Insider Trading & Ownership - FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLAX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-12-31
Sale		 2022-01-04
6:14 pm		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 1,935 $27.64 $53,483 4,608
(Indirect
Direct)		 View
2021-11-10
Purchase		 2021-11-12
7:35 pm		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 9,081 $27.9 $253,360 13,953
(Indirect
Direct)		 View
2021-08-02
Purchase		 2021-08-04
6:37 pm		 Relative Value Fund VFLAX CHAD EISENBERG
Treasurer		 37 $27.29 $1,000 37
(Indirect)		 View
2021-08-02
Purchase		 2021-08-04
6:32 pm		 Relative Value Fund VFLAX Golden Randal L
CFO OF ADVISER		 37 $27.29 $1,000 37
(Indirect)		 View
2021-08-02
Purchase		 2021-08-04
6:23 pm		 Relative Value Fund VFLAX PECK MICHAEL D
President		 37 $27.29 $1,000 37
(Indirect)		 View
2021-08-02
Purchase		 2021-08-04
6:18 pm		 Relative Value Fund VFLAX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 37 $27.29 $1,000 37
(Direct)		 View
2021-08-02
Purchase		 2021-08-04
6:13 pm		 Relative Value Fund VFLAX Sternberg David A
CEO OF ADVISER		 37 $27.29 $1,000 69
(Indirect)		 View
2021-05-21
Purchase(A)		 2021-08-04
6:04 pm		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 492 $26.74 $13,156 4,702
(Indirect)		 View
2021-05-21
Purchase		 2021-05-24
2:32 pm		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 492 $26.74 $13,156 4,650
(Indirect)		 View
2020-12-31
Purchase		 2021-05-14
4:39 pm		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 17,816 $25.55 $455,206 4,183
(Indirect)		 View
2021-03-31
Sale		 2021-05-14
4:39 pm		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 17,816 $26.63 $474,448 4,183
(Indirect)		 View
2020-12-31
Purchase		 2021-05-14
4:26 pm		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 17,816 $25.55 $455,206 0
(Indirect)		 View
2021-03-31
Sale		 2021-05-14
4:26 pm		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 17,816 $26.63 $474,448 0
(Indirect)		 View
2020-12-31
Purchase		 2021-05-14
4:15 pm		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 17,816 $25.55 $455,206 0
(Indirect)		 View
2021-03-31
Sale		 2021-05-14
4:15 pm		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 17,816 $26.63 $474,448 0
(Indirect)		 View
2020-12-31
Purchase		 2021-05-14
4:06 pm		 Relative Value Fund VFLEX PECK MICHAEL D
President		 17,816 $25.55 $455,206 0
(Indirect)		 View
2021-03-31
Sale		 2021-05-14
4:06 pm		 Relative Value Fund VFLEX PECK MICHAEL D
President		 17,816 $26.63 $474,448 0
(Indirect)		 View
2020-12-31
Purchase		 2021-05-14
3:56 pm		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 17,816 $25.55 $455,206 0
(Indirect)		 View
2021-03-31
Sale		 2021-05-14
3:56 pm		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 17,816 $26.63 $474,448 0
(Indirect)		 View
2020-12-31
Sale		 2021-01-05
3:39 pm		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 3,226 $25.55 $82,424 4,244
(Indirect)		 View
2020-12-31
Sale		 2021-01-05
12:58 pm		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 3,226 $25.55 $82,424 40
(Indirect)		 View
2020-12-31
Sale		 2021-01-05
12:50 pm		 Relative Value Fund VFLEX PECK MICHAEL D
President		 3,226 $25.55 $82,424 40
(Indirect)		 View
2020-12-31
Sale		 2021-01-05
11:59 am		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 3,226 $25.55 $82,424 40
(Indirect)		 View
2020-12-31
Sale		 2021-01-05
11:48 am		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 3,226 $25.55 $82,424 40
(Indirect)		 View
2020-09-21
Purchase		 2020-10-28
7:29 pm		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 4,036 $24.78 $100,012 10,486
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2024-03-06
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.29 47
(Indirect)		 View
2023-12-06
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.05 47
(Indirect)		 View
2024-02-07
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.26 47
(Indirect)		 View
2023-04-05
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.83 47
(Indirect)		 View
2023-09-06
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 1 $26.02 47
(Indirect)		 View
2023-06-07
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.88 47
(Indirect)		 View
2023-08-02
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.95 47
(Indirect)		 View
2023-05-03
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.78 47
(Indirect)		 View
2023-11-01
Ownership		 2024-05-10
4:00 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.96 47
(Indirect)		 View
2024-03-06
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.29 47
(Indirect)		 View
2023-12-06
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.05 47
