Insider Trading & Ownership - Hercules Capital Inc. (HTGC)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Hercules Capital Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-09-08
Sale
2023-09-11
5:14 pm
Hercules Capital Inc. HTGC Aguirre DeAnne
Director
1,693 $0 $0 7,907
(Indirect
Direct)
View
2023-08-25
Sale
2023-08-28
5:03 pm
Hercules Capital Inc. HTGC Loo Wade
Director
1,667 $0 $0 13,534
(Indirect
Direct)
View
2023-08-25
Sale
2023-08-28
5:03 pm
Hercules Capital Inc. HTGC Fallon Thomas J
Director
1,377 $0 $0 84,374
(Indirect
Direct)
View
2023-06-22
Sale
2023-06-26
4:04 pm
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
107,452 $0 $0 111,686
(Indirect
Direct)
View
2023-05-23
Sale
2023-05-25
4:18 pm
Hercules Capital Inc. HTGC Loo Wade
Director
138 $0 $0 13,150
(Indirect
Direct)
View
2023-05-24
Purchase
2023-05-25
4:18 pm
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
455 $13.73 $6,247 72,179
(Direct)
View
2023-05-24
Sale
2023-05-25
4:18 pm
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
455 $13.72 $6,243 72,179
(Direct)
View
2023-05-23
Sale
2023-05-25
4:17 pm
Hercules Capital Inc. HTGC Fallon Thomas J
Director
186 $0 $0 84,230
(Indirect
Direct)
View
2023-05-08
Purchase
2023-05-09
4:17 pm
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
7,200 $13.66 $98,352 38,845
(Direct)
View
2023-03-17
Purchase
2023-03-21
4:57 pm
Hercules Capital Inc. HTGC Loo Wade
Director
4,000 $11.95 $47,800 8,059
(Indirect)
View
2023-03-09
Sale
2023-03-13
4:14 pm
Hercules Capital Inc. HTGC Loo Wade
Director
164 $0 $0 8,712
(Indirect
Direct)
View
2023-03-09
Sale
2023-03-13
4:14 pm
Hercules Capital Inc. HTGC Fallon Thomas J
Director
220 $0 $0 84,012
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2023-09-25
4:02 pm
N/A
N/A
Hercules Capital Inc. HTGC Theodosopoulos Nikos
Director
0 $0 0
(Direct)
View
2023-09-08
Option Award
2023-09-11
5:16 pm
N/A
N/A
Hercules Capital Inc. HTGC Randhawa Paramjeet K
Director
5,656 $15.9 12,584
(Direct)
View
2023-09-08
Option Award
2023-09-11
5:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
5,656 $15.9 10,717
(Direct)
View
2023-09-08
Option Award
2023-09-11
5:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
5,656 $15.9 8,754
(Direct)
View
2023-09-08
Option Award
2023-09-11
5:15 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
5,656 $15.9 46,540
(Direct)
View
2023-09-08
Option Award
2023-09-11
5:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Aguirre DeAnne
Director
2,828 $15.9 7,907
(Direct)
View
2023-09-08
Option Award
2023-09-11
5:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Aguirre DeAnne
Director
1,693 $0 7,907
(Indirect)
View
2023-08-25
Option Award
2023-08-28
5:04 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
199 $16.45 71,591
(Direct)
View
2023-08-25
Option Award
2023-08-28
5:04 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
40 $16.34 71,591
(Direct)
View
2023-08-25
Option Award
2023-08-28
5:04 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
812 $16.44 40,884
(Direct)
View
2023-08-25
Option Award
2023-08-28
5:04 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
144 $16.41 40,884
(Direct)
View
2023-08-25
Option Award
2023-08-28
5:03 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
296 $16.45 13,534
(Indirect)
View
2023-08-25
Option Award
2023-08-28
5:03 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
88 $16.41 13,534
(Direct)
View
2023-08-25
Option Award
2023-08-28
5:03 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
1,667 $0 13,534
(Indirect)
View
2023-08-25
Option Award
2023-08-28
5:03 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
144 $16.41 84,374
(Direct)
View
2023-08-25
Option Award
2023-08-28
5:03 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
1,377 $0 84,374
(Indirect)
View
2023-07-12
Tax Withholding(A)
2023-07-17
6:08 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
2,720 $15.73 287,954
(Direct)
View
2023-07-11
Tax Withholding(A)
2023-07-17
6:08 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
2,666 $15.55 287,954
(Direct)
View
2023-07-12
Tax Withholding(A)
2023-07-17
6:07 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
8,740 $15.73 2,126,153
(Direct)
View
2023-07-11
Tax Withholding(A)
2023-07-17
6:07 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
7,815 $15.55 2,126,153
(Direct)
View
2023-07-12
Tax Withholding
2023-07-13
8:54 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
2,720 $15.73 287,963
(Direct)
View
2023-07-11
Tax Withholding
2023-07-13
8:54 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
2,657 $15.55 287,963
(Direct)
View
2023-07-12
Tax Withholding
2023-07-13
8:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
