Insider Trading & Ownership - HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for HERZFELD CARIBBEAN BASIN FUND INC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-03-19
Sale(A)
2024-03-26
4:00 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Portfolio Manager
229,498 $3.3833 $776,461 1,456,069
(Direct)
View
2024-03-19
Sale(A)
2024-03-26
4:00 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
2,939 $3.3833 $9,944 18,653
(Direct)
View
2024-03-19
Sale(A)
2024-03-26
4:00 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
908 $3.3833 $3,072 5,759
(Direct)
View
2024-03-19
Sale(A)
2024-03-26
4:00 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
64,131 $3.3833 $216,974 406,881
(Direct)
View
2024-03-19
Sale
2024-03-21
5:01 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
64,010 $3.3833 $216,565 407,002
(Direct)
View
2024-03-19
Sale
2024-03-21
4:58 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
906 $3.3833 $3,065 5,760
(Direct)
View
2024-03-19
Sale
2024-03-21
4:54 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Portfolio Manager
229,068 $3.3833 $775,006 1,456,498
(Direct)
View
2024-03-19
Sale
2024-03-21
4:49 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
2,934 $3.3833 $9,927 18,657
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-07-15
Other
2024-07-17
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
72,500 $2.3329 1,662,611
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
1,049 $2.4067 24,805
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
195 $2.4067 5,016
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
17,196 $2.4067 441,273
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
323 $2.4067 6,405
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
61,542 $2.4067 1,579,153
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
1,631 $2.4067 41,866
(Direct)
View
2024-05-10
Other
2024-05-14
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
1,830 $2.4067 36,194
(Direct)
View
2024-04-12
Option Award
2024-04-15
4:05 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
4,053 $2.4599 22,706
(Direct)
View
2024-01-31
Other
2024-02-02
4:01 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
171 $2.6336 4,797
(Direct)
View
2024-01-31
Other
2024-02-02
4:01 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
325 $2.6336 6,992
(Direct)
View
2024-01-31
Other
2024-02-02
4:01 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
1,590 $2.6336 34,124
(Direct)
View
2024-01-31
Other
2024-02-02
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
65,791 $2.6336 1,751,358
(Direct)
View
2024-01-31
Other
2024-02-02
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
17,469 $2.6336 488,482
(Direct)
View
2024-01-31
Other
2024-02-02
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
1,431 $2.6336 40,035
(Direct)
View
2024-01-31
Other
2024-02-02
4:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
1,055 $2.6336 22,647
(Direct)
View
2023-12-18
Exercise(A)
2023-12-29
4:30 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
418,114 $0 1,619,776
(Direct)
View
2023-12-18
Exercise(A)
2023-12-29
4:30 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
418,114 $2.31 1,619,776
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:37 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
500 $0 30,944
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:37 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
500 $2.31 30,944
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:35 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
114,035 $0 453,544
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:35 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
114,035 $2.31 453,544
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:34 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
440,049 $0 1,641,711
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:34 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
440,049 $2.31 1,641,711
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:32 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
12,391 $0 37,173
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:32 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
12,391 $2.31 37,173
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:30 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
12,469 $0 20,537
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:30 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
12,469 $2.31 20,537
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:29 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
1,485 $0 4,455
(Direct)
View
2023-12-18
Exercise
2023-12-20
5:29 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
1,485 $2.31 4,455
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:05 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
12,391 $0 24,782
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:05 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
12,391 $2.31 24,782
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
600,831 $0 1,202,270
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
600,831 $2.31 1,202,270
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
3,171 $0 6,342
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
3,171 $2.31 6,342
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
15,222 $0 30,444
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
15,222 $2.31 30,444
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
4,034 $0 8,068
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
4,034 $2.31 8,068
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
1,485 $0 2,970
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
1,485 $2.31 2,970
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
2023-11-03
2023-12-13
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
220,081 $0 339,508
(Direct)
View
2023-12-13
Exercise
2023-12-15
5:00 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
119,428 $2.31 339,508
(Direct)
View
2023-06-30
Other(A)
2023-07-06
4:35 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
21,661 $3.9028 622,491
(Direct)
View
2023-06-30
Other
2023-07-05
5:07 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
6,612 $3.9028 226,692
(Direct)
View
(A) Indicate amendment filing.
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