Insider Trading & Ownership - Hercules Capital Inc. (HTGC)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Hercules Capital Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-03-18
Sale
2021-03-19
5:10 pm
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
80,000 $15.8 $1,264,000 923,086
(Direct)
View
2021-03-15
Sale
2021-03-16
4:23 pm
Hercules Capital Inc. HTGC Fallon Thomas J
Director
15,000 $16.56 $248,400 49,937
(Direct)
View
2020-11-18
Purchase
2020-11-18
5:08 pm
Hercules Capital Inc. HTGC Foster Carol L
Director
3,850 $12.99 $50,012 16,551
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-04-17
Tax Withholding
2021-04-20
4:23 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
2,843 $17 909,822
(Direct)
View
2021-04-13
Tax Withholding
2021-04-15
5:58 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
10,421 $16.9 912,665
(Direct)
View
2021-04-13
Tax Withholding
2021-04-15
5:57 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
271 $16.9 64,536
(Direct)
View
2021-04-13
Tax Withholding
2021-04-15
5:56 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
2,767 $16.9 170,866
(Direct)
View
2021-03-15
Option Award
2021-03-17
6:05 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
595 $16.6 64,807
(Direct)
View
2021-03-15
Tax Withholding
2021-03-17
6:05 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
51 $16.6 64,807
(Direct)
View
2021-03-15
Option Award
2021-03-17
6:04 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
6,398 $16.6 1,003,086
(Direct)
View
2021-03-15
Tax Withholding
2021-03-17
6:04 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
705 $16.6 1,003,086
(Direct)
View
2021-03-15
Option Award
2021-03-16
4:24 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
124 $16.6 13,732
(Direct)
View
2021-03-15
Option Award
2021-03-16
4:23 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
90 $16.6 49,937
(Direct)
View
2021-03-15
Exercise
2021-03-16
4:23 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
15,000 $11.44 49,937
(Direct)
View
2021-03-15
Option Award
2021-03-16
4:22 pm
N/A
N/A
Hercules Capital Inc. HTGC Foster Carol L
Director
220 $16.6 16,771
(Direct)
View
2021-03-15
Option Award
2021-03-16
4:21 pm
N/A
N/A
Hercules Capital Inc. HTGC Koenig Bradford C.
Director
181 $16.6 20,150
(Direct)
View
2021-03-14
Tax Withholding
2021-03-16
4:20 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
1,477 $16.22 173,633
(Direct)
View
2021-03-01
Exercise
2021-03-03
5:42 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
5,000 $10.6 127,452
(Direct)
View
2021-03-01
Tax Withholding
2021-03-03
5:41 pm
N/A
N/A
Hercules Capital Inc. HTGC Hoffman Joseph F
Director
11,518 $16.24 40,606
(Direct)
View
2021-03-01
Exercise
2021-03-03
5:41 pm
N/A
N/A
Hercules Capital Inc. HTGC Hoffman Joseph F
Director
15,000 $12.47 40,606
(Direct)
View
2021-03-01
Tax Withholding
2021-03-03
5:40 pm
N/A
N/A
Hercules Capital Inc. HTGC Ho Doreen Woo
Director
8,381 $16.24 23,188
(Direct)
View
2021-03-01
Exercise
2021-03-03
5:40 pm
N/A
N/A
Hercules Capital Inc. HTGC Ho Doreen Woo
Director
10,000 $13.61 23,188
(Direct)
View
2021-01-31
Tax Withholding
2021-02-02
5:56 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
467 $14.67 64,766
(Direct)
View
2021-01-31
Option Award
2021-02-02
5:56 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
1,373 $14.67 64,766
(Direct)
View
2021-01-31
Tax Withholding
2021-02-02
5:54 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
10,740 $14.67 1,002,285
(Direct)
View
2021-01-31
Option Award
2021-02-02
5:54 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
24,215 $14.67 1,002,285
(Direct)
View
2021-01-24
Option Award(A)
2021-02-02
5:54 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
20,738 $15.28 63,860
(Direct)
View
2021-01-24
Tax Withholding(A)
2021-02-02
5:54 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
10,784 $15.28 63,860
(Direct)
View
2021-01-24
Option Award(A)
2021-02-02
5:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
105,844 $15.28 988,810
(Direct)