415 $15.73 71,352
(Direct)
View
2023-07-11
Tax Withholding
2023-07-13
8:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
412 $15.55 71,352
(Direct)
View
2023-07-12
Tax Withholding
2023-07-13
8:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
8,853 $15.73 2,125,939
(Direct)
View
2023-07-11
Tax Withholding
2023-07-13
8:53 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
7,916 $15.55 2,125,939
(Direct)
View
2023-07-10
Tax Withholding
2023-07-12
4:58 pm
N/A
N/A
Hercules Capital Inc. HTGC Botelho Kiersten Zaza
General Counsel & CCO
144 $15.3 27,124
(Direct)
View
2023-06-22
Option Award
2023-06-26
4:05 pm
N/A
N/A
Hercules Capital Inc. HTGC Randhawa Paramjeet K
Director
4,234 $14.17 6,928
(Direct)
View
2023-06-22
Option Award
2023-06-26
4:04 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
4,234 $14.17 111,686
(Direct)
View
2023-06-22
Option Award
2023-06-26
4:04 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
107,452 $0 111,686
(Indirect)
View
2023-05-23
Option Award
2023-05-25
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
162 $13.09 13,150
(Direct)
View
2023-05-23
Option Award
2023-05-25
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
138 $0 13,150
(Indirect)
View
2023-05-23
Option Award
2023-05-25
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
276 $13.91 13,150
(Indirect)
View
2023-05-23
Option Award
2023-05-25
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
253 $13.91 72,179
(Direct)
View
2023-05-23
Option Award
2023-05-25
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
218 $13.09 39,928
(Direct)
View
2023-05-23
Option Award
2023-05-25
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
865 $13.87 39,928
(Direct)
View
2023-05-23
Option Award
2023-05-25
4:17 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
218 $13.09 84,230
(Direct)
View
2023-05-23
Option Award
2023-05-25
4:17 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
186 $0 84,230
(Indirect)
View
2023-05-02
Tax Withholding
2023-05-03
5:27 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
749,872 $13.05 2,142,708
(Direct)
View
2023-05-02
Option Award
2023-05-03
5:27 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
1,669,089 $13.05 2,142,708
(Direct)
View
2023-04-12
Tax Withholding
2023-04-14
4:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
3,083 $12.45 293,340
(Direct)
View
2023-04-12
Tax Withholding
2023-04-14
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
415 $12.45 71,925
(Direct)
View
2023-04-12
Tax Withholding
2023-04-14
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
8,740 $12.45 1,223,491
(Direct)
View
2023-04-11
Tax Withholding
2023-04-13
7:40 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
412 $12.43 72,340
(Direct)
View
2023-04-11
Tax Withholding
2023-04-13
7:40 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
3,011 $12.43 296,423
(Direct)
View
2023-04-11
Tax Withholding
2023-04-13
7:39 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
7,815 $12.43 1,232,231
(Direct)
View
2023-04-10
Tax Withholding
2023-04-12
4:49 pm
N/A
N/A
Hercules Capital Inc. HTGC Botelho Kiersten Zaza
General Counsel & CCO
144 $12.38 27,268
(Direct)
View
2023-03-09
Option Award
2023-03-13
4:15 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
223 $15.31 72,752
(Direct)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
164 $0 8,712
(Indirect)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
121 $15.31 8,712
(Indirect)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Loo Wade
Director
139 $15.32 8,712
(Direct)
View
2023-03-10
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
10,000 $12.75 84,012
(Indirect)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
220 $0 84,012
(Indirect)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
187 $15.32 84,012
(Direct)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
755 $15.33 31,645
(Direct)
View
2023-03-09
Option Award
2023-03-13
4:14 pm
N/A
N/A
Hercules Capital Inc. HTGC CROWELL GAYLE A
Director
187 $15.32 31,645
(Direct)
View
2023-03-09
Option Award
2023-03-13
4:13 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Executive Officer
54,858 $13.83 1,669,089
(Direct)
View
2023-02-06
Option Award
2023-02-08
5:00 pm
N/A
N/A
Hercules Capital Inc. HTGC Botelho Kiersten Zaza
General Counsel & CCO
3,408 $0 3,408
(Direct)
View
2023-02-06
Option Award
2023-02-08
4:59 pm
N/A
N/A
Hercules Capital Inc. HTGC Follmann Christian
Chief Operating Officer
8,521 $0 8,521
(Direct)
View
2023-02-06
Option Award
2023-02-08
4:59 pm
N/A
N/A
Hercules Capital Inc. HTGC Meyer Seth H
Chief Financial Officer
13,633 $0 13,633
(Direct)
View
(A) Indicate amendment filing.
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