Insider Holders & Insider Ownership - VIVEVE MEDICAL INC. (VIVE)

List of insiders holdings for VIVEVE MEDICAL INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Plexico Jon M
10% Owner		 2018-10-04 13:17:08 22,548
3,849,711		 3,872,259 Form 4
2 TAUSCHER MARK R
President & CEO		 2013-07-22 12:17:37 3,537,565
0		 3,537,565 Form 4
3 Stonepine Capital Management LLC
STONEPINE CAPITAL L.P.
Plexico Jon M
LYNCH TIMOTHY P
Director
10% Owner		 2019-03-20 16:06:19 3,461,204
0		 3,461,204 Form 13D
4 Mann Gregory W.
Chief Financial Officer		 2013-07-22 11:59:23 1,492,377
0		 1,492,377 Form 4
5 JANNEY DANIEL
Director		 2019-01-02 15:48:42 60,579
1,381,955		 1,442,534 Form 4
6 Alta Bioequities Management LLC
Alta Bioequities L.P.
10% Owner		 2017-03-24 10:43:53 1,421,024
0		 1,421,024 Form 13D
7 KAYNE FRED
Shareholder		 2008-12-23 15:16:58 1,063,300
0		 1,063,300 Form 4
8 Atkinson James G.
CBO & President		 2019-02-08 15:52:52 53,945
910,661		 964,606 Form 4
9 THOMASCH JAMES G
Senior Vice President & CFO		 2009-06-04 14:26:56 814,470
0		 814,470 Form 4
10 5AM Partners II LLC
5AM Ventures II LP
5AM CO-INVESTORS II LP
Schwab Andrew J.
DIEKMAN JOHN D
ROCKLAGE SCOTT M
10% Owner		 2019-06-26 17:12:37 807,837
0		 807,837 Form 13D
11 Puglisi Vincent
Managing Director, Int'l
Director		 2013-07-22 12:58:09 609,902
0		 609,902 Form 4
12 HOLMES BENJAMIN L
Director		 2013-07-22 12:50:40 515,300
0		 515,300 Form 4
13 GBS Venture Partners Pty Ltd
GBS Bioventures III A/C
10% Owner		 2016-06-23 20:30:17 478,828
0		 478,828 Form 13D
14 Luppi Kenneth J
VP, Operations		 2009-06-03 17:15:34 463,560
0		 463,560 Form 4
15 NORTON H B BRENT
Director		 2013-07-22 12:28:44 409,000
0		 409,000 Form 4
16 Durbin Scott
Chief Executive Officer		 2023-01-05 16:03:31 360,000
0		 360,000 Form 4
17 RUDKO ROBERT I
Chief Scientific Officer		 2009-06-03 17:15:17 351,731
0		 351,731 Form 4
18 Zaderej Karen L.
Director		 2019-11-27 19:30:05 330,000
0		 330,000 Form 4
19 Scheller Patricia
Chief Executive Officer		 2018-01-25 17:00:44 185,000
0		 185,000 Form 4
20 Simpson Carl
Director		 2015-12-18 21:38:49 156,811
0		 156,811 Form 4
21 Colella Mark Samuel
Director
10% Owner		 2015-12-18 21:39:02 155,000
0		 155,000 Form 4
22 MAGAZINE ALAN H
Director		 2009-06-04 11:55:53 125,000
0		 125,000 Form 4
23 Kyle Albert
Director		 2013-07-22 12:45:07 100,000
0		 100,000 Form 3
24 GOLDMAN SACHS GROUP INC
GOLDMAN SACHS & CO. LLC
None - See FN 3		 2020-02-18 19:12:09 0
92,425		 92,425 Form 4/A
25 ADAMS MICHAEL F
VP, New Ventures and QA/RA		 2005-05-25 09:01:14 72,727
0		 72,727 Form 4
26 Basta Steven L
Director		 2023-01-05 16:04:01 72,000
0		 72,000 Form 4
27 Robbins Jim B
SVP, Finance & Administration		 2023-01-05 16:02:19 57,000
0		 57,000 Form 4
28 PENDERGAST EDWARD H
Director		 2012-06-01 10:09:04 45,000
0		 45,000 Form 4
29 BRENNER LOUIS MD
Director		 2009-06-05 11:44:54 45,000
0		 45,000 Form 4
30 Presnell Sharon Collins
Director		 2023-01-05 16:02:45 36,000
0		 36,000 Form 4
31 Morris Arlene
Director		 2023-01-05 16:03:02 36,000
0		 36,000 Form 4
32 JORN DEBORA
Director		 2023-01-05 16:03:15 36,000
0		 36,000 Form 4
33 DUNN KEVIN J
Director		 2012-06-01 09:45:48 22,500
0		 22,500 Form 4
34 BUSH LORI H
Director		 2018-07-03 18:23:20 6,530
0		 6,530 Form 4
35 Smith Brigitte
Director		 2016-09-30 12:48:40 0
0		 0 Form 4
36 Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner		 2019-09-10 17:00:42 0
0		 0 Form 13G