(Indirect)		 View
2024-02-07
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.26 47
(Indirect)		 View
2023-04-05
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.83 47
(Indirect)		 View
2023-09-06
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 1 $26.02 47
(Indirect)		 View
2023-06-07
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.88 47
(Indirect)		 View
2023-08-02
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.95 47
(Indirect)		 View
2023-05-03
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.78 47
(Indirect)		 View
2023-11-01
Ownership		 2024-05-10
12:59 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.96 47
(Indirect)		 View
2022-11-02
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.29 43
(Indirect)		 View
2022-09-07
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.73 43
(Indirect)		 View
2022-04-06
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $27.59 43
(Indirect)		 View
2022-12-09
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 1 $25.75 43
(Indirect)		 View
2023-02-01
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.94 43
(Indirect)		 View
2022-05-04
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $27.54 43
(Indirect)		 View
2022-06-01
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.98 43
(Indirect)		 View
2022-07-06
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.74 43
(Indirect)		 View
2022-10-05
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.45 43
(Indirect)		 View
2022-08-03
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.65 43
(Indirect)		 View
2022-12-07
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $26.27 43
(Indirect)		 View
2023-03-01
Ownership		 2023-05-15
5:53 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
PRESIDENT		 0 $25.96 43
(Indirect)		 View
2022-11-02
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.29 43
(Indirect)		 View
2022-09-07
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.73 43
(Indirect)		 View
2022-04-06
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $27.59 43
(Indirect)		 View
2022-12-09
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 1 $25.75 43
(Indirect)		 View
2023-02-01
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.94 43
(Indirect)		 View
2022-05-04
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $27.54 43
(Indirect)		 View
2022-06-01
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.98 43
(Indirect)		 View
2022-07-06
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.74 43
(Indirect)		 View
2022-10-05
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.45 43
(Indirect)		 View
2022-08-03
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.65 43
(Indirect)		 View
2022-12-07
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $26.27 43
(Indirect)		 View
2023-03-01
Ownership		 2023-05-15
5:33 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
TREASURER		 0 $25.96 43
(Indirect)		 View
2022-03-03
Ownership		 2022-05-16
08:58 am		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 0 $27.58 12,058
(Indirect)		 View
2022-03-03
Ownership		 2022-05-16
08:58 am		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 17 $27.59 12,058
(Indirect)		 View
2022-02-02
Ownership		 2022-05-16
08:58 am		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 0 $27.66 12,058
(Indirect)		 View
2022-02-02
Ownership		 2022-05-16
08:58 am		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 17 $27.63 12,058
(Indirect)		 View

Ownership		 2022-05-16
08:58 am		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 0 $0 12,058
(Direct)		 View
2021-09-01
Ownership		 2022-05-13
9:45 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX VFT Holdings LP
FORMER 100% OWNER OF ADVISER		 0 $27.57 39
(Direct)		 View
2021-12-10
Ownership		 2022-05-13
9:45 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX VFT Holdings LP
FORMER 100% OWNER OF ADVISER		 1 $27.58 39
(Direct)		 View
2022-02-02
Ownership		 2022-05-13
9:45 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX VFT Holdings LP
FORMER 100% OWNER OF ADVISER		 0 $27.66 39
(Direct)		 View
2021-11-03
Ownership		 2022-05-13
9:45 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX VFT Holdings LP
FORMER 100% OWNER OF ADVISER		 0 $28.01 39
(Direct)		 View
2021-10-06
Ownership		 2022-05-13
9:45 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX VFT Holdings LP
FORMER 100% OWNER OF ADVISER		 0 $27.95 39
(Direct)		 View
2021-12-01
Ownership		 2022-05-13
9:45 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX VFT Holdings LP
FORMER 100% OWNER OF ADVISER		 0 $27.91 39
(Direct)		 View
2021-09-01
Ownership		 2022-05-13
