Insider Holders & Insider Ownership - NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND (NCV)

List of insiders holdings for NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 MetLife Investment Management LLC
10% Owner		 2023-06-12 16:30:14 2,640,000
0		 2,640,000 Form 13G
2 BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner		 2023-02-14 09:29:16 2,621,910
0		 2,621,910 Form 13G
3 MACLEOD JAMES S
Director		 2021-10-05 11:43:12 13,892
0		 13,892 Form 4
4 AYLWARD GEORGE R
President and CEO		 2021-12-22 15:15:39 8,821
0		 8,821 Form 4
5 UBS AG
10% Owner		 2014-02-13 09:48:58 8,056
0		 8,056 Form 13G
6 MAHER C WILLIAM
Executive Committee		 2004-04-28 17:11:04 5,000
0		 5,000 Form 4
7 BURKE DONALD C
Director		 2024-06-06 17:14:08 4,500
0		 4,500 Form 3
8 ZINO BRIAN T
Director		 2022-01-04 11:54:32 3,500
0		 3,500 Form 3/A
9 McLoughlin Philip R
Director		 2022-03-01 14:34:54 2,100
0		 2,100 Form 4
10 Rappaport Alan
Director		 2021-04-28 16:54:30 2,000
0		 2,000 Form 4
11 Cogan Sarah E
Director		 2019-08-23 07:47:41 1,800
0		 1,800 Form 4
12 Drummond F Ford
Director		 2021-04-29 17:18:16 1,715
0		 1,715 Form 4
13 John Matthew E
Affiliated Person		 2008-03-18 16:30:50 1,350
0		 1,350 Form 4
14 ALTADONNA LAWRENCE G
Treasurer		 2009-01-29 17:34:38 1,100
0		 1,100 Form 4/A
15 DeCotis Deborah A
Director		 2022-03-04 17:08:00 989
0		 989 Form 4
16 LEMESEVSKI ELIZABETH
Affiliated Person		 2007-08-17 16:41:08 800
0		 800 Form 4
17 LARRABEE NICOLE
Affiliated Person		 2007-08-21 15:21:11 0
300		 300 Form 4
18 King Susan M
Affiliated Person		 2014-02-20 14:17:47 0
0		 0 Form 3
19 Thompson Kathleen C.
Affiliated Person		 2017-01-10 14:42:01 0
0		 0 Form 3
20 Allianz Global Investors U.S. Holdings LLC
Affiliated Entity		 2013-01-30 15:37:17 0
0		 0 Form 3
21 Mildner Heiko
Affiliated Person		 2017-01-09 13:58:12 0
0		 0 Form 3
22 Parker Jeffrey D
See Remarks		 2016-06-17 14:41:12 0
0		 0 Form 3
23 Frank Udo
Affiliated Person		 2013-07-12 16:07:34 0
0		 0 Form 3
24 Grau William
SEE REMARKS		 2016-01-15 15:59:29 0
0		 0 Form 3/A
25 Carlino Giorgio
SEE REMARKS		 2016-01-13 19:02:30 0
0		 0 Form 3
26 Rubano Debra
Assistant Secretary		 2016-01-13 18:42:24 0
0		 0 Form 3
27 Borreggine Angela
Assistant Secretary		 2016-01-13 18:26:34 0
0		 0 Form 3
28 Eu Douglas
SEE REMARKS		 2016-01-08 17:11:13 0
0		 0 Form 3
29 Jobson David
Affiliated Person		 2014-02-20 15:29:52 0
0		 0 Form 3
30 Kumar Satya
SEE REMARKS		 2016-01-13 19:23:30 0
0		 0 Form 3
31 Bengtson-Olivieri Erin
Affiliated Person		 2014-04-29 17:22:28 0
0		 0 Form 3
32 Barling James
Affiliated Person		 2014-06-26 11:17:19 0
0		 0 Form 3
33 FORSYTH DOUGLAS
