capital Management, LLC 651,009
12.200%
126,252increase
(+24.06%)
Filing
History
2021-06-10
4:02 pm
Unchanged
2021-05-31 13D ImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC 270,199,357
47.800%
0
(Unchanged)
Filing
History
2021-04-12
4:30 pm
Purchase
2021-03-31 13D ImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC 270,199,357
50.400%
2,641,508increase
(+0.99%)
Filing
History
2021-04-12
4:01 pm
Purchase
2021-03-31 13G IMAC Holdings, Inc.
BACK
Nantahala Capital Management, LLC 83,333
9.900%
83,333increase
(New Position)
Filing
History
2021-03-08
4:00 pm
Purchase
2021-02-28 13D ImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC 267,557,849
57.200%
1,492,283increase
(+0.56%)
Filing
History
2021-02-16
10:24 am
Purchase
2020-12-31 13G Yatra Online, Inc.
YTRA
Nantahala Capital Management, LLC 5,315,350
9.600%
5,315,350increase
(New Position)
Filing
History
2021-02-16
10:23 am
Purchase
2020-12-31 13G Wave Life Sciences Ltd.
WVE
Nantahala Capital Management, LLC 3,357,305
6.900%
3,357,305increase
(New Position)
Filing
History
2021-02-16
10:23 am
Purchase
2020-12-31 13G Establishment Labs Holdings Inc.
ESTA
Nantahala Capital Management, LLC 2,070,317
8.800%
2,070,317increase
(New Position)
Filing
History
2021-02-16
10:22 am
Purchase
2020-12-31 13G DarioHealth Corp.
DRIO
Nantahala Capital Management, LLC 834,642
9.900%
610,274increase
(+272.00%)
Filing
History
2021-02-16
10:21 am
Purchase
2020-12-31 13G Apollo Endosurgery, Inc.
APEN
Nantahala Capital Management, LLC 2,624,972
9.900%
495,117increase
(+23.25%)
Filing
History
2021-02-16
10:21 am
Sale
2020-12-31 13G Aeglea BioTherapeutics, Inc.
AGLE
Nantahala Capital Management, LLC 96,560
4.900%
-17,530decrease
(-15.37%)
Filing
History
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