9:23 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX Golden Randal L
CFO OF FORMER ADVISER		 0 $27.57 39
(Indirect)		 View
2021-12-10
Ownership		 2022-05-13
9:23 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX Golden Randal L
CFO OF FORMER ADVISER		 1 $27.58 39
(Indirect)		 View
2022-02-02
Ownership		 2022-05-13
9:23 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX Golden Randal L
CFO OF FORMER ADVISER		 0 $27.66 39
(Indirect)		 View
2021-11-03
Ownership		 2022-05-13
9:23 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX Golden Randal L
CFO OF FORMER ADVISER		 0 $28.01 39
(Indirect)		 View
2021-10-06
Ownership		 2022-05-13
9:23 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX Golden Randal L
CFO OF FORMER ADVISER		 0 $27.95 39
(Indirect)		 View
2021-12-01
Ownership		 2022-05-13
9:23 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX Golden Randal L
CFO OF FORMER ADVISER		 0 $27.91 39
(Indirect)		 View
2021-09-01
Ownership		 2022-05-13
9:04 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
Treasurer		 0 $27.57 39
(Indirect)		 View
2021-12-10
Ownership		 2022-05-13
9:04 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
Treasurer		 1 $27.58 39
(Indirect)		 View
2022-02-02
Ownership		 2022-05-13
9:04 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
Treasurer		 0 $27.66 39
(Indirect)		 View
2021-11-03
Ownership		 2022-05-13
9:04 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
Treasurer		 0 $28.01 39
(Indirect)		 View
2021-10-06
Ownership		 2022-05-13
9:04 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
Treasurer		 0 $27.95 39
(Indirect)		 View
2021-12-01
Ownership		 2022-05-13
9:04 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX CHAD EISENBERG
Treasurer		 0 $27.91 39
(Indirect)		 View
2021-09-01
Ownership		 2022-05-13
8:47 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
President		 0 $27.57 39
(Indirect)		 View
2021-12-10
Ownership		 2022-05-13
8:47 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
President		 1 $27.58 39
(Indirect)		 View
2022-02-02
Ownership		 2022-05-13
8:47 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
President		 0 $27.66 39
(Indirect)		 View
2021-11-03
Ownership		 2022-05-13
8:47 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
President		 0 $28.01 39
(Indirect)		 View
2021-10-06
Ownership		 2022-05-13
8:47 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
President		 0 $27.95 39
(Indirect)		 View
2021-12-01
Ownership		 2022-05-13
8:47 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX PECK MICHAEL D
President		 0 $27.91 39
(Indirect)		 View
2021-12-10
Other		 2022-01-04
6:14 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 0 $27.58 4,608
(Indirect)		 View
2021-12-10
Other		 2022-01-04
6:14 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 57 $27.48 4,608
(Indirect)		 View
2021-12-01
Other		 2022-01-04
6:14 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 16 $27.89 4,608
(Indirect)		 View
2021-12-01
Other		 2022-01-04
6:14 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
CEO OF FORMER ADVISER		 0 $27.91 4,608
(Indirect)		 View
2021-09-01
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 0 $27.57 13,953
(Indirect)		 View
2021-10-06
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 16 $27.78 13,953
(Indirect)		 View
2021-11-03
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 16 $27.86 13,953
(Indirect)		 View
2021-09-01
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 16 $27.49 13,953
(Indirect)		 View
2021-08-04
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 15 $27.19 13,953
(Indirect)		 View
2021-11-03
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 0 $28.01 13,953
(Indirect)		 View
2021-10-06
Other		 2021-11-12
7:35 pm		 N/A
N/A		 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLEX Sternberg David A
FORMER CEO OF ADVISER		 0 $27.95 13,953
(Indirect)		 View

Ownership		 2021-10-01
11:28 am		 N/A
N/A		 Relative Value Fund SHUGRUE GARY
Independent Trustee		 0 $0 0
(Direct)		 View
2021-06-02
Other		 2021-08-04
6:13 pm		 N/A
N/A		 Relative Value Fund VFLAX Sternberg David A
CEO OF ADVISER		 15 $27.06 69
(Indirect)		 View
2021-07-07
Other		 2021-08-04
6:13 pm		 N/A
N/A		 Relative Value Fund VFLAX Sternberg David A
CEO OF ADVISER		 17 $27.25 69
(Indirect)		 View
2021-05-05
Other(A)		 2021-08-04
6:04 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $26.62 4,702
(Indirect)		 View
2021-04-07
Other(A)		 2021-08-04
6:04 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $26.6 4,702
(Indirect)		 View
2021-03-31
Ownership		 2021-05-14
4:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $26.13 4,183
(Indirect)		 View
2021-02-03