Affiliated Person		 2014-06-27 16:36:22 0
0		 0 Form 4
34 Harter Thomas L
Chief Compliance Officer		 2013-07-01 14:16:10 0
0		 0 Form 3
35 Bonanno Peter
Affiliated Person		 2015-01-07 15:25:44 0
0		 0 Form 3
36 WALTON R KEITH
Director		 2022-07-19 16:24:38 0
0		 0 Form 3
37 Toms Matthew
CEO, Voya Investment Managemen		 2024-01-18 18:13:31 0
0		 0 Form 3
38 Oberto David J.
Portfolio Manager		 2023-10-06 15:42:43 0
0		 0 Form 4
39 MCDANIEL CONNIE D
Director		 2023-05-31 12:45:27 0
0		 0 Form 3
40 MCNAMARA GERALDINE M
Director		 2023-05-30 11:41:28 0
0		 0 Form 3
41 UBS Group AG
10% Owner		 2022-12-09 08:54:03 0
0		 0 Form 13G
42 VOYA INVESTMENT MANAGEMENT CO
Subadviser to the issuer		 2022-08-04 16:34:12 0
0		 0 Form 3
43 Zemsky Paul
CIO-Subadviser to the issuer		 2022-08-04 13:52:31 0
0		 0 Form 3
44 Costa Vincent J
CIO-Subadviser to the issuer		 2022-08-04 12:50:21 0
0		 0 Form 3
45 Hurtsellers Christine
CEO - Subadviser to the issuer		 2022-08-04 12:18:10 0
0		 0 Form 3
46 KASS JUSTIN
Portfolio Manager		 2017-06-30 15:00:03 0
0		 0 Form 4
47 YEE MICHAEL
Portfolio Manager		 2022-03-03 17:20:37 0
0		 0 Form 3
48 Smirl Richard W
EVP		 2021-06-30 10:30:15 0
0		 0 Form 3
49 WALTMAN FRANCIS G
EVP		 2021-02-11 16:26:32 0
0		 0 Form 3
50 BRADLEY WILLIAM PATRICK III
EVP, CFO and Treasurer		 2021-02-11 15:41:03 0
0		 0 Form 3
51 Pushpaharan Gem
Affiliated Person		 2019-09-03 14:44:56 0
0		 0 Form 3
52 Viggiano John
Affiliated Person		 2019-08-30 13:30:04 0
0		 0 Form 3
53 SCOON DAVEY
Director		 2017-12-22 16:28:53 0
0		 0 Form 3
54 Ruckman Craig
Assistant Secretary		 2017-12-13 10:16:32 0
0		 0 Form 3
55 Holt Erick
Director		 2017-12-13 10:08:26 0
0		 0 Form 3
56 STICKNEY WILLIAM
Affiliated Person		 2008-03-10 17:45:07 0
0		 0 Form 4
57 Guia Youse
Chief Compliance Officer		 2009-01-20 18:12:51 0
0		 0 Form 3/A
58 Rich Katherine A.
Affiliated Person		 2009-01-20 18:02:08 0
0		 0 Form 3/A
59 Kirk Richard H
Assistant Secretary		 2009-01-20 17:40:53 0
0		 0 Form 3/A
60 Pisano Albert A
Affiliated Person		 2009-01-20 17:37:24 0
0		 0 Form 3/A
61 KERTESS HANS W
Director		 2009-01-20 18:57:25 0
0		 0 Form 3/A
62 Ogden William B IV
Director		 2009-01-20 18:47:46 0
0		 0 Form 3/A
63 Healey William V
Assistant Secretary		 2009-01-20 18:42:33 0
0		 0 Form 3/A
64 Claussen Barbara R
AFFILIATED PERSON		 2008-12-31 11:35:07 0
0		 0 Form 3
65 COCHRAN RICHARD J
Assistant Treasurer		 2008-12-31 11:32:42 0
0		 0 Form 3
66 Whisten Scott
Assistant Treasurer		 2008-12-31 11:26:07 0
0		 0 Form 3
67 WUSSOW DEBORAH A
Affiliated Person		 2008-12-31 11:16:04 0
0		 0 Form 3
68 McCraw John
Executive Committee		 2009-01-20 18:22:14 0