View
2021-01-24
Tax Withholding(A)
2021-02-02
5:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
78,093 $15.28 988,810
(Direct)
View
2021-01-24
Option Award
2021-01-26
6:02 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
105,712 $15.28 988,678
(Direct)
View
2021-01-24
Tax Withholding
2021-01-26
6:02 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
77,254 $15.28 988,678
(Direct)
View
2021-01-24
Option Award
2021-01-26
6:01 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
20,715 $15.28 63,837
(Direct)
View
2021-01-24
Tax Withholding
2021-01-26
6:01 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
10,655 $15.28 63,837
(Direct)
View
2021-01-17
Tax Withholding
2021-01-20
4:38 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
2,843 $14.91 882,966
(Direct)
View
2021-01-13
Tax Withholding
2021-01-14
4:16 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
1,295 $14.65 43,122
(Direct)
View
2021-01-12
Option Award
2021-01-14
4:16 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
9,253 $14.59 43,122
(Direct)
View
2021-01-13
Tax Withholding
2021-01-14
4:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
7,704 $14.65 175,110
(Direct)
View
2021-01-12
Option Award
2021-01-14
4:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
74,606 $14.59 175,110
(Direct)
View
2021-01-13
Tax Withholding
2021-01-14
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
34,238 $14.65 885,809
(Direct)
View
2021-01-12
Option Award
2021-01-14
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
236,463 $14.59 885,809
(Direct)
View
2021-01-09
Tax Withholding
2021-01-12
4:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
3,014 $14.8 428,424
(Direct)
View
2021-01-09
Tax Withholding
2021-01-12
4:52 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
549 $14.8 55,434
(Direct)
View
2020-11-16
Tax Withholding(A)
2021-01-12
4:51 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
36 $12.89 35,591
(Direct)
View
2020-11-16
Option Award(A)
2021-01-12
4:51 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
104 $12.89 35,591
(Direct)
View
2020-12-18
Gift
2020-12-18
5:04 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
10,000 $0 122,452
(Direct)
View
2020-12-14
Tax Withholding
2020-12-16
5:17 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
975 $13.92 108,208
(Direct)
View
2020-11-16
Tax Withholding
2020-11-18
5:10 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
65 $12.89 36,813
(Direct)
View
2020-11-16
Option Award
2020-11-18
5:10 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
2,765 $12.89 36,813
(Direct)
View
2020-11-16
Tax Withholding
2020-11-18
5:09 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
998 $12.89 686,271
(Direct)
View
2020-11-16
Option Award
2020-11-18
5:09 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
12,955 $12.89 686,271
(Direct)
View
2020-11-16
Option Award
2020-11-18
5:09 pm
N/A
N/A
Hercules Capital Inc. HTGC Koenig Bradford C.
Director
224 $11.49 19,969
(Direct)
View
2020-11-16
Option Award
2020-11-18
5:08 pm
N/A
N/A
Hercules Capital Inc. HTGC Foster Carol L
Director
308 $11.49 16,551
(Direct)
View
2020-11-16
Option Award
2020-11-18
5:07 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
111 $11.49 49,847
(Direct)
View
2020-11-16
Option Award
2020-11-18
5:07 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
154 $11.49 13,608
(Direct)
View
2020-11-06
Option Award
2020-11-10
4:17 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
4,379 $11.4 13,454
(Direct)
View
2020-11-06
Option Award
2020-11-10
4:16 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
4,379 $11.4 49,736
(Direct)
View
2020-11-06
Option Award
2020-11-10
4:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Hoffman Joseph F
Director
4,379 $11.4 37,124
(Direct)
View
2020-11-06
Option Award
2020-11-10
4:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Koenig Bradford C.
Director
4,379 $11.4 19,745
(Direct)
View
(A) Indicate amendment filing.
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