Insider Trading & Ownership - GREAT ELM CAP CORP NT (GECCZ)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for GREAT ELM CAP CORP NT
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Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-10-21
Option Award		 2020-10-23
9:05 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 1,011 $0 73,765
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:02 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 18 $0 2,132
(Direct)		 View
2020-10-01
Other		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 863,337 $2.95 6,372,657
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:48 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 2,255,088 $0 6,372,657
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 199,228 $0 6,372,657
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 2,255,088 $2.95 6,372,657
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:45 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 5,773 $0 23,720
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:45 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 5,773 $2.95 23,720
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:40 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Speller Michael C
Director		 16,937 $0 34,113
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:40 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 16,937 $2.95 34,113
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:38 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 12,000 $0 33,417
(Indirect)		 View
2020-09-28
Exercise		 2020-10-01
5:38 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 12,000 $2.95 33,417
(Indirect)		 View
2020-09-28
Exercise		 2020-10-01
5:36 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 10,000 $0 23,092
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:36 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 10,000 $2.95 23,092
(Direct)		 View
2020-10-01
Other		 2020-10-01
5:34 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 56,239 $2.95 299,090
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:34 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 92,448 $0 299,090
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:34 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 92,448 $2.95 299,090
(Direct)		 View
2020-10-01
Other		 2020-10-01
5:31 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 800 $2.95 2,914
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:31 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 651 $0 2,914
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:31 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 651 $2.95 2,914
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:27 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 36,042 $0 72,754
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:27 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 36,042 $2.95 72,754
(Direct)		 View
2020-09-21
Option Award		 2020-09-23
7:49 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 276 $0 11,104
(Direct)		 View
2020-09-21
Option Award		 2020-09-23
7:44 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 239 $0 17,176
(Direct)		 View
2020-09-21
Option Award		 2020-09-23
7:41 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 298 $0 21,417
(Indirect)		 View
2020-09-21
Option Award		 2020-09-23
7:38 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 239 $0 13,092
(Direct)		 View
2020-09-21
Option Award		 2020-09-23
7:34 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 1,716 $0 94,164
(Direct)		 View
2020-09-21
Option Award		 2020-09-23
7:30 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 669 $0 36,712
(Direct)		 View
2020-09-21
Option Award		 2020-09-23
7:24 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 12 $0 663
(Direct)		 View
2020-08-21
Option Award		 2020-08-25
8:32 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 281 $0 10,930
(Direct)		 View
2020-08-21
Option Award		 2020-08-25
8:18 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 254 $0 16,937
(Direct)		 View
2020-08-21
Option Award		 2020-08-25
8:15 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 316 $0 21,119
(Indirect)		 View
2020-08-21
Option Award		 2020-08-25
8:11 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 193 $0 12,853
(Direct)		 View
2020-08-21
Option Award		 2020-08-25
8:08 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 1,640 $0 92,448
(Direct)		 View
2020-08-21
Option Award		 2020-08-25
8:01 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 640 $0 36,043
(Direct)		 View
2020-08-21
Option Award		 2020-08-25
7:57 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 12 $0 651
(Direct)		 View
2020-07-15
Option Award		 2020-07-23
8:38 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 41 $0 17,390
(Direct)		 View
2020-07-15
Option Award		 2020-07-17
6:34 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 233 $0 10,714
(Direct)		 View
2020-07-15
Option Award		 2020-07-17
6:29 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 227 $0 16,683
(Direct)		 View
2020-07-15
Option Award		 2020-07-17
6:27 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 283 $0 20,803
(Indirect)		 View
2020-07-15
Option Award		 2020-07-17
6:13 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 245 $0 12,660
(Direct)		 View
2020-07-15
Option Award		 2020-07-17
6:09 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 1,755 $0 90,808
(Direct)		 View
2020-07-15
Option Award		 2020-07-17
6:03 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 685 $0 35,403
(Direct)		 View
2020-07-15
Option Award		 2020-07-17
5:56 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 12 $0 639
(Direct)		 View
2020-06-15
Option Award		 2020-06-17
8:16 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 270 $0 20,520
(Indirect)		 View
2020-06-15
Option Award		 2020-06-17
8:07 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 216 $0 16,456
(Direct)		 View
2020-06-15
Option Award		 2020-06-17
8:01 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 260 $0 10,582
(Direct)		 View
2020-06-15
Option Award		 2020-06-17
7:56 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 235 $0 12,415
(Direct)		 View
2020-06-15
Option Award		 2020-06-17
7:51 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 657 $0 34,717
(Direct)		 View
2020-06-15
Option Award		 2020-06-17
7:46 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
President and CEO		 1,682 $0 89,053
(Direct)		 View
2020-06-15
Option Award		 2020-06-17
7:36 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer		 12 $0 627
(Direct)		 View
2020-05-15
Option Award		 2020-05-19
9:25 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 240 $0 16,240
(Direct)		 View
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