0		 0 Form 3/A
69 SULLIVAN R PETER III
Director		 2007-09-12 14:25:57 0
0		 0 Form 3
70 ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity		 2007-05-29 12:07:10 0
0		 0 Form 4
71 Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary		 2006-12-21 16:12:06 0
0		 0 Form 3
72 FLATTUM DAVID C
Director		 2006-11-27 17:48:40 0
0		 0 Form 4
73 Hoover E Clifton Jr
Affiliated Person		 2006-11-27 16:31:56 0
0		 0 Form 4
74 Turner Ethan
Operations Generalist II		 2006-09-07 09:39:45 0
0		 0 Form 4
75 JOHNSON PETER JAMES
Executive Committee		 2006-04-05 14:08:51 0
0		 0 Form 4
76 SAGERMAN ERIC
Executive Committee		 2006-04-05 12:30:23 0
0		 0 Form 4
77 Sufi Ranjit
Executive Committee		 2006-03-30 15:27:50 0
0		 0 Form 3
78 Fuccillo Thomas J
Secretary		 2005-03-03 10:49:43 0
0		 0 Form 3
79 PATULA JENNIFER
Assistant Secretary		 2004-03-01 16:46:59 0
0		 0 Form 3
80 Migliori Scott
Affiliated Person		 2011-03-10 14:04:55 0
0		 0 Form 3
81 Koo Paul
Affiliated Person		 2013-02-14 09:00:34 0
0		 0 Form 3
82 Rohweder Herold
Affiliated Person		 2013-01-30 15:46:51 0
0		 0 Form 3
83 FESTINO NICHOLAS
Insider		 2003-07-25 15:09:43 0
0		 0 Form 3
84 Sluyters Julian
Affiliated Person		 2012-11-01 14:36:19 0
0		 0 Form 3
85 Lohrfink Jill
Affiliated Person		 2012-05-09 10:24:22 0
0		 0 Form 3
86 Townsend Christopher
Affiliated Person		 2012-02-29 12:40:45 0
0		 0 Form 3
87 Carroll John
Affiliated Person		 2012-02-29 16:33:13 0
0		 0 Form 3
88 Oliver Thomas W JR
Affiliated Person		 2011-11-14 10:14:16 0
0		 0 Form 3
89 Schreiber Mary Ann
Affiliated Person		 2011-05-19 16:09:36 0
0		 0 Form 3
90 Marino Gerard
Affiliated Person		 2011-03-10 15:46:50 0
0		 0 Form 3
91 Sexauer Stephen
Affiliated Person		 2011-03-10 14:23:22 0
0		 0 Form 3
92 Owen David C.
Affiliated Person		 2013-02-14 09:12:17 0
0		 0 Form 3
93 Gaffney Brian J.
Affiliated Person		 2011-03-10 12:05:28 0
0		 0 Form 3
94 Dzemaili Orhan
Assistant Treasurer		 2011-01-20 09:06:24 0
0		 0 Form 3
95 GALLAGHER BRADFORD K
Director		 2010-09-27 14:55:15 0
0		 0 Form 3
96 Mullen Geoffrey G.
Affiliated Person		 2010-08-26 10:39:07 0
0		 0 Form 3
97 Fischer Ben J
Affiliated Person		 2010-08-26 10:31:09 0
0		 0 Form 3
98 Allianz Global Investors Capital LLC
Investment Adviser		 2010-08-26 10:12:42 0
0		 0 Form 3
99 JACOBSON JAMES A
Director		 2009-12-17 10:42:20 0
0		 0 Form 3
100 TAYLOR DIANA L
Director		 2009-01-23 10:54:30 0
0		 0 Form 3/A
101 MANEY JOHN C
Affiliated Person		 2009-01-21 19:42:47 0
0		 0 Form 3/A
102 KOEPFGEN BRUCE L
AFFILIATED PERSON		 2009-01-21 19:54:29 0
0		 0 Form 3/A
103 Chapman Kathleen A
Assistant Secretary		 2009-01-20 18:37:11 0
0		 0 Form 3/A