Insider Trading & Ownership - Thomas J. Herzfeld, et al.

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Thomas J. Herzfeld, et al.
Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2025-04-07
Purchase		 2025-04-09
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 1,706 $2.3973 $4,090 1,573,724
(Direct)		 View
2025-04-01
Purchase		 2025-04-03
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 781 $2.6479 $2,068 1,572,018
(Direct)		 View
2025-03-28
Purchase		 2025-04-01
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 864 $2.5988 $2,245 1,571,237
(Direct)		 View
2025-03-24
Purchase		 2025-03-26
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 3,824 $2.6977 $10,316 1,570,373
(Direct)		 View
2025-03-14
Purchase		 2025-03-18
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 987 $2.64 $2,606 1,566,549
(Direct)		 View
2025-03-12
Purchase		 2025-03-17
08:34 am		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 8,549 $2.6426 $22,592 1,565,562
(Direct)		 View
2025-03-12
Purchase		 2025-03-14
9:15 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 8,549 $2.6426 $22,592 1,565,562
(Direct)		 View
2025-03-10
Purchase		 2025-03-12
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 2,502 $2.577 $6,448 1,557,013
(Direct)		 View
2025-03-07
Purchase		 2025-03-11
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 1,067 $2.5913 $2,765 1,554,511
(Direct)		 View
2025-03-06
Purchase		 2025-03-10
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 3,563 $2.5897 $9,227 1,553,444
(Direct)		 View
2025-03-04
Purchase		 2025-03-06
5:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Chairman of the Advisor		 27,186 $2.5067 $68,148 1,549,881
(Direct)		 View
2024-11-15
Sale(A)		 2024-11-21
4:26 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 112,588 $3.2273 $363,355 1,477,523
(Direct)		 View
2024-11-15
Sale		 2024-11-19
4:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 112,420 $3.2273 $362,813 1,477,691
(Direct)		 View
2024-03-19
Sale(A)		 2024-03-26
4:00 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Portfolio Manager		 229,498 $3.3833 $776,461 1,456,069
(Direct)		 View
2024-03-19
Sale		 2024-03-21
4:54 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Portfolio Manager		 229,068 $3.3833 $775,006 1,456,498
(Direct)		 View
2022-11-14
Sale		 2022-11-16
5:59 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 71,983 $4.9823 $358,641 536,489
(Direct)		 View
2021-11-12
Sale		 2021-11-17
1:36 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 50,406 $6.981 $351,884 511,919
(Direct)		 View
2021-03-10
Sale		 2021-03-12
12:15 pm		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 45,769 $6.7958 $311,037 534,316
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2024-07-15
Other		 2024-07-17
4:00 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 72,500 $2.3329 1,662,611
(Direct)		 View
2024-05-10
Other		 2024-05-14
4:00 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 61,542 $2.4067 1,579,153
(Direct)		 View
2024-01-31
Other		 2024-02-02
4:00 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 65,791 $2.6336 1,751,358
(Direct)		 View
2023-12-18
Exercise(A)		 2023-12-29
4:30 pm		 2023-11-03
2023-12-13		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 418,114 $0 1,619,776
(Direct)		 View
2023-12-18
Exercise(A)		 2023-12-29
4:30 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 418,114 $2.31 1,619,776
(Direct)		 View
2023-12-18
Exercise		 2023-12-20
5:34 pm		 2023-11-03
2023-12-13		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 440,049 $0 1,641,711
(Direct)		 View
2023-12-18
Exercise		 2023-12-20
5:34 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 440,049 $2.31 1,641,711
(Direct)		 View
2023-12-13
Exercise		 2023-12-15
5:00 pm		 2023-11-03
2023-12-13		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 600,831 $0 1,202,270
(Direct)		 View
2023-12-13
Exercise		 2023-12-15
5:00 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 600,831 $2.31 1,202,270
(Direct)		 View
2023-06-30
Other(A)		 2023-07-06
4:35 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 21,661 $3.9028 622,491
(Direct)		 View
2023-06-30
Other		 2023-07-05
4:19 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 22,270 $3.9028 623,709
(Direct)		 View
2023-03-31
Other		 2023-04-04
7:39 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 22,605 $3.6965 601,774
(Direct)		 View
2022-12-30
Other		 2023-01-04
09:13 am		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 20,077 $3.9557 576,641
(Direct)		 View
2022-09-30
Other		 2022-10-04
4:41 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 20,259 $4.246 628,729
(Direct)		 View
2022-06-30
Other		 2022-07-05
5:50 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 29,962 $4.1379 618,173
(Direct)		 View
2022-03-31
Other		 2022-04-04
4:31 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 24,364 $4.8893 582,613
(Direct)		 View
2021-12-31
Other(A)		 2022-01-24
4:56 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 21,891 $5.2816 555,702
(Direct)		 View
2021-12-31
Other		 2022-01-04
9:30 pm		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 18,753 $5.2816 549,426
(Direct)		 View
2021-09-30
Other		 2021-10-15
08:45 am		 N/A
N/A		 HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director		 19,427 $5.6778 581,752
(Direct)		 View
(A) Indicate amendment filing.