List of insiders holdings for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | Sternberg David A CEO OF FORMER ADVISER |
2022-05-16 08:58:22 | 4,497 7,561 |
12,058 | Form 5 |
2 | CHAD EISENBERG TREASURER |
2024-05-10 12:59:10 | 0 46.63 |
46.63 | Form 5 |
3 | PECK MICHAEL D PRESIDENT |
2024-05-10 16:00:55 | 0 46.63 |
46.63 | Form 5 |
4 | Golden Randal L CFO OF FORMER ADVISER |
2022-05-13 21:23:09 | 0 39.4 |
39.4 | Form 5 |
5 | VFT Holdings LP FORMER 100% OWNER OF ADVISER |
2022-05-13 21:45:11 | 39.4 0 |
39.4 | Form 5 |
6 | Lee David Director |
2018-06-12 18:31:17 | 0 0 |
0 | Form 3 |
7 | ANTHONY FISCHER J Director |
2018-06-12 18:33:18 | 0 0 |
0 | Form 3 |
8 | Seyferth Robert Director |
2018-06-12 18:35:25 | 0 0 |
0 | Form 3 |
9 | GALLAGHER TERRANCE P Secretary |
2018-06-12 18:36:15 | 0 0 |
0 | Form 3 |
10 | Seidenberg Perpetua Chief Compliance Officer |
2018-12-12 16:25:48 | 0 0 |
0 | Form 3 |
11 | Vivaldi Asset Management LLC Adviser |
2019-03-28 12:20:55 | 0 0 |
0 | Form 3 |
12 | SHUGRUE GARY Independent Trustee |
2021-10-01 11:28:37 | 0 0 |
0 | Form 3 |