Insider Trading & Ownership - NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND (NCV)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-10-06
Sale
2023-10-06
3:42 pm
Virtus Convertible & Income Fund NCV Oberto David J.
Portfolio Manager
139 $3.05 $423 0
(Direct)
View
2022-03-03
Purchase
2022-03-04
5:08 pm
Virtus AllianzGI Convertible & Income Fund NCV DeCotis Deborah A
Director
989 $5.03 $4,975 989
(Direct)
View
2022-02-25
Purchase
2022-03-01
2:34 pm
Virtus AllianzGI Convertible & Income Fund NCV McLoughlin Philip R
Director
2,100 $4.945 $10,385 2,100
(Direct)
View
2021-12-21
Purchase
2021-12-22
3:15 pm
Virtus AllianzGI Convertible & Income Fund NCV AYLWARD GEORGE R
President and CEO
8,821 $5.668 $49,997 8,821
(Direct)
View
2021-10-01
Purchase
2021-10-05
11:43 am
Virtus AllianzGI Convertible & Income Fund NCV MACLEOD JAMES S
Director
12,892 $5.9445 $76,636 13,892
(Direct)
View
2021-04-29
Purchase
2021-04-29
5:18 pm
Virtus AllianzGI Convertible & Income Fund NCV Drummond F Ford
Director
1,715 $5.81 $9,964 1,715
(Direct)
View
2021-04-27
Purchase
2021-04-28
4:54 pm
Virtus AllianzGI Convertible & Income Fund NCV Rappaport Alan
Director
1,000 $5.86 $5,860 2,000
(Direct)
View
2021-02-05
Purchase
2021-02-12
2:31 pm
Virtus AllianzGI Convertible & Income Fund NCV UBS Group AG
10% Owner
450 $5.8738 $2,643 273,222
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2024-06-06
5:14 pm
N/A
N/A
Virtus Convertible & Income Fund NCV BURKE DONALD C
Director
0 $0 4,500
(Direct)
View

Ownership
2023-06-05
4:31 pm
N/A
N/A
Virtus Convertible & Income Fund NCV MetLife Investment Management LLC
10% Owner
0 $0 2,640,000
(Indirect)
View
2022-11-03
Other
2022-11-08
11:49 am
N/A
N/A
Virtus Convertible & Income Fund NCV UBS Group AG
10% Owner
8,056 $0 8,056
(Indirect)
View

Ownership
2022-03-03
3:14 pm
N/A
N/A
Virtus AllianzGI Convertible & Income Fund NCV Oberto David J.
Portfolio Manager
0 $0 112
(Direct)
View

Ownership(A)
2022-01-04
11:54 am
N/A
N/A
Virtus AllianzGI Convertible & Income Fund NCV ZINO BRIAN T
Director
0 $0 3,500
(Direct)
View

Ownership
2022-01-03
3:23 pm
N/A
N/A
Virtus AllianzGI Convertible & Income Fund NCV ZINO BRIAN T
Director
0 $0 3,500
(Direct)
View
(A) Indicate amendment filing.