List of insiders holdings for HERZFELD CARIBBEAN BASIN FUND INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | HERZFELD THOMAS J Chairman of the Advisor |
2025-04-09 17:15:26 | 7,299,199 0 |
7,299,199 | Form 13D |
2 | Herzfeld Erik Mervin President |
2025-04-09 17:20:44 | 6,310,405 0 |
6,310,405 | Form 13D |
3 | GOLDSTEIN PHILLIP 10% Owner |
2022-01-31 13:13:57 | 165,573 0 |
165,573 | Form 13G |
4 | Herzfeld Brigitta Suzanne Director |
2025-04-03 17:00:03 | 124,757 0 |
124,757 | Form 4 |
5 | Paylor Ryan M Portfolio Manager |
2025-03-26 17:00:07 | 46,144 0 |
46,144 | Form 4 |
6 | GONDOR CECILIA L Director |
2024-07-17 16:00:15 | 43,685 0 |
43,685 | Form 4 |
7 | LIEFF ANN S Director |
2024-07-17 16:00:16 | 38,352 0 |
38,352 | Form 4 |
8 | Gelety John A Director |
2025-03-07 17:00:06 | 9,434 0 |
9,434 | Form 4 |
9 | TATUM KAY W Director |
2024-07-17 16:00:13 | 5,233 0 |
5,233 | Form 4 |
10 | WEINTRAUB ALBERT L Director |
2005-07-06 11:10:26 | 0 500 |
500 | Form 5 |
11 | Babun Teofilo Abraham Former Access Person |
2015-09-03 16:05:25 | 0 0 |
0 | Form 4 |
12 | Oro Jose Raphael Former Access Person |
2016-05-03 16:49:28 | 0 0 |
0 | Form 4 |
13 | Morgan Thomas K CCO |
2018-09-19 14:00:37 | 0 0 |
0 | Form 3 |
14 | Tham Alice Secretary |
2018-11-13 16:04:44 | 0 0 |
0 | Form 3 |
15 | Richmond Zachary Paul Treasurer |
2020-02-12 18:21:08 | 0 0 |
0 | Form 3 |
16 | RUBIN MICHAEL A Former Director Director |
2014-11-25 16:00:15 | 0 0 |
0 | Form 4 |
17 | Lee Reanna J.M. Secretary/Treasurer/CCO |
2014-09-17 16:01:11 | 0 0 |
0 | Form 3 |