Insider Trading & Ownership - GREAT ELM CAP CORP NT (GECCZ)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for GREAT ELM CAP CORP NT
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Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2021-10-13
4:10 pm
N/A
N/A
Great Elm Capital Corp. GECC Lenders Funding LLC
Zadek Robert A
10% Owner
0 $0 3,397,436
(Direct)
View
2021-09-24
Other
2021-09-28
7:44 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
79,411 $0 238,318
(Direct)
View
2021-09-24
Other
2021-09-28
7:40 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
President and CEO
87,132 $0 438,768
(Direct)
View
2021-09-24
Other
2021-09-28
7:36 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
220,217 $0 5,978,787
(Direct)
View
2021-09-24
Other
2021-09-28
7:31 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer
5,147 $0 23,846
(Direct)
View
2021-02-05
Other
2021-02-09
9:04 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
11,254 $0 5,550,978
(Direct)
View
2021-02-05
Option Award
2021-02-09
9:04 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer
11,254 $0 13,552
(Direct)
View
2021-01-21
Option Award
2021-01-26
5:01 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
485 $0 18,289
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:58 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
614 $0 36,559
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:56 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
603 $0 35,917
(Indirect)
View
2021-01-21
Option Award
2021-01-26
4:54 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
572 $0 25,279
(Direct)
View
2021-01-21
Other
2021-01-26
4:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
135,247 $0 6,125,288
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
President and CEO
5,969 $0 264,504
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:46 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,795 $0 79,496
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:44 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer
52 $0 2,298
(Direct)
View

Ownership
2020-12-31
4:30 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
0 $0 5,854,794
(Direct)
View
2020-12-29
Other
2020-12-31
4:28 pm
N/A
N/A
Great Elm Capital Corp. GECC Forest Investments Inc.
10% Owner
5,854,794 $0 5,854,794
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:41 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
481 $0 17,941
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:39 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
644 $0 35,945
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:35 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
633 $0 35,314
(Indirect)
View
2020-12-21
Option Award
2020-12-23
6:31 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
524 $0 24,708
(Direct)
View
2020-12-21
Other
2020-12-23
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
106,383 $0 5,961,177
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:24 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
President and CEO
5,473 $0 258,535
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:21 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,646 $0 77,701
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:16 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer
48 $0 2,246
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
637 $0 17,598
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:25 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
825 $0 35,301
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:20 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
811 $0 34,681
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:16 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
730 $0 24,184
(Direct)
View
2020-11-20
Other
2020-11-24
6:06 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
173,144 $0 5,921,555
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:02 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
President and CEO
7,619 $0 253,062
(Direct)
View
2020-11-20
Option Award
2020-11-24
5:59 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
2,291 $0 76,056
(Direct)
View
2020-11-20
Option Award
2020-11-24
5:56 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO and Treasurer
66 $0 2,199
(Direct)
View
2020-10-21
Other
2020-10-23
9:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
65,947 $0 5,641,214
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
422 $0 17,142
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:20 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
363 $0 34,476
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:17 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
453 $0 33,870
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:13 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
362 $0 23,454
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:10 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
President and CEO
2,592 $0 245,443
(Direct)
View
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