Insider Trading & Ownership - Hercules Capital Inc. (HTGC)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Hercules Capital Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2022-11-21
Sale		 2022-11-22
4:38 pm		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 100,000 $14.16 $1,416,000 946,621
(Direct)		 View
2022-11-17
Sale		 2022-11-21
4:13 pm		 Hercules Capital Inc. HTGC Loo Wade
Director		 149 $0 $0 8,453
(Indirect
Direct)		 View
2022-11-17
Sale		 2022-11-21
4:13 pm		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 125 $0 $0 33,484
(Indirect
Direct)		 View
2022-11-17
Sale		 2022-11-21
4:08 pm		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 202 $0 $0 73,826
(Indirect
Direct)		 View
2022-08-18
Purchase		 2022-08-22
4:04 pm		 Hercules Capital Inc. HTGC Loo Wade
Director		 81 $15.63 $1,266 3,493
(Indirect)		 View
2022-08-16
Sale		 2022-08-18
4:04 pm		 Hercules Capital Inc. HTGC Loo Wade
Director		 2,170 $0 $0 8,075
(Indirect
Direct)		 View
2022-08-16
Sale		 2022-08-18
4:04 pm		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 1,157 $0 $0 33,210
(Indirect
Direct)		 View
2022-08-16
Sale		 2022-08-18
4:03 pm		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 5,496 $0 $0 73,606
(Indirect
Direct)		 View
2022-08-01
Sale		 2022-08-01
4:43 pm		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 230 $0 $0 73,404
(Indirect
Direct)		 View
2022-08-01
Sale		 2022-08-01
4:42 pm		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 120 $0 $0 32,959
(Indirect
Direct)		 View
2022-06-23
Sale		 2022-06-27
8:50 pm		 Hercules Capital Inc. HTGC Loo Wade
Director		 374 $0 $0 5,729
(Indirect
Direct)		 View
2022-05-26
Purchase		 2022-05-26
5:27 pm		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 420 $14.24 $5,981 48,869
(Direct)		 View
2022-05-26
Sale		 2022-05-26
5:27 pm		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 420 $14.23 $5,977 48,869
(Direct)		 View
2022-05-24
Sale		 2022-05-26
5:27 pm		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 21,148 $0 $0 28,620
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2023-02-06
Option Award		 2023-02-08
4:59 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 74,983 $0 74,983
(Direct)		 View
2023-01-12
Tax Withholding		 2023-01-17
5:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 2,150 $13.69 299,434
(Direct)		 View
2023-01-13
Tax Withholding		 2023-01-17
5:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 2,180 $13.65 299,434
(Direct)		 View
2023-01-12
Tax Withholding		 2023-01-17
5:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 490 $13.69 72,529
(Direct)		 View
2023-01-13
Tax Withholding		 2023-01-17
5:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 493 $13.65 72,529
(Direct)		 View
2023-01-12
Tax Withholding		 2023-01-17
5:41 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 8,263 $13.69 1,240,046
(Direct)		 View
2023-01-13
Tax Withholding		 2023-01-17
5:41 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 10,421 $13.65 1,240,046
(Direct)		 View
2023-01-11
Tax Withholding		 2023-01-13
5:17 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 21,224 $13.5 1,258,730
(Direct)		 View
2023-01-11
Option Award		 2023-01-13
5:17 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 333,333 $13.5 1,258,730
(Direct)		 View
2023-01-11
Tax Withholding		 2023-01-13
5:17 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 1,942 $13.5 73,512
(Direct)		 View
2023-01-11
Option Award		 2023-01-13
5:17 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 27,778 $13.5 73,512
(Direct)		 View
2023-01-11
Tax Withholding		 2023-01-13
5:16 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 9,006 $13.5 303,764
(Direct)		 View
2023-01-11
Option Award		 2023-01-13
5:16 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 111,111 $13.5 303,764
(Direct)		 View
2023-01-11
Option Award		 2023-01-13
5:16 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Botelho Kiersten Zaza
General Counsel & CCO		 22,222 $13.5 27,412
(Direct)		 View
2023-01-10
Tax Withholding		 2023-01-12
7:10 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Botelho Kiersten Zaza
General Counsel & CCO		 685 $13.32 5,190
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:13 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 149 $0 8,453
(Indirect)		 View
2022-11-17
Option Award		 2022-11-21
4:13 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 164 $14.06 8,453
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:13 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 132 $14.1 8,453
(Indirect)		 View
2022-11-17
Option Award		 2022-11-21
4:13 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 125 $0 33,484
(Indirect)		 View
2022-11-17
Option Award		 2022-11-21
4:13 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 274 $14.06 33,484
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:08 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 202 $0 73,826
(Indirect)		 View
2022-11-17
Option Award		 2022-11-21
4:08 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 220 $14.06 73,826
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC CROWELL GAYLE A
Director		 220 $14.06 30,703
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC CROWELL GAYLE A
Director		 839 $14.32 30,703
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 254 $14.09 47,676
(Direct)		 View
