Insider Trading & Ownership - RIVERNORTH OPPORTUNITIES FUND INC. (RIV)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for RIVERNORTH OPPORTUNITIES FUND INC.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-10-27
Purchase
2023-10-27
4:51 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV Raio Jerry
Director
2,500 $9.74 $24,350 4,000
(Direct)
View
2023-04-10
Purchase
2023-04-11
5:41 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV Raio Jerry
Director
1,500 $11.55 $17,325 1,500
(Direct)
View
2022-11-15
Purchase
2022-12-06
5:54 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV Galley Patrick W.
President
41,899 $0 $0 282,018
(Direct)
View
2022-11-08
Purchase
2022-11-22
5:25 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV HUTCHENS JOHN WAYNE
Director
2,773 $11.93 $33,082 7,763
(Direct)
View
2022-01-24
Purchase
2022-01-25
8:24 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV O'Neill Stephen Andrew
Officer Subadviser
5,000 $14.95 $74,728 71,227
(Direct)
View
2021-11-15
Purchase(A)
2021-11-17
2:51 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV O'Neill Stephen Andrew
Officer of Subadviser
16,557 $16.81 $278,323 66,227
(Direct)
View
2021-11-16
Purchase
2021-11-17
1:44 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV HUTCHENS JOHN WAYNE
Director
1,664 $16.81 $27,972 6,654
(Direct)
View
2021-11-15
Purchase
2021-11-16
4:51 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV O'Neill Stephen Andrew
Officer of Subadviser
16,557 $16.81 $278,323 82,784
(Direct)
View
2021-11-15
Purchase
2021-11-15
5:09 pm
RIVERNORTH OPPORTUNITIES FUND INC. RIV Swanson David
Director
344 $16.81 $5,783 1,376
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2025-02-14
7:16 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV Raio Jerry
Director
0 $0 4,391
(Direct)
View

Ownership
2025-02-14
6:36 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV Galley Patrick W.
President
0 $0 330,695
(Direct)
View

Ownership
2025-02-14
6:24 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV O'Neill Stephen Andrew
Portfolio Manager
0 $0 79,768
(Direct)
View

Ownership
2024-11-29
4:31 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RiverNorth Strategic Holdings LLC
Holding Co
0 $0 953,038
(Direct)
View
2024-11-22
Other
2024-11-27
08:31 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
76,796 $0 76,796
(Direct)
View
2023-12-27
Option Award
2023-12-28
2:07 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
12,608 $11.12 89,368
(Direct)
View
2023-12-14
Option Award
2023-12-15
11:12 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
8,674 $11.06 76,760
(Direct)
View
2023-12-08
Option Award
2023-12-11
5:29 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
600 $10.83 68,086
(Direct)
View
2023-12-07
Option Award
2023-12-07
5:27 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
292 $10.77 67,486
(Direct)
View
2023-12-04
Option Award
2023-12-06
11:56 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
1,053 $10.68 67,194
(Direct)
View
2023-12-01
Option Award
2023-12-04
11:39 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
47 $10.65 66,141
(Direct)
View
2023-11-21
Option Award
2023-11-22
4:53 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
12,400 $10.5 66,094
(Direct)
View
2023-11-20
Option Award
2023-11-21
3:31 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
15,245 $10.49 53,694
(Direct)
View
2023-11-17
Option Award
2023-11-20
6:17 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
18,094 $10.47 38,449
(Direct)
View
2023-06-02
Option Award
2023-06-05
7:33 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
916 $11.2 20,355
(Direct)
View
2023-05-12
Option Award
2023-05-15
5:48 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
4,539 $10.98 19,439
(Direct)
View
2023-05-11
Option Award
2023-05-12
6:09 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
728 $11.13 14,900
(Direct)
View
2023-05-10
Option Award
2023-05-11
5:39 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
1,600 $11.13 14,172
(Direct)
View

Ownership
2022-11-10
6:31 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC. RIV Mougin Lisa Bruckert
Director
0 $0 0
(Direct)
View
(A) Indicate amendment filing.
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