Insider Holders & Insider Ownership - Pfenex Inc. (PFNX)

List of insiders holdings for Pfenex Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 LIGAND PHARMACEUTICALS INC
10% Owner
2020-10-09 06:30:45 27,034,437
0
27,034,437 Form 3
2 SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP
SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP
10% Owner
2015-05-05 08:08:02 2,411,317
0
2,411,317 Form 13G
3 DOW CHEMICAL CO
10% Owner
2017-06-09 16:03:05 1,771,428
0
1,771,428 Form 13G
4 Newtyn Management LLC
10% Owner
2020-10-02 16:40:15 650,000
0
650,000 Form 13G
5 GALE JAMES C
Director
2015-04-30 14:44:29 0
592,978
592,978 Form 4
6 SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP
10% Owner
2017-01-10 18:21:41 556,656
0
556,656 Form 4
7 Liang Bertrand C.
Chief Executive Officer
2016-02-01 20:40:26 146,000
0
146,000 Form 4
8 Sandoval Steven S. Sr.
Chief Manufacturing Officer
2016-10-04 16:06:43 132,290
0
132,290 Form 4
9 Wagner Paul A.
Chief Financial Officer
2017-03-16 18:18:28 85,000
0
85,000 Form 4/A
10 Lady Patricia
Chief Accounting Officer
2018-02-02 20:10:21 78,407
0
78,407 Form 4
11 Chen Hubert C
See Remarks
2018-02-02 20:06:08 78,407
0
78,407 Form 4
12 Knudson Susan A.
Chief Financial Officer
2019-02-04 17:44:07 59,000
0
59,000 Form 4
13 FENTON DENNIS M
Director
2017-05-08 17:40:23 18,000
0
18,000 Form 4
14 Olafsson Sigurdur O
Director
2019-05-10 17:14:00 18,000
0
18,000 Form 4
15 ROHN WILLIAM R
Director
2016-05-09 19:39:49 18,000
0
18,000 Form 4
16 Talbot Henry W. Jr.
VP of Operations
2016-02-01 20:44:33 16,847
0
16,847 Form 4
17 Van Heel Kenneth
Director
2014-07-17 17:59:16 0
0
0 Form 3
18 SCHNEIDER PHILLIP M
Director
2020-10-05 20:53:26 0
0
0 Form 4
19 Lucy Patrick K.
Chief Business Officer
2020-10-05 20:38:06 0
0
0 Form 4
20 Marquet Magda
Director
2020-10-05 20:36:59 0
0
0 Form 4
21 Scranton Shawn
Chief Operating Officer
2020-10-05 20:36:29 0
0
0 Form 4
22 Campbell Robin
Director
2020-10-05 20:34:39 0
0
0 Form 4
23 Brenner Martin
Chief Scientific Officer
2020-10-05 20:33:33 0
0
0 Form 4
24 Masuoka Lorianne
Director
2020-10-05 20:33:02 0
0
0 Form 4
25 Grenfell-Gardner Jason
Director
2020-10-05 20:31:26 0
0
0 Form 4
26 Schimmelpennink Evert B.
See Remarks
2020-10-05 20:30:11 0
0
0 Form 4
27 Taylor John Mack
Director
2020-10-05 20:27:05 0
0
0 Form 4
28 Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
2020-10-09 13:03:07 0
0
0 Form 13G