2022-11-17
Option Award		 2022-11-21
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 56,157 $14.15 1,614,231
(Direct)		 View
2022-10-13
Tax Withholding		 2022-10-14
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 3,125 $12.66 201,659
(Direct)		 View
2022-10-12
Tax Withholding		 2022-10-14
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 3,083 $12.1 201,659
(Direct)		 View
2022-10-13
Tax Withholding		 2022-10-14
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 418 $12.66 47,422
(Direct)		 View
2022-10-12
Tax Withholding		 2022-10-14
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 415 $12.1 47,422
(Direct)		 View
2022-10-13
Tax Withholding		 2022-10-14
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 10,421 $12.66 1,046,621
(Direct)		 View
2022-10-12
Tax Withholding		 2022-10-14
4:07 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 8,740 $12.1 1,046,621
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:04 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 2,170 $0 8,075
(Indirect)		 View
2022-08-16
Option Award		 2022-08-18
4:04 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 149 $15.13 8,075
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:04 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 27 $15.63 8,075
(Indirect)		 View
2022-08-16
Option Award		 2022-08-18
4:04 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 1,157 $0 33,210
(Indirect)		 View
2022-08-16
Option Award		 2022-08-18
4:04 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 251 $15.13 33,210
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:03 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 5,496 $0 73,606
(Indirect)		 View
2022-08-16
Option Award		 2022-08-18
4:03 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 202 $15.13 73,606
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:03 pm		 N/A
N/A		 Hercules Capital Inc. HTGC CROWELL GAYLE A
Director		 201 $15.13 29,643
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:03 pm		 N/A
N/A		 Hercules Capital Inc. HTGC CROWELL GAYLE A
Director		 718 $15.76 29,643
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:03 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 218 $15.62 48,255
(Direct)		 View
2022-08-16
Option Award		 2022-08-18
4:02 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 48,508 $15.56 1,558,074
(Direct)		 View
2022-08-01
Option Award		 2022-08-01
4:43 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Randhawa Paramjeet K
Director		 723 $16.13 2,694
(Direct)		 View
2022-08-01
Option Award		 2022-08-01
4:43 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 230 $0 73,404
(Indirect)		 View
2022-08-01
Option Award		 2022-08-01
4:43 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Fallon Thomas J
Director		 4,339 $16.13 73,404
(Direct)		 View
2022-08-01
Option Award		 2022-08-01
4:43 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 2,170 $16.13 6,684
(Direct)		 View
2022-08-01
Option Award		 2022-08-01
4:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 120 $0 32,959
(Indirect)		 View
2022-08-01
Option Award		 2022-08-01
4:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 4,339 $16.13 32,959
(Indirect)		 View
2022-08-01
Option Award		 2022-08-01
4:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC CROWELL GAYLE A
Director		 4,339 $16.13 28,724
(Direct)		 View
2022-07-17
Tax Withholding		 2022-07-19
4:04 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 2,844 $13.82 1,065,782
(Direct)		 View
2022-07-12
Tax Withholding		 2022-07-14
7:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 3,083 $13.77 207,867
(Direct)		 View
2022-07-13
Tax Withholding		 2022-07-14
7:42 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer		 3,125 $13.78 207,867
(Direct)		 View
2022-07-12
Tax Withholding		 2022-07-14
7:41 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 415 $13.77 48,037
(Direct)		 View
2022-07-13
Tax Withholding		 2022-07-14
7:41 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 418 $13.78 48,037
(Direct)		 View
2022-07-12
Tax Withholding		 2022-07-14
7:41 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 8,740 $13.77 1,068,626
(Direct)		 View
2022-07-13
Tax Withholding		 2022-07-14
7:41 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer		 10,421 $13.78 1,068,626
(Direct)		 View
2022-06-23
Option Award		 2022-06-27
8:50 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 374 $0 5,729
(Indirect)		 View
2022-06-23
Option Award		 2022-06-27
8:50 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Loo Wade
Director		 4,514 $13.29 5,729
(Direct)		 View
2022-06-23
Option Award		 2022-06-27
8:50 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Aguirre DeAnne
Director		 5,079 $13.29 5,079
(Direct)		 View

Ownership		 2022-06-27
8:49 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Aguirre DeAnne
Director		 0 $0 0
(Direct)		 View
2022-05-24
Option Award		 2022-05-26
5:27 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer		 213 $13.89 48,869
(Direct)		 View
2022-05-24
Option Award		 2022-05-26
5:27 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 21,148 $0 28,620
(Indirect)		 View
2022-05-24
Option Award		 2022-05-26
5:27 pm		 N/A
N/A		 Hercules Capital Inc. HTGC Koenig Bradford C.
Director		 241 $15.06 28,620
(Direct)		 View
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