List of insiders holdings for GREAT ELM CAP CORP NT:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Forest Investments Inc. 10% Owner |
2020-12-31 16:28:14 | 5,425,644 429,150 |
5,854,794 | Form 4 |
| 2 | Great Elm Strategic Partnership I LLC 10% Owner |
2024-02-13 17:28:11 | 1,850,424 0 |
1,850,424 | Form 3 |
| 3 | Great Elm Group Inc. 10% Owner |
2024-12-23 18:28:20 | 1,440,722 0 |
1,440,722 | Form 4 |
| 4 | Drapkin Matthew A Director |
2024-09-17 09:15:54 | 75,716 798,471 |
874,187 | Form 4 |
| 5 | Northern Right Capital Management L.P. NRC Partners I LP Northern Right Capital (QP) L.P. BC Advisors LLC Member of 13D 10% Group 10% Owner |
2025-01-21 20:12:31 | 874,187 0 |
874,187 | Form 13D |
| 6 | Mast Capital Management LLC Steinberg David J. 10% Owner |
2019-11-21 16:16:09 | 469,215 0 |
469,215 | Form 13D |
| 7 | Reed Peter A President and CEO |
2021-09-28 19:40:55 | 438,768 0 |
438,768 | Form 4 |
| 8 | Kaplan Matthew D CEO and President |
2024-09-24 21:51:52 | 134,910 0 |
134,910 | Form 4 |
| 9 | Kleinman Adam M CCO and Secretary |
2024-09-27 19:30:14 | 48,631 0 |
48,631 | Form 4/A |
| 10 | Speller Michael C Director |
2021-01-26 16:58:20 | 36,559 0 |
36,559 | Form 4 |
| 11 | Horsey Randall Revell Director |
2021-01-26 16:54:04 | 25,279 0 |
25,279 | Form 4 |
| 12 | Davis Keri CFO |
2024-09-27 19:26:16 | 20,252 0 |
20,252 | Form 4/A |
| 13 | STUART JOHN EDWARD Director |
2021-01-26 17:01:34 | 17,202 1,087 |
18,289 | Form 4 |
| 14 | Kuperschmid Mark Director |
2023-05-16 20:39:52 | 3,000 13,972 |
16,972 | Form 4 |
| 15 | BIDERMAN MARK C Director |
2016-12-09 20:30:41 | 5,037 0 |
5,037 | Form 3 |
| 16 | COHEN RICHARD M Director |
2023-08-16 20:45:09 | 0 2,612 |
2,612 | Form 4 |
| 17 | Woods John J See Remarks |
2018-06-08 17:09:18 | 2,000 0 |
2,000 | Form 3 |
| 18 | Sell Michael J. See Remarks |
2017-11-13 16:31:45 | 1,700 0 |
1,700 | Form 4 |
| 19 | Falk Erik A Director |
2021-03-25 18:18:00 | 0 0 |
0 | Form 3 |
| 20 | Lenders Funding LLC Zadek Robert A 10% Owner |
2023-06-16 07:54:18 | 0 0 |
0 | Form 13G |
| 21 | Perry Chad Director |
2022-03-16 17:00:21 | 0 0 |
0 | Form 3 |
| 22 | Wilson Robert Chief Compliance Officer |
2016-12-09 20:33:28 | 0 0 |
0 | Form 3 |
| 23 | DAVIS EUGENE I Director |
2016-12-09 20:31:02 | 0 0 |
0 | Form 3 |