Ownership		 2021-05-14
4:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 12 $26.1 4,183
(Indirect)		 View
2020-12-11
Other		 2021-01-05
3:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 50 $25.1 4,244
(Indirect)		 View
2020-12-02
Other		 2021-01-05
3:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $25.28 4,244
(Indirect)		 View
2020-11-04
Other		 2021-01-05
3:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 17 $24.83 4,244
(Indirect)		 View
2020-10-07
Other		 2021-01-05
3:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 31 $24.79 4,244
(Indirect)		 View
2020-10-07
Other		 2021-01-05
12:58 pm		 N/A
N/A		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 14 $24.79 40
(Indirect)		 View
2020-09-02
Other		 2021-01-05
12:58 pm		 N/A
N/A		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 13 $24.37 40
(Indirect)		 View
2020-08-05
Other		 2021-01-05
12:58 pm		 N/A
N/A		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 13 $23.92 40
(Indirect)		 View
2020-10-07
Other		 2021-01-05
12:50 pm		 N/A
N/A		 Relative Value Fund VFLEX PECK MICHAEL D
President		 14 $24.79 40
(Indirect)		 View
2020-09-02
Other		 2021-01-05
12:50 pm		 N/A
N/A		 Relative Value Fund VFLEX PECK MICHAEL D
President		 13 $24.37 40
(Indirect)		 View
2020-08-05
Other		 2021-01-05
12:50 pm		 N/A
N/A		 Relative Value Fund VFLEX PECK MICHAEL D
President		 13 $23.92 40
(Indirect)		 View
2020-10-07
Other		 2021-01-05
11:59 am		 N/A
N/A		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 14 $24.79 40
(Indirect)		 View
2020-09-02
Other		 2021-01-05
11:59 am		 N/A
N/A		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 13 $24.37 40
(Indirect)		 View
2020-08-05
Other		 2021-01-05
11:59 am		 N/A
N/A		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 13 $23.92 40
(Indirect)		 View
2020-10-07
Other		 2021-01-05
11:48 am		 N/A
N/A		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 14 $24.79 40
(Indirect)		 View
2020-09-02
Other		 2021-01-05
11:48 am		 N/A
N/A		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 13 $24.37 40
(Indirect)		 View
2020-08-05
Other		 2021-01-05
11:48 am		 N/A
N/A		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% OWNER OF ADVISER		 13 $23.92 40
(Indirect)		 View
2020-09-02
Other		 2020-10-28
7:29 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $24.37 10,486
(Indirect)		 View
2020-08-05
Other		 2020-10-28
7:29 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $23.92 10,486
(Indirect)		 View
2020-06-30
Other(A)		 2020-10-28
6:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 3,173 $23.75 6,372
(Indirect)		 View
2020-07-01
Other(A)		 2020-10-28
6:39 pm		 N/A
N/A		 Relative Value Fund VFLEX Golden Randal L
CFO OF ADVISER		 13 $23.66 6,372
(Indirect)		 View
2020-06-30
Other(A)		 2020-10-28
6:30 pm		 N/A
N/A		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 3,173 $23.75 6,372
(Indirect)		 View
2020-07-01
Other(A)		 2020-10-28
6:30 pm		 N/A
N/A		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 13 $23.66 6,372
(Indirect)		 View
2020-06-30
Other(A)		 2020-10-28
6:14 pm		 N/A
N/A		 Relative Value Fund VFLEX PECK MICHAEL D
PRESIDENT		 3,173 $23.75 6,372
(Indirect)		 View
2020-07-01
Other(A)		 2020-10-28
6:14 pm		 N/A
N/A		 Relative Value Fund VFLEX PECK MICHAEL D
PRESIDENT		 13 $23.66 6,372
(Indirect)		 View
2020-06-30
Other(A)		 2020-10-28
3:21 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 3,173 $23.75 6,372
(Indirect)		 View
2020-07-01
Other(A)		 2020-10-28
3:21 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO OF ADVISER		 13 $23.66 6,372
(Indirect)		 View
2020-06-30
Other(A)		 2020-10-28
3:00 pm		 N/A
N/A		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% owner of adviser		 3,173 $23.75 6,372
(Indirect)		 View
2020-07-01
Other(A)		 2020-10-28
3:00 pm		 N/A
N/A		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% owner of adviser		 13 $23.66 6,372
(Indirect)		 View
2020-07-06
Other		 2020-07-10
10:41 am		 N/A
N/A		 Relative Value Fund VFLEX Golden Randal L
CFO of adviser		 3,186 $23.75 6,372
(Indirect)		 View
2020-07-06
Other		 2020-07-09
7:19 pm		 N/A
N/A		 Relative Value Fund VFLEX Sternberg David A
CEO of adviser		 3,186 $23.75 6,372
(Indirect)		 View
2020-07-06
Other		 2020-07-09
7:03 pm		 N/A
N/A		 Relative Value Fund VFLEX CHAD EISENBERG
Treasurer		 3,186 $23.75 6,372
(Indirect)		 View
2020-07-06
Other		 2020-07-09
6:55 pm		 N/A
N/A		 Relative Value Fund VFLEX PECK MICHAEL D
President		 3,186 $23.75 6,372
(Indirect)		 View
2020-07-06
Other		 2020-07-09
6:45 pm		 N/A
N/A		 Relative Value Fund VFLEX Vivaldi Holdings LLC
100% owner of adviser		 3,186 $23.75 6,372
(Indirect)		 View
(A) Indicate amendment filing.