List of insiders holdings for RIVERNORTH OPPORTUNITIES FUND INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | RiverNorth Strategic Holdings LLC Holding Co |
2024-11-29 16:31:13 | 953,038 0 |
953,038 | Form 3 |
2 | Galley Patrick W. President |
2025-02-14 18:36:07 | 330,695 0 |
330,695 | Form 5 |
3 | O'Neill Stephen Andrew Portfolio Manager |
2025-02-14 18:24:32 | 79,768 0 |
79,768 | Form 5 |
4 | RIVERNORTH CAPITAL MANAGEMENT LLC Adviser |
2024-11-27 08:31:14 | 76,796 0 |
76,796 | Form 4 |
5 | HUTCHENS JOHN WAYNE Director |
2022-11-22 17:25:01 | 7,763 0 |
7,763 | Form 4 |
6 | Raio Jerry Director |
2025-02-14 19:16:06 | 4,391 0 |
4,391 | Form 5 |
7 | Oakes John S. Director |
2021-09-14 15:54:07 | 1,475 0 |
1,475 | Form 5 |
8 | Swanson David Director |
2021-11-15 17:09:21 | 1,376 0 |
1,376 | Form 4 |
9 | Buchanan Patrick D Treasurer |
2022-10-04 12:48:22 | 0 0 |
0 | Form 5 |
10 | MCCLURE ROBERT DOUGLAS Treasurer |
2022-10-04 12:17:42 | 0 0 |
0 | Form 5 |
11 | Spahr Laton President of the Adviser |
2022-10-04 12:18:09 | 0 0 |
0 | Form 5 |
12 | Burns Kathryn Treasurer |
2022-10-04 12:24:53 | 0 0 |
0 | Form 5 |
13 | French Allen Assistant Secretary |
2022-10-04 12:35:39 | 0 0 |
0 | Form 5 |
14 | Kuchli Andrea E Assistant Secretary |
2022-10-04 12:38:59 | 0 0 |
0 | Form 5 |
15 | Meloni Andrew P Assistant Treasurer |
2022-10-04 12:41:01 | 0 0 |
0 | Form 5 |
16 | Duran Troy Anthony Officer of Investment Adviser |
2022-10-04 12:47:40 | 0 0 |
0 | Form 5 |
17 | Rettinger Erich Treasurer |
2022-10-04 12:12:17 | 0 0 |
0 | Form 5 |
18 | PARMENTIER WILLIAM R JR Officer of Investment Adviser |
2022-10-04 12:55:37 | 0 0 |
0 | Form 5 |
19 | Mougin Lisa Bruckert Director |
2022-11-10 18:31:03 | 0 0 |
0 | Form 3 |
20 | Murray Abigail J Secretary |
2015-12-23 14:59:07 | 0 0 |
0 | Form 3 |
21 | Nelson Erin Douglas Chief Compliance Officer |
2015-12-23 14:53:44 | 0 0 |
0 | Form 3 |
22 | CARTER JOHN K Director |
2015-12-23 16:33:07 | 0 0 |
0 | Form 3 |
23 | BURKE EDMUND J Officer of Investment Adviser |
2015-12-23 15:35:30 | 0 0 |
0 | Form 3 |
24 | Mohrhardt Jonathan M. Officer of Sub Adviser |
2015-12-23 18:46:00 | 0 0 |
0 | Form 3 |
25 | Collins Marcus L Officer of Sub Adviser |
2015-12-23 18:43:01 | 0 0 |
0 | Form 3 |
26 | Hunt Aisha Officer of Investment Adviser |
2015-12-23 16:05:42 | 0 0 |
0 | Form 3 |
27 | ALPS ADVISORS INC Investment Adviser |
2022-10-03 12:48:34 | 0 0 |
0 | Form 5 |
28 | Sutula Matthew CHIEF COMPLIANCE OFFICER |
2022-10-03 12:41:47 | 0 0 |
0 | Form 5 |
29 | Ruppel Valerie Lynn Assistant Secretary |
2015-12-23 16:19:44 | 0 0 |
0 | Form 3 |
30 | Schmucker Brian H Officer of Subadviser |
2021-06-08 15:06:47 | 0 0 |
0 | Form 4 |
31 | Khwaja-Dixon Sareena Secretary |
2020-06-08 15:06:55 | 0 0 |
0 | Form 3 |
32 | Sleightholme Michael Officer of Investment Advisor |
2019-06-19 13:33:43 | 0 0 |
0 | Form 3 |
33 | Kerschen Jill Treasurer |
2019-06-10 16:37:14 | 0 0 |
0 | Form 3 |
34 | Noyes Richard Craig Officer of Investment Advisor |
2018-06-11 14:57:11 | 0 0 |
0 | Form 3 |
35 | MAY JEREMY O Principal Executive Officer |
2018-04-27 11:13:08 | 0 0 |
0 | Form 3/A |
36 | SS&C Technologies Holdings Inc Affiliate of Inv Adviser |
2018-04-26 14:06:56 | 0 0 |
0 | Form 3 |
37 | Swenson Bradley J Principal Financial Officer |
2018-02-06 12:57:22 | 0 0 |
0 | Form 3/A |
38 | Moore Christopher Secretary |
2017-06-19 10:53:47 | 0 0 |
0 | Form 3 |
39 | ALPS HOLDINGS INC Affiliate of the Adviser |
2016-01-07 15:12:03 | 0 0 |
0 | Form 3 |
40 | DST SYSTEMS INC Affiliate of Investment Adv |
2015-12-24 10:30:44 | 0 0 |
0 | Form 3 |
41 | Carter Thomas Anthony President, Interested Director |
2015-12-23 15:16:24 | 0 0 |
0 | Form 3 |