Insider Trading & Ownership - Pfenex Inc. (PFNX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Pfenex Inc.
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-09-29
Sale
2020-09-30
4:33 pm
Pfenex Inc. PFNX Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
100,000 $12.74 $1,273,580 4,220,055
(Indirect)
View
2020-06-16
Sale
2020-06-17
5:16 pm
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
770 $10.23 $7,873 150,732
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2020-10-09
06:30 am
N/A
N/A
Pfenex Inc. PFNX LIGAND PHARMACEUTICALS INC
10% Owner
0 $0 27,034,437
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2015-04-21
2024-07-24
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
121,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2025-02-02
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
463,111 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
2020-05-08
2029-02-28
Pfenex Inc. PFNX Marquet Magda
Director
43,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
N/A
2029-02-01
Pfenex Inc. PFNX Scranton Shawn
Chief Operating Officer
155,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2015-04-21
2024-09-24
Pfenex Inc. PFNX Campbell Robin
Director
115,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
N/A
2029-04-01
Pfenex Inc. PFNX Brenner Martin
Chief Scientific Officer
123,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
2020-05-08
2029-08-07
Pfenex Inc. PFNX Masuoka Lorianne
Director
43,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
2018-05-09
2027-05-05
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
89,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2027-09-01
Pfenex Inc. PFNX Schimmelpennink Evert B.
See Remarks
1,096,720 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2016-05-06
2026-03-01
Pfenex Inc. PFNX Taylor John Mack
Director
115,000 $0 0
(Direct)
View
2020-09-30
Equity Swap
2020-10-02
4:35 pm
N/A
N/A
Pfenex Inc. PFNX Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
801,424 $12 3,418,631
(Indirect)
View
2020-09-30
Equity Swap
2020-10-02
4:32 pm
N/A
N/A
Pfenex Inc. PFNX Newtyn Management LLC
10% Owner
3,850,000 $0 0
(Indirect)
View

Ownership
2020-10-02
4:28 pm
N/A
N/A
Pfenex Inc. PFNX Newtyn Management LLC
10% Owner
0 $0 3,850,000
(Indirect)
View

Ownership
2020-09-30
4:22 pm
N/A
N/A
Pfenex Inc. PFNX Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
0 $0 4,320,055
(Indirect)
View
2020-06-16
Exercise
2020-06-17
5:16 pm
N/A
2028-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
770 $0 150,732
(Direct)
View
2020-06-16
Exercise
2020-06-17
5:16 pm
N/A
N/A
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
770 $3.38 150,732
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:19 pm
N/A
2030-05-08
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $0 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:18 pm
N/A
2030-05-08
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $0 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:16 pm
N/A
2030-05-08
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
18,000 $0 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:13 pm
N/A
2030-05-08
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $0 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:11 pm
N/A
2030-05-08
Pfenex Inc. PFNX Masuoka Lorianne
Director
18,000 $0 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:11 pm
N/A
2030-05-08
Pfenex Inc. PFNX Marquet Magda
Director
18,000 $0 18,000
(Direct)
View